年報2021
(於中華人民共和國註冊成立的股份有限公司)股份代號:
601995
中國國際金融股份有限公司
人?????䦅????????????????人?中国?㭎国䎬???中????䱷????????以???国䜩?⺮??中国?本??为㭎?客户????业??中????????客户?信??为??????
客户????业??中????????客户?信??为??????????中???????人?????客户???以⺗??，
????????????，为客户???????
????中???????人?????客户???以⺗??，
????????????，为客户????????为植根中国???????，??中国根⺗国䎬?????以为通?国??客户????
?，??为中国?世界??
?为植根中国???????，??中国根⺗国䎬?????以为通?国??客户????
?，??为中国?世界????以??业??业?，??????国䎬??勤???
?业???????融人?
??以??业??业?，??????国䎬??勤???
?业???????融人??????????业诚信??上???????诚信?，????
以人为本，以国为怀
客户至上
积极进取
植根中国，融通世界
勤奋专业
至诚至信
2021
企业文化
CEO
目录
??? ? 2021
释义
201561
H03908A601995
2017320142
202010
2005920198
200992021
20124
1997419983
20051220108China International Capital Corporation (Singapore) Pte. Limited20087A1.00H1.00AA
(IASC)(IAS)
??? ? 2021
释义
20211231202211
1.00
100%2016114
100%
ETFFoF(Fund of Fund)REITs
19866201210
19863
20142
1993
00700
20206Tencent Mobility LimitedTencent Mobility Limited
202233020211120211231
重要提示
2021
?
20211,448,177,060.40
4,827,256,868103.01,448,177,060.40
重大风险提示
董事长致辞
2021
(ESG)
4,000
2022330
CEO致辞
2021
“”20216,497.9524.57%
844.22
17.85%301.31
27.35%
107.78
49.54%14.64%
“”
“”“”2021
4.2
4,1001,2001,200
20211+NREITs
APP
2021
+505050
2021
“”“”2021
2021600
CEO致辞
“”
2021“”“”
4,0002512
“”
3,600
2022
“”
+
2022
++
“”
+
2022330
2021
100%
公司
資料
公司简介
20211231
China International Capital Corporation LimitedCICC
1227282015316122728
122728100004
http://www.cicc.comInvestorrelations@cicc.com.cn
4,827,256,868
公司简介20211231
122728+86-10-65051166+86-10-65051156Investorrelations@cicc.com.cn
(www.cs.com.cn)(www.cnstock.com)(www.stcn.com)(www.zqrb.cn)
http://www.sse.com.cn
https://www.hkexnews.hk122728
A601995H03908
1995731
201561
1,667,473,0001,667,473,0001.002015119555,824,000H
83,372,000H1,667,473,0002,306,669,0002016114
100%
20173211,678,461,8092017412
58.58%2,306,669,0003,985,130,809
公司简介
20211231
2018323Tencent Mobility Limited207,537,059HH
1,727,714,428H4,192,667,86820191024
176,000,000HH1,903,714,428H4,368,667,8682020112458,589,000A
2,464,953,4402,464,953,440AA4,827,256,8681,903,714,428H2,923,542,440A202120
20211231
30200
公司简介
20211231
1. 2022330ESG2.3.4.5.
1.
221217
432824151312
? 20212.
1233111107-1108292901-2903
2904B292905-2908313103A3104B3105-310632333301-3304A
2000/12/14(021) 58796226
50337201
2011/07/05(0755) 83195000
1233313104A
2014/07/21(021) 58796226
0402-0406401
2018/09/17(0592) 5157000
11993363603
2018/10/10(028) 82080222
D7704
2019/04/16(0531) 55832323
219012019/05/24(0571) 86010188
2021/08/18(010) 65051166
1503
2021/09/15(024) 26205555
543301
2021/12/28(010) 65051166
公司简介
20211231
3.
22230
?8835
31824
202011220221231
81718101
202011220221231
公司简介
2021
2021
2021
IPO
541.6AIPO
主要荣誉
1995
2021
2021
IPO
18.2IPO
PreneticsSPAC
Artisan2021ETF
ETF
ETF2021
2021
?
2021
2021
2021
2021
2021 A&B
公司简介
2020
2021
2020
2021
2021
2021 Top 12021
IPO
CTA 1
? 20212021 PE
2021
2021
A
A
FOF 12021
ABS2020
2021Wind
A AIPO A
IPO IPO IPO IPO
ABS ABS ABN
2021
2021
公司简介
2021 A
IPO Top10
2021
2020
2021?
2021 ESG
2021
2021 2021
2021
202110
2020 IPO1 IPO2 Top50
Top10
Top10
Top10
2020-2021 TOP10
TOP10
TOP10
2020-2021
2020 TOP 10
TOP 10
TOP 10
2020 TOP 10
TOP 10
TOP 10
TOP 10
2021 2021
2021
2021
Patrick Bolton
REITs
REITs REIT2021
2021CNABS CSF
ABS
2021
会计数据及财务指标摘要
20212020(%)2019
30,131,054,23623,659,525,30127.3515,755,274,59310,777,713,1477,207,452,45249.544,238,719,317
10,652,532,2266,914,563,98454.064,156,114,03731,949,716,725-21,250,576,720-17,104,414,224-234,038,205-869,527,776314,339,087
20212020(%)2019
649,795,489,215521,620,499,61624.57344,971,242,915565,064,652,788449,805,366,62225.62296,439,707,48084,422,121,27471,634,939,02217.8548,293,799,34284,730,836,42771,815,132,99417.9848,531,535,435
20212020(%)2019
2.159
1.59835.090.990
2.133
1.53239.210.971(%)
14.64
13.521.139.64
(%)
14.48
13.001.489.46
92010
202120202021123120201231
32,528,680,30331,851,687,73015,700,000,00014,750,000,00048,228,680,30346,601,687,73066,656,606,22060,320,029,81731,807,971,52728,613,170,345(%)151.62162.87(%)12.8114.36
(%)316.68248.55(%)136.45124.96(%)72.3577.26(%)19.6722.73(%)27.1929.42
(%)58.0145.62
(%)306.44278.46
会计数据及财务指标摘要
2021
1-34-67-910-12
5,933,180,5528,527,873,3407,224,918,9968,445,081,3481,875,792,0583,131,236,2362,446,820,4713,323,864,382
1,832,858,2473,119,556,1892,468,725,7493,231,392,041
-12,271,885,9736,740,688,47317,065,687,40020,415,226,825
202120202019
-4,623,401708,423-6,165,220
157,024,691134,940,832134,618,9519,469,534-26,777,743-261,382,4099,603,973213,819,571242,746,780-802,631-141,312-41,834-45,491,245-29,661,303-27,170,988
125,180,921292,888,46882,605,280
247,605,697,645301,174,215,10453,568,517,45929,738,588,584-42,891,549,327-38,926,786,6843,964,762,643-2,298,357,59237,212,187,52443,009,969,6815,797,782,1571,237,048,544-12,371,270,801-3,569,778,8458,801,491,956-12,833,836,707
229,555,065,041301,687,619,25672,132,554,21515,843,442,829
2021
100%
管理層
討論與分析
20212021
GDP
8.1%
“”2021
202216
2021“”
管理层讨论与分析
2021“”20212021
2.3
6A
2021
4,32120202,089
1.6
2021
2021
4.61%
202127.3%
4,40032%15%15%
2021
+
ROE
管理层讨论与分析
2022
IPO2021
20062021201220212020
管理层讨论与分析
20199202092020
2021AIPO5206,030.0124.7%A471
7,122.1718.6%
IPO95428.4117.0%286718.7662.4%
IPO41136.903.5%7375.0569.6%
2021AIPO231,005.38
AIPOA37813.142021IPO3159.81
IPO3856.51IPO4140.002153.072021IPO812.56202110.602021
IPO600
1,323.07IPOAH
20212020A
100,5382362,4173281,3143740,43319
20212020
4,000414,006335,307212,82122
20212020
1,25681,3037
3,0016
ADealogic
管理层讨论与分析
20222022
20212021
20.065.1%
7.48
16.1%
3.14
8.7%
2021
2,030.84
12.5%
20211,062
29.4%
8507,296.84
212125.092021REITs2021
REITs
? 2021REITs
REITs
REITs
ESG
20222022
REITs
管理层讨论与分析
Dealogic20215,0645,881.16
6.3%4,5065,097.833.2%558
783.3331.9%
2021Dealogic12021
Dealogic1161,170.23951,078.762191.47Dealogic2021
2021
6,174
A
11PE
910PEAH6H
1.1
2,200
管理层讨论与分析
20222022
2021A20214.8%
2.7%12.0%
14.1%
23.3%2021A
1.0624.8%
1,667.3028.8%
22.3%
4,321.694,543.95
2021
2021QFII55%18(WFOE)
2022
2021
2021
141.47
6.46
33.1%REITs
225.14
管理层讨论与分析
2021
REITsREITs
2022
2022
FICC
2021
2021
11,283.472020
120.0%
5,683.215,600.26747202024.9%2022
2022
2022
2021
27%25
11%2021
REITsREITs50ETFMSCIA50ETF
2021
9ETF
REITsREITsFoF
ETF
20211231
851.91298.93
813.0750.6%
38.84
管理层讨论与分析
2022
2022
REITsREITs
202120214
13.7
13.1%
10.772.370.55
20212021
2021
IPO2021
2021
20213,278.1820212021
2021
2021
20212021
2021
2021
管理层讨论与分析
2022
20211231
2021123120201231
AUM
572,635169,021238.8%607,445380,85859.5%171,963209,966(18.1)%85,19155,29854.1%220,737198,60311.1%
1,657,9721,013,74663.5%
AUM
121,067115,9044.5%86,66645,02992.5%
207,733160,93229.1%
1,865,7041,174,67958.8%
2021
257.2
24.8%1,800
25.527.1%
3,00090%
180%
2.24%
5050FoF
3,000
1,000
453.51
22.9%3.00
16.2%
3.4936.2%
8,204.35
22.0%
2021
管理层讨论与分析
20222022
20211231
1,3002021
16,000REITs
AIESG2022
2021
20602021
(2021)
2021
2006202120122021
1.
