*
: 00981
: + 86 (21) 3861 0000 : + 86 (21) 5080 2868 : www.smics.com
重要提示
第一節、釋義
中芯國際二零二一年
0.004
A
812812
2.250.350.180.139065452814
384045
第二節、公司簡介和主要財務指標
Semiconductor Manufacturing International CorporationSMICCricket Square,Hutchins Drive, P.O. Box 2681, Grand Cayman, KY11111 Cayman Islands
201203http://www.smics.com/ir@smics.com9303003
A
18317M
1818021-20812800021-20812800021-50802868021-50802868ir@smics.comir@smics.com
第二節、公司簡介和主要財務指標
中芯國際二零二一年
http://www.sse.com.cnhttp://www.hkexnews.hk
A688981
00981
202134
(%)
2,447,7511,843,37532.8
846,679202,133318.9362,65982,631338.91,502,981407,548268.81,759,057839,273109.6
(%)
16,060,98714,875,2068.032,172,69431,320,5752.7
(%)
26.8%26.2%0.6
33.7%9.6%24.1
71.9%45.5%26.4
0.110.04175.0
0.110.04175.0
0.050.01400.0
5.5%3.4%2.1
2.3%1.3%1.0
12.2%17.6%5.4
第二節、公司簡介和主要財務指標
812,421195,83316,060,98715,174,594(1)
34,258–––
(2)
–––(299,388)
–6,300––
846,679202,13316,060,98714,875,206
(1)(2)(3)
19,204167,592265,561
15,380
39,849
(24)
20,887
(44,429)
484,020
1[2008]
824,029176,954
55,84236,378881,286595,572(2,100)30,369
1,759,057839,273
第三節、管理層討論與分析
中芯國際二零二一年
0.3514
IP
IP
(1).
(2).
(3).
第三節、管理層討論與分析
IPEDA
第三節、管理層討論與分析
中芯國際二零二一年
IC Insights
0.35CMOS
FinFET53IC
5540
33037315,84610,382
–11,7721,766––9494
33037417,71212,242
(%)
299,325324,485-7.8–––299,325324,485-7.8
12.2%17.6%5.4–––
第三節、管理層討論與分析
?
1FinFET
32828HKC+
WIFI42828HKC+
SRAM
SRAM
AMOLED
AMOLED
(eFlash)
ESF340V1.0
IP
第三節、管理層討論與分析
中芯國際二零二一年
7NOR Flash65NOR55
NOR
NOR
WIFI8NAND Flash
38NAND24SLC
24NAND
1xNAND990BCD90BCD
V1.0
1,7852,419
11.2%15.8%
35,55846,1442019
(%)
22212.494452.935519.926414.8
1,785100.0
(%)
3067437.830-4084347.24026815.0
1,785100.0
SJ Semiconductor Corporation
第三節、管理層討論與分析
FinFET
200.3514
12,14810,38294
ISO27001ISO9001ISO14001OHSAS18001/ISO45001IATF16949TL9000QC080000ISO14064ISO50001ISO26262
第三節、管理層討論與分析
中芯國際二零二一年
()
EAR744.21(b)
10nm
2,447.832.8%2,239.7
91.5%33.5%208.18.5%
25.5%
59.6%
23.9%25.3%15.1%
23.0%72.8%
33.2%13.1%30.7%
9061.4%43.6%55/65
31.2%33.1%FinFET/2811.1%75.9%
第三節、管理層討論與分析
299.3324.5
12.2%17.6%
第三節、管理層討論與分析
中芯國際二零二一年
1,365.41,396.9299.3324.5
33.3%44.4%
[2011]4[2020]8
第三節、管理層討論與分析
40.4%36.1%
10nm
第三節、管理層討論與分析
中芯國際二零二一年
1.43.8
2,946.89.2%
26.8%26.2%
2,447.81,843.4846.7
202.1362.782.6
15%
12.5%
0%
第三節、管理層討論與分析
37.6%
IDM
30%
11.71%7.81%15
27189
[2018]21A
第三節、管理層討論與分析
中芯國際二零二一年
1)PDF SOLUTIONS, INC.
2)10(b)20(a)10b-5
2,447.8846.7
(%)
2,447,7511,843,37532.8(1,792,625)(1,361,201)31.7655,126482,17435.9(299,325)(324,485)(7.8)
(12,032)(10,913)10.3(99,935)(133,612)(25.2)418,77699,665320.252,80037,37021,40730,342(29.4)85,31827,604209.1
1,502,981407,548268.8(4,104,346)(2,064,579)98.8(75,708)2,569,233
(1)
1,843.432.8%2,447.8
2.8816.2%3.38590678
(2)1,361.231.7%1,792.6
(3)
482.235.9%655.1(4)
112.0662.4
299.3324.5
12.010.9
133.699.912
第三節、管理層討論與分析
99.7418.8
231.499.7167.6
(5)
824.0177.0365.7%
(6)
2,677.1
407.51,503.04,104.3
75.7
(1)
25.3%23.5%
59.6%63.9%
(2)
15.1%12.6%
(1)(2)
33.2%47.5%
13.1%16.0%
23.0%17.8%
30.7%18.7%
FinFET/2811.1%8.4%40/4515.5%15.2%55/6531.2%31.3%
903.6%2.2%
0.11/0.135.9%5.4%
0.15/0.1829.2%33.2%
0.25/0.353.5%4.3%
第三節、管理層討論與分析
中芯國際二零二一年
(1)
4,943,8825,290,833
261,764245,270597,312596,9661,95711,131232,082229,217
6,036,9976,373,417(7,179,067)(9,826,537)(218,564)(575,258)(1)
(7,219)(111,477)(2)
(8,046,641)(4,445,238)
(9,414,494)(8,585,093)
6,037.01,626.53,317.4507.2
(2)
(3)
338.83,393.0
21.7
(4)
31.