(%)
16,828,397,76913,625,616,41423.5114,851,015,52613,125,848,44213.14
-740,350,297-2,182,256,32221,332,79715,684,87236.01-408,034,310972,795,2913,850,8778,568,192-55.0661,238,0945,616,273990.3760,242,83840,167,09349.982,168,191,1901,450,542,93349.47
31,949,716,725-21,250,576,720
2020-7,330,477,335-8,058,582,14625,524,897,82065,988,023,702-61.32
管理层讨论与分析
2.2021
202130,131,054,2366,471,528,93527.35%202110,777,713,1473,570,260,695
49.54%20212.15935.09%
14.64%1.13
2021
(%)
60,742,856143,553,236-57.6914,702,465,55012,786,475,90214.98
6,250,356,1496,651,255,143-6.033,327,121,6303,692,683,639-9.905,124,987,7712,442,537,120109.82
147,560,193-32,791,974
-59,753,073228,611,278
14,851,015,52613,125,848,44213.14
? 202160,742,85657.69%
14,702,465,550
2020
(%)(%)(%)(%)
6,294,569,7693,840,901,74938.9811.871.995.918,489,312,4911,472,479,35782.6553.54-1.369.653,216,471,660977,908,40669.603.1036.897.501,414,837,060893,397,78336.8620.2613.353.852,444,019,319989,571,24259.5128.5629.020.157,537,583,1454,746,260,22337.0334.1725.824.18
734,260,7924,233,417,8736.6117.22
管理层讨论与分析
(%)(%)(%)(%)
24,754,17428,266,8967.4321.68689,444,483451,466,67234.5216.2528.26
6.13
462,893,519234,651,59149.315.11-64.20
98.13
9,225,9018,010,22513.188.0430.13
14.74
769,605,464584,637,75824.0311.2728.69
10.28
9,221,3945,101,16344.68-11.270.53
6.49
20,509,96010,674,42447.95-8.405.50
6.85
31,904,96418,156,41643.091.20-4.78
3.57
79,948,90854,262,39532.13-5.755.79
7.40
27,404,54226,391,0113.700.5420.69
16.08
56,607,66974,346,060-4.0538.96
25,619,12636,829,43827.205.586,900,1857,697,7390.5723.43205,991,237224,994,247-1.1430.94
13,278,3249,614,06327.6011.7611.65
0.07
54,788,68552,781,9533.66-10.13-32.32
31.59
72,5811,899,407145.24135.151,214,1504,454,10248.5123.88
29,456,87018,290,42837.9110.11-1.69
7.45
61,281,770150,447,30123.79149.3415,836,8848,865,81144.02-3.6519.61
10.89
26,062,58432,671,5523.8123.421,312,242,7211,741,585,42043.0551.53
(%)(%)(%)(%)
177,571,434158,321,82010.841.4749.49
28.64
58,845,39669,801,107-3.6637.154,101,0473,953,6673.5922.728.73
12.41
1,679,9434,337,861-9.7721.0554,175,337166,046,40812.93111.16136,795,478579,450,00924.1257.851,787,59017,19999.04-41.09-99.93
763.00
7,92889,98941,59664,832,18342.40214.87
4,369,271,8484,832,946,31416.8624.83
12,886,157,2337,671,766,59640.4734.1530.47
1.68
5,783,670,4672,525,685,00456.339.20-7.84
8.07
23,039,099,54815,030,397,91443.7623.5920.32
1.78
7,091,954,6882,123,538,71970.0641.33-12.25
18.28
30,131,054,23617,153,936,63343.0727.3515.03
6.10
管理层讨论与分析
667,812,91711.87%2,960,297,52053.54%
96,822,8383.10%238,351,36820.26%542,895,21828.56%1,919,807,12834.17%
3.
17,427,425,83220203,604,438,600
26.08%
4.
202148,612,828,5402020
36,052,951,84834.84%202131,949,716,725202021,250,576,720
202020217,330,477,33520208,058,582,146202125,524,897,820202065,988,023,702
1.
(%)(%)(%)
135,106,058,23620.7995,816,612,00518.3741.00
22,074,426,9663.4012,295,175,1602.3679.5425,858,494,0593.9818,430,697,1483.5340.30680,473,1120.10515,198,7000.1032.08189,436,8520.0337,337,2840.01407.371,945,816,1080.301,189,815,2430.2363.541,521,992,6170.231,113,843,0010.2136.6451,477,278,6787.9234,516,414,6956.6249.1416,376,070,9512.5225,101,083,8234.81-34.7693,445,165,30714.3870,655,180,45613.5532.26412,950,8740.06170,928,2800.03141.59
7,304,310,9001.12–0.00134,908,863,41320.7679,274,850,73615.2070.1811,168,865,0801.728,586,964,3751.6530.07
2,002,895,4260.311,204,859,2720.2366.23
20211231649,795,489,215128,174,989,599
24.57%565,064,652,788115,259,286,166
25.62%84,422,121,27412,787,182,252
17.85%100,749,476,207
549,046,013,008464,315,176,581
84.57%
2020123184.08%0.49
6.50202012316.30
0.21
=
=
管理层讨论与分析
2.
193,522,052,76729.78%
3.
835,105,29227,719,032,404
9,607,067,56616,021,755,4992,090,209,339
15,260,811,156
43,814,948,852
? 20214.
20211231
(%)
108,425,530,74
94,732,760,57814.45 4,821,287,4706,779,096,758-28.88 14,502,511,3809,408,342,36654.15
127,749,329,59
110,920,199,70215.17
3,659,860,3183,788,751,476-3.40 78,430,237,93277,025,735,2081.82
82,090,098,25080,814,486,6841.58
29,095,906,28512,676,756,701129.52
62,238,880,97
43,194,254,55844.09
91,334,787,26
55,871,011,25963.47
301,174,215,10
247,605,697,64521.63
管理层讨论与分析
53,568,517,45921.63% 37,577,054,073
12.48%4,821,287,470
3,659,860,31829,095,906,285
108,425,530,74336.00%
14,502,511,3804.82% 78,430,237,93226.04% 62,238,880,97620.67%
10.8711.891.02
8.57%1
1.
2.
管理层讨论与分析
1.2.
2.1
(%)
201919
091900019.IB2019/8/212019/8/222022/8/22253.39––
2019 1904163019.SH2019/11/202019/11/212025/11/21153.522020 20G1163361.SH2020/4/22020/4/32026/4/3152.892020 20G2163362.SH2020/4/22020/4/32027/4/3103.252020 20G3163513.SH2020/4/302020/5/62026/5/6332.372020 20G4163514.SH2020/4/302020/5/62027/5/672.882020 20G5163610.SH2020/6/192020/6/222026/6/22153.10
(%)
2020 20Y1175075.SH2020/8/272020/8/28–504.642020 2007175122.SH2020/9/92020/9/102025/9/10503.782020 2009175190.SH2020/9/222020/9/232025/9/23503.802020 2011175262.SH2020/10/162020/10/192023/10/19253.502020 2012175263.SH2020/10/162020/10/192025/10/19253.742020 2013175325.SH2020/10/272020/10/282023/10/28203.482020 2014175326.SH2020/10/272020/10/282025/10/28303.682021 21Y1175720.SH2021/1/282021/1/29–154.682021 21C1175749.SH2021/2/52021/2/82024/2/8103.902021 21C2175750.SH2021/2/52021/2/82026/2/8104.49
管理层讨论与分析
(%)
2021 21G1175856.SH2021/3/152021/3/162026/3/16203.582021 21G2175857.SH2021/3/152021/3/162031/3/16204.102021 21G3175905.SH2021/3/242021/3/252026/3/25153.512021 21G4175906.SH2021/3/242021/3/252031/3/25254.072021 21Y2188054.SH2021/4/232021/4/26–204.202021 21G5188575.SH2021/8/132021/8/162026/8/16103.042021 21G6188576.SH2021/8/132021/8/162028/8/16153.39
2021 21G7185097.SH2021/12/72021/12/82024/12/8252.972021 21G8185091.SH2021/12/72021/12/82031/12/8103.682022 22Y1185245.SH2022/1/122022/1/13–393.60
20162016201620212019
20192020202020202020202020202020202020202020202020202021202120212021202120212021
管理层讨论与分析
2.2
16021602
1,032,900,000202171916041604
928,170,00020211027
2.3
22230
010-85207788
祎
010-8508500048010-60837524
B7401
025-83389257
021-38565614
BE2
010-86451352
010-88013934
010-66105203
010-81011847
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010-86490197
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021-38579253
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3010-68857496
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010-85606888
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19012525019041515020G11515020G21010020G33333020G477020G51515020Y15050020075050020095050020112525020122525020132020020143030021Y11515021C11010021C21010021G120200
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21G22020021G31515021G42525021Y22020021G51010021G61515021G72525021G81010022Y139831
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2.76
2021123120.937.804.00
151,668.232021196221
2565.0015.00
管理层讨论与分析
1.
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387,660,000
(852)287220001
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909-114100%2014/02/105(010)632111221
226055100%2012/04/1060(021)58796226
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181118137100%2020/10/305(010)65051166100
8CICC FinancialTrading Limited
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2012/04/10
(852)287220001
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2021123121,945,921.131,877,029.212021
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738,701.07245,178.81
2021123115,651,046.931,854,409.332021
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549,658.51164,571.66
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26,686.392020
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60,330.962020
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管理层讨论与分析
CICC Financial Trading Limited202112312,035,808.23
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治理
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3514,015,19010.65-84,560,433-84,560,433429,454,7578.90
512,731,71010.62-83,276,953-83,276,953429,454,7578.90
1,283,4800.03-1,283,480-1,283,480–0.00
424,096,2020.50-20,280-20,28024,075,9220.50
24,096,2020.50-20,280-20,28024,075,9220.50
–0.00–––0.00
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2–0.00–––0.00
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(1) A60,733,732
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股份变动及股东情况
60,733,73260,733,732––2021/5/6
127,562,960127,562,960––2021/11/2
15,477,38015,477,380––2021/11/2
15,477,38015,477,380––2021/11/2
10,318,25210,318,252––2021/11/2
10,318,25210,318,252––2021/11/2
6,878,8356,878,835––2021/11/2
4,127,3014,127,301––2021/11/2
4,127,3014,127,301––2021/11/2
4,127,3014,127,301––2021/11/2
3,439,4173,439,417––2021/11/2
2,751,5342,751,534––2021/11/2
2,751,5342,751,534––2021/11/2
2,751,5342,751,534––2021/11/2
270,842,713270,842,713––
1. 60,733,732A
6202152202156
%
2021/1/153.55252021/1/25252024/1/18
2021/1/153.75252021/1/25252026/1/18
2021/1/191.6364.852021/1/2764.852024/1/26
2021/1/192.0032.422021/1/2732.422026/1/26
2021/1/284.68152021/2/415
2021/2/53.9102021/2/19102024/2/8
2021/2/54.49102021/2/19102026/2/8
2021/3/33.6152021/3/10152024/3/4
2021/3/33.82202021/3/10202026/3/4
2021/3/83.98102021/3/15102024/3/9
2021/3/84.58102021/3/15102026/3/9
2021/3/153.58202021/3/23202026/3/16
2021/3/154.1202021/3/23202031/3/16
2021/3/243.51152021/3/30152026/3/25
2021/3/244.07252021/3/30252031/3/25
2021/3/253.44202021/4/1202024/3/26
2021/3/253.65302021/4/1302026/3/26
2021/4/83.94202021/4/15202024/4/9
2021/4/84.5102021/4/15102026/4/9
2021/4/123.43102021/4/19102024/4/13
2021/4/123.7352021/4/19352026/4/13
2021/4/213.84202021/4/29202026/4/22
2021/4/213.55302021/4/29302026/4/22
2021/4/234.2202021/4/3020
2021/8/62.68202021/8/18202022/8/9
2021/8/133.04102021/8/23102026/8/16
2021/8/133.39152021/8/23152028/8/16
2021/9/232.85302021/9/29302022/9/24
2021/11/262.55102021/11/30102022/2/25
2021/12/72.97252021/12/14252024/12/8
2021/12/73.68102021/12/14102031/12/8
2021/12/83.06302021/12/16302026/12/9
股份变动及股东情况
20211152021125
252+13.55%253+2
3.75%
202111920211271031.625%20211192021127
552.00%202112820212415
5+N4.68%2021252021219
1033.9%105
4.49%
2021332021310
152+13.6%203+2
3.82%
2021382021315
1033.98%105
4.58%
20213152021323
203+23.58%2010
4.1%
20213242021330
153+23.51%2510
4.07%
202+13.44%303+2
3.65%
2021482021415
2033.94%105
4.5%
20214122021419
102+13.43%353+2
3.7%
20214212021429
2053.84%303+2
3.55%
20214232021430205+N4.2%
202186202181820
3652.68%
20218132021823
103+23.04%155+2
3.39%
20219232021929303652.85%
202111262021113010882.55%
202112720211214
2532.97%1010
3.68%
20211282021121630
3+23.06%
股份变动及股东情况
127,027A126,632H39520222127,225A126,830H395
1.
(%)
1,936,155,68040.11%–1,936,155,680A
1,902,955,44939.42%+207,539,810–H
398,500,0008.26%–398,500,000A
127,562,9602.64%––A
15,615,0000.32%+14,797,405–A
14,586,3800.30%-891,000–A
13,911,2530.29%+153,58313,757,670A
13,757,6700.28%–13,757,670A
10,952,8420.23%+10,952,842–A
005LCT001
10,338,7130.21%–10,318,252A
1.
2. HTencent MobilityLimitedDes Voeux Investment Company Limited
3. A
4. Des Voeux Investment Company Limited
202,844,235H
13,757,670A
5. Tencent Mobility Limited
216,249,059H6.
股份变动及股东情况
2.
1,902,955,449H1,902,955,449
127,562,960A127,562,960
15,615,000A15,615,000
14,586,380A14,586,380
10,952,842A10,952,842
6,878,835A6,878,835
6,805,652A6,805,652
6,041,438A6,041,438
5,159,212A5,159,212
4,127,301A4,127,301
3.
11,936,155,6802023/11/2–
A
398,500,0002022/3/11–
313,757,6702023/11/2–
A
13,757,6702023/11/2–
A
005LCT001
10,318,2522023/11/2–
A
610,318,2522023/11/2–
A
022L-CT001
6,878,8352023/11/2–
A
8911,6002023/11/2–
A
9911,6002023/11/2–
A
10911,6002023/11/2–
A
股份变动及股东情况
2020/11/2–
2020/11/2–
2020/11/2–
005LCT0012020/11/2–
20031220079
20031216
8,282.09
134.68%
234.71%
340.03%
464.02%
557.11%
663.16%
753.95%
873.63%
971.56%
1031.34%
11100.00%
1269.07%
1320.05%
1430.76%
1513.30%
1614.54%
1. AH2.
20151150
100%100%100%
40.17%
0.02%
0.02%
| 0.02% |
股份变动及股东情况
()
XV
H17,240,1730.150%0.380%
H100,0000.002%0.005%
1.()
XV23
1A
1,936,155,68040.109%66.226%
2,734,8000.057%0.094%
2A398,500,0008.255%13.631%
H202,844,2354.202%10.655%
A13,757,6700.285%0.471%
4H216,249,0594.480%11.359%
1.