(%)
231,38228.1167,59320.3 85,31810.4
第三節、管理層討論與分析
(%)
(%)
(%)
218,5640.7575,2581.8(62.0)
7,2190.0111,4770.4(93.5)996,0763.1975,9273.12.14,628,93714.42,806,5179.064.9
36,9670.124,9000.148.53,417,70410.61,638,7215.2108.6399,3581.21,260,0574.0(68.3) 15,9240.1120,5770.4(86.8)
783,8302.4181,4250.6332.0
5,7820.017,5790.1(67.1)––229,2170.7(100.0)232,0820.7––
17,7530.1––––299,388 1.0 (100.0)
第三節、管理層討論與分析
中芯國際二零二一年
(1)
173.7
(2)
127.0207.7
(1)
(9,414,494)(8,585,093)22,781,63121,681,738
-41.3%-39.6%
(2)
29.6
18.520.9
(1)
2823.555%23%(2)
168,737156,36712,3703,694
7,219111,477(104,258)222
第三節、管理層討論與分析
SJ Semiconductor CorporationSilver Starry LimitedIntegrated Victory (BVI) LimitedSJ SemiconductorCorporationSJ SemiSJ Semi55.87%3.97SJ SemiSJ SemiSJ Semi
2,190100.00%5,991,6942,710,006563,130107,759204,4221,000100.00%29,573,4602,851,4611,061,813255,504352,9771,290100.00%2,074,6631,323,871294,02569,90960,1874,80051.00%5,726,5894,672,420674,332107,586112,9961,100100.00%1,741,124588,933115,819(15,667)(26,321)6,50038.515%8,749,0776,014,461219,179(158,507)(128,262)
()
7812.86%707323205F8.17%51819.57%33534515.85%
16,000,00011.96%
2021
第四節、公司治理
中芯國際二零二一年
www.smics.com)E.1.3A.4.2
3.10A
3.10A
20212021625(http://www.hkexnews.hk)
(http://www.sse.com.cn)
202162520216262021 2021625(http://www.hkexnews.hk)
(http://www.sse.com.cn)
20216252021626
第四節、公司治理
13.51B
????.?? William Tudor BrownCeres Power Holdings plc
CWR.L?68680229?
600060
10–10–10–
第四節、公司治理
中芯國際二零二一年
20142013613
2021129
202112920142013613202121
20212120142013613202121
20212120142013613
202121
202121201420136132021225
202122520142013613
2021330
202133020142013613
202149
202149201420136132021527
2021527
202153120142013613
2021629
202162920142013613
2021629
20216292021519<2021
>2021
2021520http://www.sse.com.cn/)
2021-0192021
20212021-02020212021202162520212021
20212021
2021626
http://www.sse.com.cn/)20212021-026
第四節、公司治理
1.
5/31/20115/31/2011-5/30/2021148,313,8010.85776,405–175,866–600,539––3.140.839/8/20119/8/2011-9/7/202142,809,0830.5878,466–3,292–18,200–56,9743.300.5611/17/201111/17/2011-11/16/202116,143,1470.5181,195–––28,800–52,3953.570.515/22/20125/22/2012-5/21/2022252,572,7060.452,334,978–––262,229–2,072,7493.240.459/12/20129/12/2012-9/11/202212,071,2500.3735,800–––6,000–29,8003.180.3711/15/201211/15/2012-11/14/202218,461,0000.47111,416–––23,200–88,2163.400.475/7/20135/7/2013-5/6/202324,367,2010.76100,215–––6,537–93,6783.250.776/11/20136/11/2013-6/10/2023102,810,0000.821,328,622–––121,262–1,207,3603.330.796/11/20136/11/2013-6/10/202374,755,7560.82188,233–––––188,233–0.796/17/20136/17/2013-6/16/202313,608,2490.801,360,824–––––1,360,824–0.789/6/20139/6/2013-9/5/202322,179,0700.72128,725––––128,725–0.7311/4/201311/4/2013-11/3/202319,500,0000.74105,000–13,900–31,600–59,5003.340.72
6,629,879–193,058–1,098,367–5,338,454
25%
第四節、公司治理
中芯國際二零二一年
2.
6/12/20146/12/2014-6/11/20242,886,4860.82288,648–––––288,648–0.826/12/20146/12/2014-6/11/202426,584,2500.82262,229–––65,500–196,7293.000.8211/17/201411/17/2014-11/16/2024119,640,0121.091,433,018–––129,335–1,303,6833.371.102/24/20152/24/2015-2/23/202512,293,0170.91130,500–––17,000–113,5003.160.885/20/20155/20/2015-5/19/202512,235,0001.0635,916–––––35,916–1.055/20/20155/20/2015-5/19/202525,211,6331.062,521,163–––––2,521,163–1.055/25/20165/25/2016-5/24/20265,146,0000.8240,450–––10,000–30,4503.560.835/25/20165/25/2016-5/24/2026989,5830.8298,958–––––98,958–0.839/12/20169/12/2016-9/11/202611,9861.121,198–––––1,198–1.134/5/20174/5/2017-4/4/2027187,5001.26187,500–––––187,500–1.244/5/20174/5/2017-4/4/2027187,5001.26187,500–––187,500––3.801.244/5/20174/5/2017-4/4/202762,5001.2662,500–––––62,500–1.245/22/20175/22/2017-5/21/2027345,0001.0913,937–––2,250–11,6873.121.079/7/20179/7/2017-9/6/20271,687,5001.011,687,500–––––1,687,500–1.005/23/20185/23/2018-5/22/202818,493,8341.349,068,222–398,100–763,225–7,906,8973.281.335/23/20185/23/2018-5/22/2028125,0001.34125,000–––––125,000–1.33William Tudor Brown5/23/20185/23/2018-5/22/202887,5001.3487,500–––––87,500–1.33
9/13/20189/13/2018-9/12/2028187,5001.09187,500–––––187,500–1.079/13/20189/13/2018-9/12/2028187,5001.09187,500–––––187,500–1.0711/19/201811/19/2018-11/18/2028138,0000.8762,000–––––62,000–0.845/21/20195/21/2019-5/20/202962,5001.0962,500–––––62,500–1.11William Tudor Brown5/21/20195/21/2019-5/20/202962,5001.0962,500–––––62,500–1.11