2,734,800A2.
48.8%
51.2%0.5%
A
3. Des Voeux Investment Company Limited202,844,235HDes Voeux Investment CompanyLimitedAlibaba Group Treasury LimitedAlibaba Group Treasury LimitedAlibaba Group Treasury LimitedDesVoeux Investment Company Limited202,844,235H
13,757,670A
13,757,670A
4. Tencent Mobility LimitedTencent Mobility LimitedHTencent Mobility Limited216,249,059H
8.08
80%
董事、监事、高级管理人员和员工情况
201981964200–
20202
1964100795.3
201912
2021919651000–
202021970900–
202021969600–
20166195590083.5
2015619544100,000100,00086.0
20156196610083.0
?
20203194940078.0
201761965100794.3
20156195760038.5
20202198012000
201541964200813.0
201721968700710.3
201761966300635.4
201541962600791.4
201841977600854.9
202031977600828.5
202110196620081.7
2017619671200579.3
2015519711000505.4
202051979900630.5
2020319741000840.9
2021101976300199.0
202112197280012.7
100,000100,0009,441.8
1.2.
3. AH
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4. 20215.6.
7. 196782020220211
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23.0
9. 197262016820214
186.6
10. 2021
9,651.4
董事、监事、高级管理人员和员工情况
1964220198
198412199812
60139801398
1998122003112003112008720087201311201311201532015320186
60132803328201862018102001
1964120202201912
19982201542019121988719981
00939601939
198571988
2021920178
2017720206
601939009392020620219
601288012881992820178
1992720003
1970920202
19928
00294803866688139
300143
60069006690
19926200972022
董事、监事、高级管理人员和员工情况
196962020220205NEEQ83477720085200811
20081120108201082014820133201482014820175201682017520183201712
600061201712201912018320194
201942021111990720031
1955920166
198611984919851220176
000617201112021112014920201160132803328
20161202010
0022891984719897
1986519937
2000102002320103
20115002672012600552201511BHG Retail TrustManagement Pte. Ltd.20156202110
201012202010
F172014320208
01816003816
1994719939
19797(The University of Sheffield)
董事、监事、高级管理人员和员工情况
196612015519942014
2016260070420197
68828920206
60193900939202010
600120202176011662014920202
0021422014620206600600001682014520154201810
20141201872014820181
201591987719903
19948(Purdue University)
?1949420202
201912017
20051979199719972012
JudgeSinyi20122016
201620101120171160132803328
1981
?
19651201762015101991620055
20055200592005920069
2006920129
201292015819867
20091
19576201551994199520049
00154202020813019821
199311(The University of Oxford)
CEA
1980122020220202
201172003720117
200372009720107
董事、监事、高级管理人员和员工情况
196422015420095
1993920088200291987719939(Northeastern University)
(Leonard N. Stern School of Business of New York University)1997
196872017220165
2000320165200862016520061120086
200032006111997720002
199191997520199411
19951019906
200512200812008120111120051220104
06881601881
20071201092007112010120113201211201211201582012
320191120111120204
20111120201120111220201120191120201219976
196262015420135
2007121995119986(London School of Economics andPolitical Science)1998720058
200592007122013320183
1983719877
19947(Indiana University)
董事、监事、高级管理人员和员工情况
197762018420172
20045202011202012
19997200262002720044
1998720187Kellogg(Kellogg School of ManagementNorthwestern University)EMBA
1977620203
20183202032002
2010
20002002
19662202110202181994420218
2020520218
1990419944
19904
19671220176
20044
2011320152
1991719963STONE Group1996420043Bank One N.A.1991719977
1971102015520119
19984
1995519978
1993619966
1979920205
2003720012003
董事、监事、高级管理人员和员工情况
19741020203
2005
1,500(2006-2010)200012008119971999
19763202110202132018920213
20162201892010720162PMO2003720107IBM SOAIBM
1998720037
19728202112202111200962016120171020088200932004920087
1993720007
20203
201811
201811
20178
20147
20205
20194202111
20202
201810
201810
20206
202111
20162
20149
201612
20143
20164
20155
20157
20141
20185
20147
董事、监事、高级管理人员和员工情况
2010620213
2018420213
2017720214
2018520214
2018520214
20161220217
20198
20197
20204
201610
20173
20131220218
201711
20184
201812
20197
20161220216
20011
NetBrain Technologies Inc.20128
Krane Funds Advisors, LLC2019820223
20173
20208
2021
9,651.4
董事、监事、高级管理人员和员工情况
1. 20219282021
20219282.
2021114
3. 2022330
1. 20211028
2. 20211028
3. 20211228
4. 2021112
5. 202148
13,557202012314,18512,62992893%7%44%51%37%41%
6,9416,61613,557
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2,13516
52347455489451846,102454103
87561,76013
13,557100
(%)
20316,830505,97344
5514
13,557100
董事、监事、高级管理人员和员工情况
45%
3%
4%6%
4%5%
13%
4%16%
50%44%
4%
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20211231
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? 2021合并资产负债表
20211231
2021123120201231
1135,106,058,23695,816,612,005
75,342,109,05151,665,739,684 222,074,426,96612,295,175,160
15,695,281,2629,284,976,413 339,479,056,71433,884,813,279 414,564,228,66312,311,263,836 512,631,912,76411,768,323,935 645,742,880,58843,493,774,685 725,858,494,05918,430,697,148
8301,174,215,104247,605,697,645 943,009,969,68137,212,187,524 101,086,935,5851,188,852,866 11680,473,112515,198,700 12189,436,85237,337,284 131,945,816,1081,189,815,243 141,478,289,4911,386,614,294 151,622,663,2831,582,678,646 161,628,639,3921,787,614,365 171,521,992,6171,113,843,001
649,795,489,215521,620,499,616
合并资产负债表
20211231
2021123120201231
1922,989,857,48926,492,570,465 2051,477,278,67834,516,414,695 2138,926,786,68442,891,549,327 418,134,007,50824,682,534,637 2216,376,070,95125,101,083,823 2393,445,165,30770,655,180,456 247,304,310,900– 2511,168,865,0808,586,964,375 261,597,169,5781,824,341,461 27134,908,863,41379,274,850,736 28412,950,874170,928,280 292,002,895,4261,204,859,272 30160,508,549,775128,000,960,852 16431,655,234506,667,665 315,380,225,8915,896,460,578
565,064,652,788449,805,366,622
324,827,256,8684,827,256,868 338,500,000,0005,000,000,000
8,500,000,0005,000,000,000 3439,531,886,52539,533,272,979 35(828,441,057)(594,402,852) 361,392,448,797995,576,479 375,470,061,1754,074,311,372 3825,528,908,96617,798,924,176
84,422,121,27471,634,939,022308,715,153180,193,972
84,730,836,42771,815,132,994
649,795,489,215521,620,499,616
1753892022330
? 2021母公司资产负债表
20211231
2021123120201231
40,486,353,38935,091,089,375
14,600,955,42918,660,831,2198,116,043,5823,861,297,617
3,707,954,3872,105,076,9493,001,822,3355,333,303,29912,348,351,19514,737,812,7151,184,105,0341,815,919,43838,074,249,42831,412,045,33521,370,217,93513,581,680,240
148,144,757,401126,086,149,449
25,515,241,60824,588,747,038
27,460,301,22725,442,333,664480,929,364360,674,129558,563,929452,276,527224,087,056124,854,5291,027,518,1561,220,716,1772,368,880,3091,985,291,079
330,361,421,948286,094,190,611
母公司资产负债表
20211231
2021123120201231
9,518,576,15414,992,735,169
31,203,985,70022,537,987,183
530,502,3351,317,838,255
14,133,736,77916,407,248,492
4,271,897,91212,825,570,771
11,205,854,16920,745,017,791
7,304,310,900– 27,155,376,9425,395,956,403