9/12/20199/12/2019-9/11/2029100,0001.2575,000–––––75,000–1.259/12/20199/12/2019-9/11/2029648,0001.25529,000–––180,500–348,5003.421.259/12/20199/12/2019-9/11/2029187,5001.25187,500–––187,500––3.411.2511/26/201911/26/2019-11/25/202970,0001.2970,000–52,500–17,500––3.111.305/25/20205/25/2020-5/24/20306,794,8032.336,131,903–412,784–369,237–5,349,8823.302.185/25/20205/25/2020-5/24/203062,5002.3362,500–––––62,500–2.18William Tudor Brown5/25/20205/25/2020-5/24/203062,5002.3362,500–––––62,500–2.185/25/20205/25/2020-5/24/2030219,7062.33219,706–––––219,706–2.185/25/20205/25/2020-5/24/203054,9662.3354,966–––––54,966–2.185/25/20205/25/2020-5/24/203054,9662.3354,966–54,966–––––2.185/25/20205/25/2020-5/24/203029,0422.3329,042–––––29,042–2.185/25/20205/25/2020-5/24/2030281,0922.33281,092–––––281,092–2.185/25/20205/25/2020-5/24/2030659,1172.33659,117–––––659,117–2.185/25/20205/25/2020-5/24/2030586,7932.33586,793–––––586,793–2.185/25/20205/25/2020-5/24/2030659,1172.33659,117–––––659,117–2.189/9/20209/9/2020-9/8/2030108,8512.84108,851–––––108,851–2.4311/23/202011/23/2020-11/22/20303,574,0492.973,542,957–193,043–20,225–3,329,6893.262.935/31/20215/31/2021-5/30/20313,434,7623.16–3,434,76249,374–––3,385,388–3.11William Tudor Brown5/31/20215/31/2021-5/30/203162,5003.16–62,500––––62,500–3.11
5/31/20215/31/2021-5/30/203162,5003.16–62,500––––62,500–3.115/31/20215/31/2021-5/30/203132,8773.16–32,877––––32,877–3.115/31/20215/31/2021-5/30/2031296,0853.16–296,085––––296,085–3.115/31/20215/31/2021-5/30/203113,1193.16–13,119––––13,119–3.115/31/20215/31/2021-5/30/2031187,5003.16–187,500––––187,500–3.115/31/20215/31/2021-5/30/203132,8773.16–32,877––––32,877–3.115/31/20215/31/2021-5/30/2031187,5003.16–187,500––––187,500–3.115/31/20215/31/2021-5/30/2031277,1493.16–277,149––––277,149–3.115/31/20215/31/2021-5/30/2031122,7413.16–122,741––––122,741–3.115/31/20215/31/2021-5/30/2031277,1493.16–277,149––––277,149–3.11
30,108,7494,986,7591,160,767–1,949,772–31,984,969
25%1/3625%
第四節、公司治理
3.
11/17/201411/17/2014-11/16/20242,910,8360.00485,505–––––85,505–1.105/20/20155/20/2015-5/19/202510,804,9850.0041,080,498–––––1,080,498–1.055/25/20165/25/2016-5/24/202668,070,0000.00416,000–––––16,000–0.835/25/20165/25/2016-5/24/2026989,5830.00498,958–––––98,958–0.839/12/20169/12/2016-9/11/202611,9860.0041,198–––––1,198–1.134/5/20174/5/2017-4/4/2027187,5000.004187,500–––––187,500–1.244/5/20174/5/2017-4/4/202762,5000.00462,500–––––62,500–1.245/22/20175/22/2017-5/21/20277,469,0000.004932,250–21,550–871,450–39,2503.211.0712/7/201712/7/2017-12/6/2027364,0000.00457,000–––––57,000–1.325/23/20185/23/2018-5/22/20286,957,9660.0042,035,820–121,900–985,720–928,2003.221.335/23/20185/23/2018-5/22/2028125,0000.004125,000–––––125,000–1.33William Tudor
Brown
5/23/20185/23/2018-5/22/202887,5000.00487,500–––––87,500–1.339/13/20189/13/2018-9/12/2028344,0000.004114,000–––67,000–47,0003.171.079/13/20189/13/2018-9/12/2028187,5000.004187,500–––187,500––3.031.079/13/20189/13/2018-9/12/2028187,5000.004187,500–––––187,500–1.0711/19/201811/19/2018-11/18/202854,0000.00412,000–––––12,000–0.845/21/20195/21/2019-5/20/202962,5000.00462,500–––––62,500–1.11William Tudor
Brown
5/21/20195/21/2019-5/20/202962,5000.00462,500–––––62,500–1.119/12/20199/12/2019-9/11/202939,0000.00419,500–––––19,500–1.259/12/20199/12/2019-9/11/2029291,0000.004130,500–––60,000–70,5003.351.259/12/20199/12/2019-9/11/2029187,5000.004187,500–––187,500––3.411.2511/26/201911/26/2019-11/25/202970,0000.00452,500–52,500–––––1.305/25/20205/25/2020-5/24/20302,677,9330.0042,265,782–159,412–674,342–1,432,0283.242.185/25/20205/25/2020-5/24/203062,5000.00462,500–––––62,500–2.18William Tudor
Brown
5/25/20205/25/2020-5/24/203062,5000.00462,500–––––62,500–2.185/25/20205/25/2020-5/24/203086,6030.00486,603–––––86,603–2.185/25/20205/25/2020-5/24/203054,9660.00454,966–––––54,966–2.185/25/20205/25/2020-5/24/203054,9660.00454,966–54,966–––––2.185/25/20205/25/2020-5/24/203011,447
0.00411,287–––––11,287–2.185/25/20205/25/2020-5/24/2030110,7990.004110,799–––––110,799–2.185/25/20205/25/2020-5/24/2030259,8080.004259,808–––––259,808–2.185/25/20205/25/2020-5/24/2030231,3000.004231,300–––––231,300–2.185/25/20205/25/2020-5/24/2030259,8080.004259,808–––––259,808–2.189/9/20209/9/2020-9/8/203042,4890.00442,489–––11,494–30,9953.242.4311/23/202011/23/2020-11/22/20301,650,6780.0041,635,930–85,198–353,915–1,196,8173.212.935/31/20215/31/2021-5/30/20311,670,5900.004–1,670,59024,594–––1,645,996–3.11William TudorBrown
5/31/20215/31/2021-5/30/203162,5000.004–62,500––––62,500–3.115/31/20215/31/2021-5/30/203162,5000.004–62,500––––62,500–3.115/31/20215/31/2021-5/30/203132,8770.004–32,877––––32,877–3.115/31/20215/31/2021-5/30/2031147,4820.004–147,482––––147,482–3.115/31/20215/31/2021-5/30/20316,5350.004–6,535––––6,535–3.115/31/20215/31/2021-5/30/2031187,5000.004–187,500––––187,500–3.115/31/20215/31/2021-5/30/203132,8770.004–32,877––––32,877–3.115/31/20215/31/2021-5/30/2031187,5000.004–187,500––––187,500–3.115/31/20215/31/2021-5/30/2031138,0500.004–138,050––––138,050–3.115/31/20215/31/2021-5/30/203161,1380.004–61,138––––61,138–3.115/31/20215/31/2021-5/30/2031138,0500.004–138,050––––138,050–3.11
10,924,4672,727,599520,120–3,398,921–9,733,025
25%
第四節、公司治理
中芯國際二零二一年
20232023William Tudor Brown2023
(1)
202320242024202420242024(2)
202420222022202220222022
(1)(2)
第四節、公司治理
William TudorBrown
William Tudor Brown
William Tudor Brown
William TudorBrown
???????
第四節、公司治理
中芯國際二零二一年
第五節、環境與社會責任
1.
401.519.47
DB31/933-2015
58.81
0.160.72
DB31/374-2006120.210.09
86.766.31
DB31/933-2015
64.09
46.7611.51
DB31/374-2006COD99.49169.25
DB31/199-2018
2,370.92
11.9420.31213.38
0.00240.00400.017
181.945.47
DB11/1631-20190.000.00
70.110.060
31.700.74
13.565.77
DB11/307-2013COD133.86214.97
8.0112.87
0.00120.00026
142.759.01
DB11/1631-20190.230.63
50.770.28
32.410.89
15.5413.91
DB11/307-2013COD87.33218.30
6.3115.85
0.000620.0015
第五節、環境與社會責任
中芯國際二零二一年
132.074.83
GB16297-1996
61.090.73
DB12-059-2018
23.001.02
DB12/556-2015
24.632.04
DB12-356-2018COD167.25104.86133.40
5.053.3244.94
72.002.61
DB4427-2001
25.81
1.300.49
32.410.31
GB14554-93
20.870.17
DB4427-2001
14.58
24.601.76
DB4426-2001COD70.0023.52549.51
15.164.73
172.238.81
DB31/933-2015
56.56
0.0980.39
DB31/374-200650.270.083
24.922.31
DB31/933-2015
58.09
17.138.18
DB31/374-2006COD221.71254.20
DB31/199-2018
912.70
7.778.9198.03
0.00480.000020
第五節、環境與社會責任
2.
23,80083,422,80012,00035,760,00018,00061,560,000
18,49021,924,0003,01119,080,000
12,00045,480,000
3.4.5.6.ISO14001IECQ QC080000ISO14064
1.2,079.3CO2e2.
281.6CO2e
1.LED2.
3.PV
第六節、重要事項
中芯國際二零二一年
5%1
5%
32020
2023
5%
5%
5%
第六節、重要事項
5%
2 (1)
(2)
3 (1)5%
(2)(3)
4 (1)50%50%(2)
50%(3)
第六節、重要事項
中芯國際二零二一年
5%
ASemiconductor Manufacturing International Corporation
ASemiconductor Manufacturing International Corporation
Semiconductor Manufacturing International Corporation
第六節、重要事項
Semiconductor Manufacturing International Corporation
2 1
Semiconductor Manufacturing International Corporation
AA
第六節、重要事項
中芯國際二零二一年
1 A
A2 Semiconductor Manufacturing International CorporationA
ASemiconductor Manufacturing International Corporation
5%1 A
5A
第六節、重要事項
Semiconductor Manufacturing InternationalCorporation
6 A
Semiconductor Manufacturing International Corporation
第六節、重要事項
中芯國際二零二一年
ASemiconductorManufacturing International CorporationSemiconductor ManufacturingInternational CorporationASemiconductor Manufacturing International Corporation
1 A
A
(1).
(2).
(3).
Semiconductor Manufacturing International Corporation
第六節、重要事項
1 A
(1).
(2).
(3).
5%1 A
(1).
(2).
(3).
1 A
(1).
第六節、重要事項
中芯國際二零二一年
(2).
(3).
Semiconductor Manufacturing International Corporation
1 A
(1). Semiconductor Manufacturing
International Corporation
(2). 30
5%1 A
(1).
(2).
第六節、重要事項
1 A
(1). Semiconductor Manufacturing
International Corporation
(2). 30
1 A2 1
(1).
A
(2).