239,339,917844,700,160
85,000,991,60453,268,485,146
117,421,49085,493,272
576,921,556479,386,472
91,192,385,38876,109,729,253
1,253,514,882764,012,427
263,704,815,728225,774,160,794
4,827,256,8684,827,256,868
8,500,000,0005,000,000,000
8,500,000,0005,000,000,000
41,698,292,04541,699,678,499
106,826,215(17,519,696)
1,392,448,797995,576,479
3,919,804,5343,118,978,079
6,211,977,7614,696,059,588
66,656,606,22060,320,029,817
330,361,421,948286,094,190,611
? 2021合并利润表20211231
2021202030,131,054,23623,659,525,301
3916,828,397,76913,625,616,414
6,030,822,5604,610,469,371
7,036,293,7365,956,135,164
1,533,076,1661,136,194,267 40(990,217,127)(1,068,877,129)
7,276,478,6305,644,871,039
(8,266,695,757)(6,713,748,168) 412,206,607,80519,047,113,627
147,560,193(32,791,974) 42157,024,691134,940,832 4312,644,407,721(5,921,265,185)
(740,350,297)(2,182,256,322) 4421,332,79715,684,872
3,850,8778,568,19217,153,936,63314,912,292,194
45133,842,886115,775,920 4617,427,425,83213,822,987,232 47(408,034,310)972,795,291
702,225733,75112,977,117,6038,747,233,107
61,238,0945,616,273 4860,242,83840,167,09312,978,112,8598,712,682,287
492,168,191,1901,450,542,933
10,809,921,6697,262,139,354
合并利润表
20211231
20212020
10,809,921,6697,262,139,354
10,777,713,1477,207,452,452
32,208,52254,686,902(234,038,205)(869,527,776)
–103,278
91,635,298(153,910,755)
183,708727,211
(323,183,113)(716,447,510)
(2,674,098)–
(234,038,205)(869,527,776)
10,575,883,4646,392,611,578
10,543,674,9426,337,924,676
32,208,52254,686,902 50
2.16
1.60
? 2021母公司利润表2021 12 31
2021202014,972,544,26711,258,507,340
39,069,887,0737,290,515,850
2,620,291,6811,738,375,787
4,540,443,6144,087,013,517
1,284,094,3591,084,206,383 4(1,987,437,649)(1,408,701,782)
3,002,756,6152,229,502,113
(4,990,194,264)(3,638,203,895) 56,123,643,8645,884,957,550
(31,145,982)(21,283,365)
82,277,01765,444,366 61,670,782,901(542,115,676)
9,684,750(30,818,793)
1,245,283100,905
2,461,028(875,080)10,790,497,9578,455,858,552
77,397,61765,662,137 710,827,105,9208,010,719,743
(114,005,580)379,476,6724,182,046,3102,802,648,788
40,638,9671,277,087
43,229,06612,872,3034,179,456,2112,791,053,572
210,733,029200,873,575
3,968,723,1822,590,179,997
3,968,723,1822,590,179,997
123,243,418(129,860,768)
1,102,493(699,922)
124,345,911(130,560,690)
4,093,069,0932,459,619,307
合并现金流量表
20211231
20212020
22,785,626,00623,055,610,235
26,619,434,27121,023,732,814
16,920,017,33510,470,965,380 51(2)54,193,607,95216,940,361,099
120,518,685,56471,490,669,528
5,299,709,84710,777,778,021
41,118,714,77945,746,365,098
15,855,001,8143,971,441,509
4,639,416,7384,146,737,579
10,765,256,1067,724,206,617
3,237,512,9053,064,695,179 51(3)7,653,356,65017,310,022,245
88,568,968,83992,741,246,248
51(1)31,949,716,725(21,250,576,720)
42,432,404,74839,068,118,584
1,607,630,359819,534,578
236,175,135–
15,435,237–
–31,576,002
44,291,645,47939,919,229,164
50,552,079,46047,048,454,517
1,058,414,313460,252,973
11,629,041469,103,820
51,622,122,81447,977,811,310
(7,330,477,335)(8,058,582,146)
47,872,317,83963,395,882,718
45,000,000,00055,000,000,000
9,727,050,00011,305,914,640
7,000,000,0003,500,000,000
3,500,000,0005,000,000,000
2,232,650,40110,529,132,195
1,000,000,000–
–13,032,061,492
116,332,018,240161,762,991,045
55,675,519,56957,224,339,603
9,776,000,00019,000,000,000
7,271,702,400–
6,268,914,10510,773,425,640
5,000,000,0001,000,000,000
–1,900,000,000
–1,000,000,000
694,738,032554,085,281
6,073,073,7264,193,836,240
–15,431,032
47,172,588129,280,579
90,807,120,42095,774,967,343
25,524,897,82065,988,023,702
(1,531,308,670)(625,912,988)
51(4)48,612,828,54036,052,951,848107,601,477,40371,548,525,555
51(5)156,214,305,943107,601,477,403
母公司现金流量表
20211231
20212020
–10,026,560,793
2,276,947,912–
128,811,482–
12,741,045,2039,726,017,996
8,625,070,7869,255,822,829
–586,325,283 8(2)17,250,613,2386,261,029,181
41,022,488,62135,855,756,082
4,345,846,615–
–2,576,269,038
–49,687,278,834
16,293,727,095–
2,015,303,5801,851,164,986
6,317,702,2264,241,038,767
1,293,992,2081,169,120,688 8(3)2,704,050,3076,049,780,342
32,970,622,03165,574,652,655
8(1)8,051,866,590(29,718,896,573)
24,301,238,62419,765,033,812
2,366,205,893869,995,280
–382,523
26,667,444,51720,635,411,615
27,406,868,80026,417,153,000
603,635,973270,705,156
5,278,396,252–
33,288,901,02526,687,858,156
(6,621,456,508)(6,052,446,541)
27,000,000,00043,000,000,000
17,767,226,83945,747,824,718
3,500,000,0005,000,000,000
2,000,000,0001,500,000,000
1,000,000,000–
–13,032,061,492
51,267,226,839108,279,886,210
25,956,315,56940,365,599,603
7,776,000,00014,000,000,000
4,900,000,000–
–1,000,000,000
320,295,412271,550,813
4,170,095,9102,376,324,904
46,166,53457,655,018
43,168,873,42558,071,130,338
8,098,353,41450,208,755,872
(131,339,863)83,451,782
8(4)9,397,423,63314,520,864,54038,662,044,99524,141,180,455
8(5)48,059,468,62838,662,044,995
合并股东权益变动表
20211231
32)33)34)35)36)37)38)
2021114,827,256,8685,000,000,00039,533,272,979(594,402,852)995,576,4794,074,311,37217,798,924,17671,634,939,022180,193,97271,815,132,994
1.–––(234,038,205)––10,777,713,14710,543,674,94232,208,52210,575,883,4642.
––––––––173,080,789173,080,7893.
–3,500,000,000–––––3,500,000,000–3,500,000,0004.
––––396,872,318–(396,872,318)–––
–––––1,395,749,803(1,395,749,803)–––
––––––(386,200,000)(386,200,000)–(386,200,000)
––––––(868,906,236)(868,906,236)(63,947,434)(932,853,670)5.––––––––(12,820,696)(12,820,696)6.––(1,386,454)––––(1,386,454)–(1,386,454)
16–3,500,000,000(1,386,454)(234,038,205)396,872,3181,395,749,8037,729,984,79012,787,182,252128,521,18112,915,703,433
202112314,827,256,8688,500,000,00039,531,886,525(828,441,057)1,392,448,7975,470,061,17525,528,908,96684,422,121,274308,715,15384,730,836,427
32)33)34)35)36)37)38)
2020114,368,667,8681,000,000,00026,931,646,975275,124,924736,558,4793,201,193,15611,780,607,94048,293,799,342237,736,09348,531,535,435
1. –––(869,527,776)––7,207,452,4526,337,924,67654,686,9026,392,611,5782.
(A) 458,589,000–12,573,472,492––––13,032,061,492–13,032,061,4923. –5,000,000,000–––––5,000,000,000–5,000,000,000 –(1,000,000,000)–––––(1,000,000,000)–(1,000,000,000)4. ––––259,018,000–(259,018,000)––– –––––873,118,216(873,118,216)–––
––––––(57,000,000)(57,000,000)–(57,000,000) ––––––––(15,431,032)(15,431,032) 5. ––28,153,512––––28,153,512(93,836,612)(65,683,100) 6. ––––––––(2,961,379)(2,961,379)
16458,589,0004,000,000,00012,601,626,004(869,527,776)259,018,000873,118,2166,018,316,23623,341,139,680(57,542,121)23,283,597,559
202012314,827,256,8685,000,000,00039,533,272,979(594,402,852)995,576,4794,074,311,37217,798,924,17671,634,939,022180,193,97271,815,132,994
??? ? 2021
母公司股东权益变动表
20211231
2021114,827,256,8685,000,000,00041,699,678,499(17,519,696)995,576,4793,118,978,0794,696,059,58860,320,029,817
1.–––124,345,911––3,968,723,1824,093,069,0932.
–3,500,000,000–––––3,500,000,0003.
––––396,872,318–(396,872,318)–
–––––800,826,455(800,826,455)–
––––––(386,200,000)(386,200,000)
––––––(868,906,236)(868,906,236)4.––(1,386,454)––––(1,386,454)
–3,500,000,000(1,386,454)124,345,911396,872,318800,826,4551,515,918,1736,336,576,403
202112314,827,256,8688,500,000,00041,698,292,045106,826,2151,392,448,7973,919,804,5346,211,977,76166,656,606,220
??? ? 2021
2020114,368,667,8681,000,000,00029,126,206,007113,040,994736,558,4792,594,387,7882,946,487,88240,885,349,018
1. –––(130,560,690)––2,590,179,9972,459,619,3072.
A458,589,000–12,573,472,492––––13,032,061,4923.
–5,000,000,000–––––5,000,000,000–(1,000,000,000)–––––(1,000,000,000)4.
––––259,018,000–(259,018,000)––––––524,590,291(524,590,291)–––––––(57,000,000)(57,000,000)
14458,589,0004,000,000,00012,573,472,492(130,560,690)259,018,000524,590,2911,749,571,70619,434,680,799
202012314,827,256,8685,000,000,00041,699,678,499(17,519,696)995,576,4793,118,978,0794,696,059,58860,320,029,817
财务报表附注20211231
)1995625199573100059920156120151193908)2020112601995)
91110000625909986U122728202112314101
)
))152014
[2014]542013[2013]41
(2018)[2018]590
2021123112
1.
2021123120212.
111231
3.
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2021126<14>[2021]1
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财务报表附注
20211231
4.
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2021526<>[2021]9
4.2
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5.1
5.2
5.
5.3
财务报表附注
20211231
6.
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7.
8.
8.1
8.2
8.2.1
财务报表附注
20211231
8.
8.2
8.2.1
8.
8.2
8.2.1
8.2.2
财务报表附注
20211231
8.
8.3
8.4
8.
8.5
8.6
财务报表附注
20211231
8.
8.7
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8.7
财务报表附注
20211231
8.
8.7
8.
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财务报表附注
20211231
8.
8.7
8.8
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8.9
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财务报表附注20211231
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财务报表附注
20211231
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20.2)
12.2
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财务报表附注
20211231
13.
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15.1
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财务报表附注20211231
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财务报表附注
20211231
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20.2)
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财务报表附注
20211231
20.
20.2
21.
21.1
21.
21.2
21.3
21.4
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财务报表附注
20211231
22.
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财务报表附注
20211231
24.
8.7)
24.1
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26.
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27.
财务报表附注20211231
28.
)42[2007]23[2007]23)
)10%
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2.5%0.25%
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31.
32.
32.1
财务报表附注
20211231
32.
32.2
a.b.c.
32.3
32.4
32.
32.5
1.(1)
20212020202120202021202020212020
()
100%100%––100%100%––()
100%100%––100%100%––()100%100%––100%100%––
100%100%––100%100%––
()
100%100%––100%100%––
财务报表附注
20211231
20212020202120202021202020212020
–––100%–––100%
––100%100%––100%100%
––100%100%––100%100%
––100%100%––100%100%
––100%100%––100%100%
––70%70%––70%70%
––100%100%––100%100%––100%100%––100%100%CICC Financial Products Ltd.
––100%100%––100%100%
1.(1)
20212020202120202021202020212020
––100%100%––100%100%China International Capital Corporation(Singapore) Pte. Limited
––100%100%––100%100%China International Capital Corporation(UK) Limited
––100%100%––100%100%China International Capital Corporation(USA) Holdings Inc.
––100%100%––100%100%CICC US Securities, Inc.
––100%100%––100%100%CICC US Securities (Hong Kong) Limited––100%100%––100%100%CICC Investment Management (USA), Inc.––100%100%––100%100%––100%100%––100%100%CICC Private Wealth Management HoldingsLtd.
––100%100%––100%100%
1.(1)
财务报表附注
20211231
20212020202120202021202020212020
CICC Private Investors KKR NA XI GP, Ltd.––100%100%––100%100%CICC Active Global Investments
Holding Limited
–––100%–––100%CICC Customer Trading Limited––100%100%––100%100%CICC Financial Trading Limited––100%100%––100%100%CICC Investment Group Company Limited2–––100%–––100%CICC Sun Company Limited––100%100%––100%100%Perpetual Treasure Investment
Management Ltd.
––100%100%––100%100%CICC Alternative Investment Management
Ltd.
––100%100%––100%100%Profit Insight Limited––100%100%––100%100%
––100%100%––100%100%
1.(1)
20212020202120202021202020212020
CICC Investment Management Co. Ltd.––100%100%––100%100%CICC Investment Advisory CompanyLimited
––100%100%––100%100%CICC Growth Capital Fund GP, Ltd.––100%100%––100%100%CICC Growth Capital Fund GP, L.P.––100%100%––100%100%Fintech Investment Co. Ltd.––100%100%––100%100%
–––100%–––100%
––100%100%––100%100%
1.(1)
财务报表附注
20211231
20212020202120202021202020212020
CICC PFG Holding Ltd––100%100%––100%100%CICC Alternative Investments Ltd.––100%100%––100%100%CICC PFG Cayman Ltd––100%100%––100%100%CICC PFG HK Limited––100%100%––100%100%CICC PFG LP––100%100%––100%100%
––100%100%––100%100%CICC Evergreen Fund GP, Ltd.––100%100%––100%100%CICC Private Investment Holding Co.
Limited
–––100%–––100%CICC Private Investment (Hong Kong)
Limited
––100%100%––100%100%
1.(1)
20212020202120202021202020212020
Healthtech Two Investment Co. Limited––100%100%––100%100%CICC Wealth Investment Limited––100%100%––100%100%
––70%70%––70%70%––100%100%––100%100%
––100%100%––100%100%CICC Hong Kong Finance 2016 MTN
Limited
––100%100%––100%100%
––100%100%––100%100%CICC Hong Kong Finance (Cayman) Limited––100%100%––100%100%CICC Private Wealth Investment
Management Limited
––100%100%––100%100%CICC PWHK Advisor Limited––100%100%––100%100%CICC Ehealthcare Investment GP, Ltd.––100%100%––100%100%
––100%100%––100%100%
1.(1)
财务报表附注
20211231
20212020202120202021202020212020
CICC Capital (Cayman) Limited––100%100%––100%100%
–––100%–––100%CICC Silicon Valley Limited––100%100%––100%100%CICC Global Bridge Limited2
–––100%–––100%
––100%100%––100%100%CICC Ehealthcare Investment Limited––100%100%––100%100%Prosper Sun Limited––100%100%––100%100%CICC FICC Holding Limited2
–––100%–––100%FICC YMT Limited
––100%100%––100%100%CICC PFM HK Limited––100%100%––100%100%CICC Private Credit GP Limited––100%100%––100%100%
1.(1)
20212020202120202021202020212020
CICC Alternative Investment Holding
Limited
–––100%–––100%CICC Alternative Investment CaymanLimited
––100%100%––100%100%CICC Alternative Investment GP Limited––100%100%––100%100%CICC Alternative Investment LP––100%100%––100%100%
––100%100%––100%100%
––100%100%––100%100%
–––100%–––100%CICC Private Real Estate GP Limited––100%100%––100%100%Zhide One Investment Co. Limited
––100%100%––100%100%CICC Zhide Two Investment Co., Limited––100%100%––100%100%
1.(1)
财务报表附注
20211231
20212020202120202021202020212020