AA
1 A
第六節、重要事項
中芯國際二零二一年
20201210
193410(b)20(a)10b-5
http://www.sse.com.cn20201216http://www.hkexnews.hk20201215
1 Innovative Foundry Technologies LLC
Innovative Foundry Technologies LLC
2 PDF SOLUTIONS,INC.
PDFSOLUTIONS,INC.PDFPDFPDF
2021331
2021
http://www.sse.com.cn2021412021
第六節、重要事項
4,746–0.0%
205,08423,8490.3%209,83023,849
60,00010,4220.4%
3,9001,2670.4%63,90011,689 2,7481,1690.0%
3,6821,9303.2%
6,4303,100 54,62422,3980.3%
700430.0%31,86212,36120.3%87,18634,802 385,925196,1351.4%
385,925196,135753,271269,575
120,00011,960
1,20069
100453,000–2,500,000187,310
50,000– 48,0005,025
第六節、重要事項
中芯國際二零二一年
–(A)–
119,186(B)1,800,352
A+B1,800,352
11.2%
(C)–70%(D)282,15550%(E)–C+D+E282,155
第六節、重要事項
7,513,8861,406,569
–5,856,111(%)–
=-
(%)=/
12SN12,575,4242,575,4242,575,424870,5822,439,451(135,973)94.7
1,001,5541,001,5541,001,554218,856449,832(551,722)44.91,401,7411,401,7411,401,741317,131431,661(970,080)30.82,535,1672,535,1672,535,167–2,535,167–100.07,513,8867,513,8867,513,8861,406,5695,856,111(1,657,775)77.9––––
4,494.53.2()[2020]2907
7,662.81,172.1
第七節、股份變動及股東情況
中芯國際二零二一年
(%)(%)
898,231,77711.66(55,421,777)(55,421,777)842,810,00010.67
2 264,349,4033.43264,349,4033.353 510,007,3706.62(55,363,235)(55,363,235)454,644,1355.75
510,007,3706.62(55,363,235)(55,363,235)454,644,1355.75
4 123,875,0041.61(58,542)(58,542)123,816,4621.57
123,875,0041.61(58,542)(58,542)123,816,4621.57
6,805,275,75088.34253,024,876253,024,8767,058,300,62689.331 1,040,231,22313.5055,421,77755,421,7771,095,653,00013.87
3 5,765,044,52774.84197,603,099197,603,0995,962,647,62675.47
7,703,507,527100.00197,603,099197,603,0997,901,110,626100.00
A55,421,777
http://www.sse.com.cn/2021-003197,603,099
55,421,77755,421,7772021118
第七節、股份變動及股東情況
1,685,620,000
27.46
1,685,620,000252,843,00015%6,943.11,000.153,230.27,615.9714.6102.252,515.6
7,513.727.09
7,513.912SN15,856.11,657.82022
360,448
––
360,448A347,70612,742
第七節、股份變動及股東情況
中芯國際二零二一年
XV235%
(1)(1)
72,470,855
(2)
852,522,595
(2)
11.71–924,993,45011.71852,522,595
(2)
–10.79–852,522,59510.79317(1)(a) _852,522,595
(3)
10.79–852,522,59510.79
–617,214,804
(4)
7.81–617,214,8047.81617,214,804
(4)
–7.81–617,214,8047.81
(1) 7,901,110,626
(2) 852,522,595
72,470,855924,993,450
(3) 90%LightmaneHoldings Company Limited317(1)(a)
(4) 617,214,804
第七節、股份變動及股東情況
1 5,962,647,62675.5%
1,938,463,00024.5%2 HKSCC NOMINEES LIMITED
HKSCC NOMINEES LIMITED99.8%
0.2%
3 5%
HKSCC NOMINEES
LIMITED852,522,595617,214,8044 AA
A5 AA
(%)
HKSCC NOMINEES LIMITED212,362,9284,481,723,90456.72
(7,000,000)924,993,45011.7172,470,85572,470,855
(4,840,097)617,214,8047.81 127,458,1201.61127,458,120127,458,120GIC PRIVATE LIMITED110,443,7301.40109,249,819109,249,819
80,589,9491.0280,589,94980,589,949
54,624,9080.6954,624,90854,624,908(14,748,845)40,978,5350.52
36,416,6050.4636,416,60536,416,605504,604,07024,379,9260.31
第七節、股份變動及股東情況
中芯國際二零二一年
HKSCC NOMINEES LIMITED4,481,723,9044,481,723,904
852,522,595852,522,595617,214,804617,214,804
40,978,53540,978,535
24,379,92624,379,926
23,800,00023,800,000
20,897,27620,897,276
14,317,76314,317,763
10,851,24110,851,241
6,784,3456,784,345
第七節、股份變動及股東情況
1 127,458,1202021
2GIC PRIVATE LIMITED109,249,8192021716
80,589,9492021716472,470,8552021716554,624,9082021716
36,416,6052021716736,416,6052021716833,712,4002022716933,712,40020227161018,208,30320217161118,208,3032021716
20207162020716GIC PRIVATE LIMITED2020716
202071620207162020716
第七節、股份變動及股東情況
中芯國際二零二一年
163(163)
William Tudor Brown
187,500187,500
375,000375,000
6,0596,05943516,68216,247
6,657585,241578,584
第七節、股份變動及股東情況
1.(1)
3,180,280277,149––3,457,429
–––––2,095,439277,149188,233–2,372,588
659,117–109,853–659,117 2,236,265296,0851,649,472–2,532,350
412,65662,500––475,156
––––––––––––––––187,500––187,500William Tudor Brown212,50062,500125,000–275,000
187,50032,877––220,377
187,50032,877––220,377
187,500––187,500–
–187,500––187,500
281,092122,741––403,833
104,04213,11932,666–117,161
369,95176,951206,336–446,902
10,113,8421,628,9482,311,560187,50011,555,290
(2)
1,340,306138,050––1,478,356–––––
86,603138,050––224,653
259,808–43,301–259,808 316,805147,48285,505–464,287
412,65662,500––475,156
––––––––––––––––187,500––187,500William Tudor Brown212,50062,500––275,000
187,50032,877––220,377
187,50032,877–187,50032,877
187,500––187,500–
–187,500––187,500
110,79961,138––171,93730,7876,5352,861–37,32296,66238,330–32,384102,608
3,429,4261,095,339131,667407,3844,117,381
第七節、股份變動及股東情況
中芯國際二零二一年
1.