CICC Zhide GP Limited––100%100%––100%100%CICC Global Bridge CBT Limited2
–––100%–––100%CICC Zhide EV GP Limited––100%100%––100%100%
–––100%–––100%CICC Private Funds Management Ltd.––100%100%––100%100%CICC Capital Investment Advisory
Company Limited CICC CapitalReal Estate Fund Management Co. Ltd)
––100%100%––100%100%
CICC PFM Cayman Ltd––100%100%––100%100%CICC PFM LP––100%100%––100%100%
–––100%–––100%
1.(1)
20212020202120202021202020212020
澔––100%100%––100%100%
––100%100%––100%100%
–––100%–––100%
–––100%–––100%China World Investment Limited
––100%100%––100%100%
–––100%–––100%
–––100%–––100%CICC Biopharma GP Limited––100%100%––100%100%CICC Global Industrial Fund Limited––100%100%––100%100%
1.(1)
财务报表附注
20211231
20212020202120202021202020212020
Sail-Regal Co. Ltd.––100%80%––100%80%CICC Private Equity GP Limited––100%100%––100%100%CICC Artificial Intelligence Limited
––100%100%––100%100%CICC Global Industry and Infrastructure
Fund Limited
––100%100%––100%100%CICC Industrial Fund A Limited––100%100%––100%100%CICC Industrial Fund B Limited––100%100%––100%100%Rock Technology Limited––100%100%––100%100%CICC Hero Limited
––100%100%––100%100%Sail-Sunshine Co. Ltd.––100%80%––100%80%Sailing Co. Ltd.––100%100%––100%100%
1.(1)
20212020202120202021202020212020
CICC Capital Real Estate Holdings Co. Ltd.––100%100%––100%100%Synergy Investment Co. Ltd3––100%100%––100%100%CICC Healthcare Investment ManagementLimited
––100%100%––100%100%CICC Capital Healthcare Investment
Management Limited
––100%100%––100%100%CICC Healthcare Limited2–––100%–––100%CICC Private Equity II GP Limited––100%100%––100%100%
–––100%–––100%CICC CAPITAL (USA) INC.2
–––100%–––100%CICC Transpacific Limited––100%100%––100%100%CICC Transpacific Investment Management
Limited
––100%100%––100%100%CICC Capital Transpacific Investment
Management Limited
––100%100%––100%100%
1.(1)
财务报表附注20211231
20212020202120202021202020212020
Demeter Partners Ltd––100%100%––100%100%––100%100%––100%100%Auto Hub Investment Limited1
––100%––100%Autotiger Investment Limited1
––100%––100%Bluesail Limited1
––100%––100%Jin Rui Investment Co. Limited1
––100%––100%Adlai Nortye Investment Limited1
––100%––100%MP CRM Investment Limited1
––100%––100%Swan Limited1
––100%––100%LWSPV1
––100%––100%
1 20212 2021
1.(1)
1.(2)
20212020202120202021202020212020
100%100%––100%100%––
100%100%––100%100%––
––100%100%––100%100%
––100%100%––100%100%
––100%100%––100%100%
财务报表附注
20211231
20212020202120202021202020212020
––100%100%––100%100%
–––51%–––51%Ciccjiazi Holdings Limited––100%100%––100%100%CICC Securities (HK) Limited––100%100%––100%100%Oceanfront Investments V Limited––100%100%––100%100%CICC Financial Holdings Limited––100%100%––100%100%CICC Commodity Trading Limited––100%100%––100%100%China International Capital Corporation
(Europe) GmbH CICC Deutschland GmbH)
––100%100%––100%100%
––55%55%––55%55%
––55%55%––55%55%
1.(2)
20212020202120202021202020212020
––55%55%––55%55%
––55%55%––55%55%Qian Hai Golden Bridge Co., Limited––55%55%––55%55%Qian Hai Golden Bridge Management Ltd.––55%55%––55%55%Qianhai Golden Bridge Beta Co., Limited––55%55%––55%55%Novo Developments Société à responsabilité
limitée
––100%100%––100%100%
()
––51%––51%
1 20212 2021
2.
1.(2)
财务报表附注
20211231
3.
3.1
202110220,129,947
51%
20201231
(2021)1226[2021] 22
39,984,637
3.2
202112021123120201231
3.3
20211
3.4
2021123116820201231128
1.
6%7%3%2%
3%
2.
<>[2012]57202125%202025%)
202116.5%202016.5%)
1.
(1)
2021123120201231146,897139,386134,923,545,45295,706,534,71475,326,077,95751,654,067,435
59,597,467,49544,052,467,27957,536,91730,028,676
134,981,229,26695,736,702,776
125,108,79980,077,737(279,829)(168,508)
135,106,058,23695,816,612,005
财务报表附注
20211231
1.(2)
20211231
32,6161.0000032,616
13,8506.3757088,303
10,5540.817608,629
17,349
146,897
57,466,230,9431.0000057,466,230,943
817,359,6416.375705,211,239,863
8,624,137,4410.817607,051,094,772
90,813,581
69,819,379,159
5,506,698,7981.000005,506,698,798
5,506,698,798
75,326,077,957
37,654,815,5231.0000037,654,815,523
2,588,548,1786.3757016,503,806,618
3,518,176,7450.817602,876,461,307
2,040,108,500
59,075,191,948
522,275,5471.00000522,275,547
522,275,547
59,597,467,495
134,923,545,452
57,536,9171.0000057,536,917
57,536,917
125,108,799(279,829)
135,106,058,236
1.(2)
20201231
21,6231.0000021,623 14,3506.5249093,632 6,9040.841645,811 18,320
139,386
37,097,018,4771.0000037,097,018,477 524,342,7406.524903,421,283,944 5,790,417,6170.841644,873,447,083 165,749,510
45,557,499,014
6,096,568,4211.000006,096,568,421
6,096,568,421
51,654,067,435
29,931,784,8021.0000029,931,784,802 1,545,429,0226.5249010,083,769,826 3,773,540,4100.841643,175,962,551 371,163,476
43,562,680,655
489,786,6241.00000489,786,624
489,786,624
44,052,467,279
95,706,534,714
30,028,6761.0000030,028,676
30,028,676
80,077,737
(168,508)
95,816,612,005
财务报表附注
20211231
1.
(2)
20211231835,105,29220201231427,049,3922021123133,978,729,6812020123122,482,220,7352.
(1)
202112312020123115,695,281,2629,284,976,4136,372,900,7073,006,847,606
22,068,181,96912,291,824,019
6,244,9973,351,141
22,074,426,96612,295,175,160
2.
(2)
20211231
14,104,197,4631.0000014,104,197,463
23,012,0226.37570146,717,749
266,084,7500.81760217,550,892
14,468,466,104
1,226,815,1581.000001,226,815,158
1,226,815,158
15,695,281,262
6,049,115,5921.000006,049,115,592
7,567,1206.3757048,245,687
150,131,5410.81760122,747,548
6,220,108,827
152,791,8801.00000152,791,880
152,791,880
6,372,900,707
6,244,997
22,074,426,966
财务报表附注
20211231
2.(2)
20201231
7,131,891,3991.000007,131,891,399 24,622,3656.52490160,658,469 520,200,6430.84164437,821,669
7,730,371,537
1,554,604,8761.000001,554,604,876
1,554,604,876
9,284,976,413
2,692,728,8731.000002,692,728,873 8,623,8366.5249056,269,668 158,805,6220.84164133,657,164
2,882,655,705
124,191,9011.00000124,191,901
124,191,901
3,006,847,606
3,351,141
12,295,175,160
3.(1)
2021123120201231
32,149,370,75627,817,955,823
4,384,565,3893,049,946,623
36,533,936,14530,867,902,446
1,051,146,2411,411,235,129
1,054,551,2841,060,786,248
2,105,697,5252,472,021,377
1,001,389,159681,692,892(161,966,115)(136,803,436)
39,479,056,71433,884,813,279
财务报表附注
20211231
3.(1)
20211231
1 – 3319,388,104,65348.91%(79,939,296)49.35%3 – 667,947,782,03720.05%(32,396,606)20.00%6 – 12124,654,533,18511.74%(18,716,433)11.56%
7,650,602,95419.30%(30,913,780)19.09%
39,641,022,829100.00%(161,966,115)100.00%
20201231
1 – 3318,347,126,32653.93%(73,061,868)53.41%3 – 668,310,190,52224.43%(33,663,640)24.61%6 – 12122,491,550,8967.32%(10,170,613)7.43%124,872,748,97114.32%(19,907,315)14.55%
34,021,616,715100.00%(136,803,436)100.00%
3.(2)
2021123120201231
2,753,557,4702,931,885,0228,508,509,7845,479,610,031
11,262,067,2548,411,495,053
2021123120201231(3)
2021123120201231
124,939,879,833102,655,533,41811,192,319,7085,758,757,0567,441,888,3724,629,138,045247,429,455116,697,735
143,821,517,368113,160,126,254
2021123121,197,1202020
123119,464,907
财务报表附注
20211231
4.