XVXV78
(1)
3,457,429
1,478,356
4,935,7850.063%2,372,588
224,653
2,597,2410.033%659,117
259,808
918,9250.012%2,532,350
464,287
2,996,6370.038%475,156
475,156
950,3120.012%187,500
187,500
375,0000.005%William Tudor Brown275,000
275,000
550,0000.007%220,377
220,377
440,7540.006%187,500220,377
32,877
440,7540.006%375,000375,0000.005%
187,500
187,500
375,0000.005%
第七節、股份變動及股東情況
(1) 7,901,110,626
(2) (a)201552020148.302,521,163
2025519120(b)20205252014
18.096659,1172030524120
(c)2021531201424.50277,14920315301202021630
(3) (a)201552020141,080,498
25%201536201936(b)20205252014259,808(i)86,60325%201931202331(ii)173,20525%202031202431(c)20215312014138,05025%2021312025312021630
(4) (a)201361120046.401,505,854202361090(b)2017972014
7.91,687,50020279690
(c)2020525201418.096219,7062030524120(d)20215312014
24.50277,149203153012020216301,317,621
(5) (a)2020525201486,603
25%202031202431(b)20215312014138,05025%2021312025312021630
(6) 2020525201418.096659,117
20305241202021630
(7) 20205252014259,808
(i)86,60325%201931202331(ii)173,20525%2020312024312021630
(8) (a)201361720046.241,360,8242023616120(b)20146122014
6.4288,6482024611120
(c)2020525201418.096586,7932030524120(d)2021531201424.50296,08520315301202021630
第七節、股份變動及股東情況
中芯國際二零二一年
(9) (a)201411172014291,083(i)240,145
25%20136172017617(ii)50,93825%201431201831(b)20205252014231,300(i)74,01625%201931202331(ii)157,28425%202031202431(c)20215312014147,48225%2021312025312021630205,578
(10) (a)201652520146.4298,958
2026524120(b)20169122014
8.721,1982026911120
(c)20174520149.83462,500202744120(d)20185232014
10.512125,0002028522120(e)201952120148.580
62,5002029520120(f)2020525201418.09662,5002030524120(g)20215312014
24.5062,50020315301202021
(11) (a)2016525201498,958
(b)201691220141,198(c)201745201462,500(d)20185232014125,000125,00062,50062,500201911(e)2019521201462,500202011(f)
2020525201462,500202111
(g)2021
201462,5002022112021630
(12) 2021531201424.50187,50020315301202021630
(13) 20215312014187,500
33%33%34%202151320245132021630
(14) (a)20185232014Brown10.51287,5002028522120(b)20195212014Brown8.58062,500202011
2029520120(c)20205252014Brown18.09662,5002030524120(d)20215312014Brown24.5062,50020315301202021630
第七節、股份變動及股東情況
(15) (a)20185232014Brown87,50087,50025,00062,500201911(b)20195212014
Brown62,500202011(c)20205252014Brown62,500202111(d)20215312014Brown62,5002022112021630
(16) (a)201891320148.574187,500
2028912120(b)20215312014
24.5032,87720315301202021630
(17) (a)20189132014187,500
33%33%34%20186222021622(b)20215
31201432,8772022112021630
(18) (a)201891320148.574187,500
2028912120(b)20215312014
24.5032,87720315301202021630
(19) 2021531201432,877
2022112021630
(20) 2021531201424.50187,500
20315301202021630
(21) 20215312014187,500
33%33%34%2021242024242021630
第八節、債券相關情況
中芯國際二零二一年
(%)
2019
MTN001
1019002582019228201934202234
1,500,000,000
3.57
06/30/2112/31/20
%
(1)
4.083.904.6
(2)
3.803.693.0
(3)
29.2%30.8%1.6
06/30/2106/30/20%
362,65982,631338.9
EBITDA
(4)
0.290.2045.0(5)
15.723.69326.0
(6)
30.178.62250.0
EBITDA
(7)
31.5012.72147.6(8)
100.0%100.0%–(9)
100.0%100.0%–
(1).
(2).
(3). 100%
(4). EBITDA
(5). +
(6). ++
(7). EBITDA+
(8). 100%
(9). /100%
第九節、財務報告中芯國際集成電路製造有限公司及子公司簡明合併損益及其他綜合收益表
中芯國際二零二一年
62,447,7511,843,375
(1,792,625)(1,361,201)
655,126482,174(299,325)(324,485)(12,032)(10,913)(99,935)(133,612)
(206)(822)
7418,77699,665
662,404112,007
107,21469,992
8(55,842)(36,378)
1,4283,756
921,40730,342
85,31827,604
821,929207,323
102,100(30,369)
11824,029176,954
15,352(3,022)
233,325(28,435)
842,706145,497
846,679202,133
(22,650)(25,179)
824,029176,954
865,356170,779
(22,650)(25,282)
842,706145,497
120.110.04
120.110.04
中芯國際集成電路製造有限公司及子公司簡明合併財務狀況表
中芯國際二零二一年
1412,097,96612,138,02115499,677491,238
74,91881,953
161,590,4871,440,9761728,23231,521
36,96724,900
18168,737156,367183,417,7041,638,7211828,18429,04619116,158114,811
1,5391,666
18,060,56916,149,220
20973,004798,776
61,14048,176
21996,076975,927187,219111,477184,628,9372,806,5171825,3634,89119218,564575,258
7,179,0679,826,537
14,089,37015,147,559
22,75523,796
14,112,12515,171,355
32,172,69431,320,575
中芯國際集成電路製造有限公司及子公司簡明合併財務狀況表
2231,60430,814
13,832,04913,512,397
2392,59973,939
2,104,7351,258,056
16,060,98714,875,20624–299,388
6,720,6446,507,144
22,781,63121,681,738
254,544,5244,030,77615153,967150,32126597,312596,966271,95711,13128–229,217
17,753–596,211707,016
1820,28420,700
5,932,0085,746,127
291,423,6731,648,5566783,830181,42525399,3581,260,05715107,79794,94928232,082–
230,578282,601212,004253,6901849,187133,814
5,78217,579
1814,76420,039
3,459,0553,892,710
9,391,0639,638,837
32,172,69431,320,575
中芯國際集成電路製造有限公司及子公司簡明合併權益變動表
中芯國際二零二一年
22272324
20,2275,011,91552,551(56,275)86,2009,923(5,650)550,5065,669,397563,8483,964,61710,197,862
202,133202,133(25,179)176,954(2,919)(28,435)(31,354)(103)(31,457)
(2,919)(28,435)202,133170,779(25,282)145,497
4614,499(6,664)7,8812078,088
4,8004,8001,1485,948
(5,000)(5,000)(5,000)1,940648,135(75,102)574,973574,973
550223,991224,541(224,541)
2,249,9302,249,93037737737723,07323,073(23,073)
2,536886,625(1,864)(75,102)23,450(5,000)830,645(224,541)2,228,2122,834,316
22,7635,898,54050,687(59,194)11,098(18,512)17,800747,6396,670,821339,3076,167,54713,177,675
30,81413,512,39752,4759,7691,964(11,363)21,0941,258,05614,875,206299,3886,507,14421,681,738
846,679846,679(22,650)824,02915,3523,32518,67718,677
15,3523,325846,679865,356(22,650)842,706
2510,201(6,973)3,2533,253
7,4867,4862827,7683210,796(1,623)9,2059,205733298,655299,388(299,388)
367,350367,350930930930
99(9)154154(131,473)(131,319)
790319,652513(1,623)1,093320,425(299,388)236,150257,187
31,60413,832,04952,98825,121341(8,038)22,1872,104,73516,060,9876,720,64422,781,631
中芯國際集成電路製造有限公司及子公司簡明合併權益變動表
22272324
20,2275,011,91552,551(56,275)86,2009,923(5,650)550,5065,669,397563,8483,964,61710,197,862
202,133202,133(25,179)176,954(2,919)(28,435)(31,354)(103)(31,457)
(2,919)(28,435)202,133170,779(25,282)145,497
4614,499(6,664)7,8812078,088
4,8004,8001,1485,948
(5,000)(5,000)(5,000)1,940648,135(75,102)574,973574,973550223,991224,541(224,541)
2,249,9302,249,93037737737723,07323,073(23,073)
2,536886,625(1,864)(75,102)23,450(5,000)830,645(224,541)2,228,2122,834,316
22,7635,898,54050,687(59,194)11,098(18,512)17,800747,6396,670,821339,3076,167,54713,177,675
30,81413,512,39752,4759,7691,964(11,363)21,0941,258,05614,875,206299,3886,507,14421,681,738
846,679846,679(22,650)824,02915,3523,32518,67718,677
15,3523,325846,679865,356(22,650)842,706
2510,201(6,973)3,2533,253
7,4867,4862827,7683210,796(1,623)9,2059,205733298,655299,388(299,388)
367,350367,350930930930
99(9)154154(131,473)(131,319)
790319,652513(1,623)1,093320,425(299,388)236,150257,187
31,60413,832,04952,98825,121341(8,038)22,1872,104,73516,060,9876,720,64422,781,631
中芯國際集成電路製造有限公司及子公司簡明合併現金流量表
中芯國際二零二一年
1,509,352410,266(52,888)(56,037)
86,52472,756(40,007)(19,437)
1,502,981407,548
(25,156)(14,123)123,66945,760(5,394,317)(2,847,538)2,065,4502,084,901(1,365,441)(1,396,896)200,701497
(6,282)(1,746)(98,739)101,97957,755340,222(50,769)(11,532)
4,20318,26013483
(4,104,346)(2,064,579)
860,672519,440(1,182,070)(313,778)
(47,277)(47,270)
596,768429,353(493,477)
(5,000)
3,2538,088
367,3501,874,931
(77,636)178
(75,708)2,569,233
(2,677,073)912,202
9,826,5372,238,84029,603(20,974)
7,179,0673,130,068
簡明合併財務報表附註
中芯國際二零二一年
1.18201203P.O. Box 2681, Cricket Square, HutchinsDrive, Grand Cayman KY1-1111, Cayman Islands
2.
3.
1028
4.
簡明合併財務報表附註
5.
6.
(1)
618,266 433,3121,458,709 1,177,203(2)
370,776 232,860
2,447,751 1,843,375
(1)
(2)
2,239,6751,677,521
208,076165,854
2,447,7511,843,375
783.8
181.4
簡明合併財務報表附註
7.
19,801(51)167,59399,716231,382
418,77699,665
Silver Starry LimitedIntegrated Victory (BVI) LimitedSJ SemiconductorCorporationSJ SemiSJ Semi55.87%3.97SJ SemiSJ SemiSJ SemiSJ Semi
327,022
24,85038,50156,86137,782
485,016
108,014
68,42313,205
189,642
295,374(129,673)
165,701
397,083(165,701)
231,382
397,083
(56,861)
340,222
簡明合併財務報表附註
8.
38,31735,232
8,5595,701
319,5454,3163,9584,6195,753—5,772
55,84265,961
—(29,583)
55,84236,378
9.
2221,1933,69428,57211,356
15,38029,765
6,027577
21,40730,342
簡明合併財務報表附註
10.
1,229(9,112)28,748
5,7831,621
(2,100)30,369
15%15%
12.5%12.5%
0%0%15%15%15%15%25%11.
817,507530,463
50,25749,61213,52215,4975,418(43,387)
2068227,7685,948167,59399,716
簡明合併財務報表附註
12.
846,679202,133
—(5,000)
846,679197,133
7,892,359,7455,216,527,827
0.110.04
846,679197,133
319,131—5,000
846,710211,264
7,892,359,7455,216,527,827
24,943,13525,048,7562,496,106330,465,2435,060,187314,862,205
7,924,859,1735,886,904,031
0.110.04
818,3512,461,132
13.
簡明合併財務報表附註
14.
2,946.81,568.0
773.1363.8153.2
88.7
139.0101.1
338.879.33,393.02,031.7
29.6
18.520.9
15.
109 1,930251,559 233,225248,009 256,083
499,677 491,238
107,79794,949153,967150,321
261,764245,270
449 49747,002 47,6382,8061,477
50,25749,612
4,6195,75347,27747,270
69.192.2
34.710.0
簡明合併財務報表附註
16.
12.86%14.3%
8.17%8.17%
15.85%15.85%
19.57%19.57%
(1)
(2) 16,000,00011.96%17.
49.0%49.0%
簡明合併財務報表附註
18.
40,52836,482128,209119,885116,158114,811(1)
3,417,7041,638,721
25,99129,0462,193
6,832111,094387383218,564575,2587,179,0679,826,537
(1)
4,628,9372,806,517(2)21812,680608,906
25,3634,891
16,602,61315,872,531
(1)
(2)
簡明合併財務報表附註
18.
254,544,524 4,030,77615153,967 150,32126597,312 596,966271,957 11,131
—229,217
16,32913,000
3,9557,700
291,423,673 1,648,55625399,358 1,260,05715107,797 94,94928232,082
49,187133,481—
14,76420,039
7,544,9058,196,526
? 1? 21? 3
簡明合併財務報表附註
18.
40,528——40,528——128,209128,209——6,8326,832—
—
—51,354—51,354
—2,193—2,193
40,52853,934135,041229,503
—65,516—65,516
—3,955—3,955
—69,471—69,471
簡明合併財務報表附註
18.
36,48236,482
119,885119,885111,094111,094383383 33,93733,937
36,48234,320230,979301,781
146,481146,481 7,7007,700
333333
154,514154,514
89,318(11,747)77,571(2,226)(2,226)(1,227)166(1,061)
85,865(11,581)74,284
119,885111,094—230,9797,79817,490—25,288
(622)(123,047)
—(123,669)
(262)174
—(88)1,4101,121—2,531
128,2096,832—135,041
簡明合併財務報表附註
19.
(1)
116,158114,811(2)
218,564575,258
334,722690,069
(1)
(2) 91.5201.4
127.0373.920.
386,626307,621534,906406,80751,47284,348
973,004798,776
5.4
43.4
21.
671,713445,990
(1,537)(1,777)
670,176444,213
70,08731,303(1,487)(1,586)
68,60029,717
29,7024,910183,396367,02135,33768,3457,09561,7211,770
996,076975,927
670,146442,908
151,78989352641129618638
671,713445,990
簡明合併財務報表附註
21.
31,3865,51624,41111,3871,8612,163
88585711,54411,380
70,08731,303
22.
7,703,507,52730,8145,056,868,91220,227
6,447,0602511,456,856467,977,63632484,956,3701,940183,178,403733137,383,794550
7,901,110,62631,6045,690,665,93222,763
0.004
簡明合併財務報表附註
23.
92,805(29,441)(93,078)893
3,598113
3,325(28,435)(11,363)9,923
(8,038)(18,512)
24.
300.0
300.0
200.0
200.0
250,00065.0
64.10.9
250,000200.0250,000300.0
339.3
183,178,403137,383,794
5.0
簡明合併財務報表附註
25.
150,000302,627
1,315,7461,546,856282,671159,5023,317,3502,661,145
28,115470,703
4,943,8825,290,833
452,627
399,358 807,430
399,358 1,260,0574,544,524 4,030,776
4,943,8825,290,833
399,358 1,260,057
359,562 563,2373,793,509 3,104,738
391,453362,801
4,943,8825,290,833
28.1470.71.01,315.7
310.8
210,115530,703100,671249,502
310,786780,205
簡明合併財務報表附註
25.
4,174,4823,830,605
769,4001,460,228
4,943,8825,290,833
2.34%2.42%
1.63%1.62%
26.
600.0
2.693%
569.4
600,000(3,233)(367)
596,400
596,400
5,701(5,476)
596,625
596,966
8,559(8,213)
597,312
簡明合併財務報表附註
27.
250,000650.0
450.0200.0
200,000450,000
32,000(2,525)(9,194)(195,328)(387,871)
34,14752,935
3.88%
630,42886,200716,628
9,5459,545(574,973)(75,102)(650,075)
65,00011,09876,098
11,1311,96413,095
—
(9,205)(1,623)(10,828)
1,957 3412,298
28.
2.4%1,500.0216.3
1.9%1,500.0
213.1
214,193286,512
429,353(493,477)3,9585,772(3,804)(5,772)(3,034)(10,548)
211,313211,840
229,217—4,316—(4,142)—2,691—
232,082—
簡明合併財務報表附註
29.
1,283,8721,473,273
88,91899,92850,88375,355
1,423,6731,648,556
834.2906.0
301,128,2781,034,060316049,10933,07560106,485406,138
1,283,8721,473,273
30.
7.8
5.9
i.
36,738,6281.5639,355,2241.04
4,986,7593.169,464,6022.33(1,353,825)1.91(1,649,743)1.14(3,048,139)1.21(8,353,066)0.95
37,323,4231.7938,817,0171.37
3.30
1.61
簡明合併財務報表附註
30.
i.
(%)
57.78%46.51%
0.88%0.35%
ii.
10,924,4671.789,807,3191.16
2,727,5992.223,872,6302.26
(520,120)2.03(335,324)1.24(3,398,921)1.58(3,103,790)1.09
9,733,0252.2210,240,8351.59
3.22
3.15
31.
簡明合併財務報表附註
31.
6.82846.54692,760,0002,150,000404,194328,49820,6064,585
6.51226.663813,265,8797,673,4292,037,0781,150,3629,66216,046
6.52446.700521,303,37530,927,0253,265,1694,616,663(44,430)(133,175)
2.0%2.0%383,500418,097(1,762)(7,700)
32.
5%
簡明合併財務報表附註
32.
(1)
5,0252,228—46,61420,139——845,23821231,4494581,763
(1)
11,9604,38369853
——
14,604348
3,4535,719711
—1,7333,826—555732,370
—
—10,0734,975——181148
—4,126—4,817
—3,48510,119
—65,33691,1471,9111,998—401,491—(1)
4532—2985—
—
—
51,67952,7654,5835,682
2092342847
簡明合併財務報表附註
32.
2,150 1,271—1,216 79341659223,306 11,743—(2)
375439—2,44017,76427,021—7,0637,123——5,2274,128—2,6651,306(2)
—261,655243,14114,925788—
—
(1) (1)14A14A
(2) 1.7
261.7243.1
1,282873
1,6341,697
2,9292,576
簡明合併財務報表附註
33.
(1) PDF SOLUTIONS, INC.
PDFSOLUTIONS, INC.PDFPDFPDF
(2)10(b)20(a)10b-5
34.
203,94467,535,2007,900,064,7940.85%2,227.6345.0
*
: 00981
: + 86 (21) 3861 0000 : + 86 (21) 5080 2868 : www.smics.com