20211231
(1)
6,390,000,00093,610,591–
565,774,00016,827,830–
242,441,578,3421,171,561,161(1,111,387,288)
190,415,232,3941,304,156,273(1,346,933,865)
434,621,453,92711,666,573,674(15,423,808,261)
3,335,399,00028,522,231(12,751,155)
47,966,982,401 466,303,899(350,093,069)
925,736,420,06414,747,555,659(18,244,973,638)
(183,326,996)110,966,130
14,564,228,663(18,134,007,508)
20201231
(1) 9,590,000,000147,610,386– 405,563,762,807610,719,055(666,826,709) 122,152,208,6681,925,466,923(3,427,667,304) 301,153,269,5819,045,945,509(20,693,731,679) 1,228,896,50010,146,455(10,762,169) 54,619,624,733609,631,600(585,781,254)
894,307,762,28912,349,519,928(25,384,769,115)
(38,256,092)702,234,478
12,311,263,836(24,682,534,637)
4.
20211231183,326,9962020123138,256,092110,966,13020201231702,234,478(1)(a)
20212020
(3,871,167)3,333,399
30,725,83526,865,606
26,854,66830,199,005
20211231
12121,550,000,0002,920,000,0001,920,000,0006,390,000,000
20201231
1212
1,400,000,0002,000,000,0006,190,000,0009,590,000,000
财务报表附注
20211231
4.(1)(a)
20211231202012316,559,631,2229,878,977,040122,669,430207,364,163
(b)
202120202021123119,772,30820201231
202114,572,332202020211231565,774,0002020123165.
(1)
202112312020123112,189,337,31111,112,641,511348,088,248583,786,88193,851,13071,345,474
12,631,276,68911,767,773,866
636,075550,069
12,631,912,76411,768,323,935
5.(2)
20211231
11,558,686,8551.0000011,558,686,855
3,352,7476.3757021,376,109
741,503,3940.81760606,253,175
3,021,172
12,189,337,311
348,088,2481.00000348,088,248
348,088,248
93,851,1301.0000093,851,130
93,851,130
636,075
12,631,912,764
财务报表附注20211231
5.(2)
20201231
10,396,726,4151.0000010,396,726,415 3,686,4796.5249024,053,907 821,205,1920.84164691,159,138 702,051
11,112,641,511
583,786,8811.00000583,786,881
583,786,881
71,345,4741.0000071,345,474
71,345,474
550,069
11,768,323,935
6.(1)
202112312020123143,111,765,94941,104,785,042
15,703,026,87116,137,020,600
25,359,108,39721,908,770,749
1,997,173,8633,058,816,9261,448,802,5101,310,345,2271,178,055,1281,296,068,783262,339,248195,405,526319,639,028212,101,324
46,320,601,86344,118,705,902
(577,721,275)(624,931,217)
45,742,880,58843,493,774,685
(2)
20211231
45,024,675,48897.21%(218,683,813)37.86%1 – 22770,316,4211.66%(63,912,118)11.06%2 – 33227,291,6570.49%(105,037,551)18.18%
298,318,2970.64%(190,087,793)32.90%
46,320,601,863100.00%(577,721,275)100.00%
财务报表附注
20211231
6.
(2)
20201231
1142,357,168,02096.00%(206,675,937)33.08%1 – 221,317,021,3852.99%(197,759,198)31.64%2 – 33141,947,8120.32%(94,563,609)15.13%3302,568,6850.69%(125,932,473)20.15%
44,118,705,902100.00%(624,931,217)100.00%
7.
(1)
20211231202012318,183,892,1999,584,321,02817,543,357,3568,987,319,233
11,270,516,9146,808,623,688
2,215,462,035330,955,857
649,884,442639,992,688
304,040,000588,415,000
2,302,328,000100,000,000
801,125,96521,056,000
–498,276,000
25,727,249,55518,571,640,261
200,697,853161,673,667(69,453,349)(302,616,780)
25,858,494,05918,430,697,148
7.(2)
20211231202012317,869,409,3599,210,613,536–260,10216,853,472,9138,652,123,688689,884,443335,195,545314,482,840373,447,390
25,727,249,55518,571,640,261
200,697,853161,673,667(69,453,349)(302,616,780)
25,858,494,05918,430,697,148
(3)
2021123120201231
48,706,057,22243,423,699,202
685,372,663327,883,596
589,729,851241,325,481
财务报表附注
20211231
7.(4)
2021123120201231
1,071,523,626478,404,9121 – 331,067,800,000679,655,000
5,680,085,7337,503,613,726
50,000,000549,200,000
7,869,409,3599,210,873,638
180,806,098146,331,181(69,354,557)(302,433,639)
7,980,860,9009,054,771,180
8.(1)
2021123120201231
82,090,098,25082,394,749,79980,814,486,68481,082,570,50383,775,430,23480,010,077,36045,604,916,09844,784,651,188127,749,329,593124,208,254,114110,920,199,702102,330,170,6427,559,357,0277,868,999,76510,266,095,16110,215,321,739
301,174,215,104294,482,081,038247,605,697,645238,412,714,072
8.
(2) 20211231
202112312020123116,021,755,4999,557,399,0253,246,631,3391,016,032,5811,086,418,729213,125,2436,279,417,92012,698,609,428662,589,549–
54,975,00097,479,000
9,683,000–
27,361,471,03623,582,645,277
3(2)9.(1)
202112318,688,000,000156,185,84034,954,8998,879,140,739–2,553,967,92064,109,75827,267,8932,645,345,571(715,159)13,921,099,891420,485,94635,383,40014,376,969,237(7,989,460)
4,040,961,75033,780,6893,572,7894,078,315,228(1,913,884)5,665,000,000116,659,33532,379,4475,814,038,782(4,815,995)6,888,461,274190,354,69633,952,7987,112,768,768(3,272,978)100,000,0002,633,710757,646103,391,356(67,561)
41,857,490,835984,209,974168,268,87243,009,969,681(18,775,037)
财务报表附注
20211231
9.(1)
20201231
454,500,00019,121,685(4,237,369)469,384,316–3,679,967,920103,113,890(16,456,472)3,766,625,338(1,045,766)16,240,160,350737,186,72736,895,47017,014,242,547(11,870,996)
3,405,352,70043,696,3413,735,1193,452,784,160(973,263)5,670,000,00099,277,8495,148,6495,774,426,498(1,417,272)6,439,607,315194,261,8208,407,5986,642,276,733(2,509,887)89,045,0003,115,852287,08092,447,932(349,738)
35,978,633,2851,199,774,16433,780,07537,212,187,524(18,166,922)
(2) 2021123115,260,811,1562020
123115,424,086,34110.(1)
2021123120201231497,800,566610,484,204589,135,019578,368,662
1,086,935,5851,188,852,866
10.
(2) 2021123120201231(a)
2021
20211231
()
298399–33(1)––043110.33%11
()
2827–(0)––––271.00%11
106–(6)–––––51.00%22Trail Management21–0–––(0)125.00%25.00%
1024–8––(5)–2710.00%11
1313–(1)––––1210.83%11
–28(51)1–––22–666
–0(0)––––––666
–0(0)0–––0–666
–112(51)9–––(70)–666
361610(102)44(1)–(5)(48)498
财务报表附注
20211231
10.
(2) 2021123120201231(a)
2020
20201231
298381–18––––39917.50%112827–(0)––––271.00%11
108–(2)––––651.00%22Trail Management21–0–––0125.00%25.00%
1018–8––(2)–2410.00%11
–17–0–––(17)–5.93%55
1312–1––––1310.83%11
5163–(35)––––2821.00%44
00––––––00.001%44
00(0)(0)––––00.33%44
5197–15––––11249.51%44
––(4)––––4–777
463624(4)5––(2)(13)610
10.
(2) 2021123120201231(b)
2021
20211231
()
1536251(64)––––4951.00%22
(
1341–62––––10351.00%22
CICC ALPHA Investment Group Limited
–9–5–––(0)1450.00%50.00%
2542–3––––4548.78%48.78%
()
335–1––(10)–2651.00%22
()
10–(0)––––025.00%88KCA Capital Partners01–(0)–––(0)155.00%22
7616––(3)–1065.00%22
1012–4––––1650.00%50.00%Krane Funds Advisors, LLC258169–39–––(4)20450.10%22Global Bridge Capital I GP, LLC
636–19–––(1)5450.00%50.00%Global Bridge Capital Management, LLC
–20–7–––(0)2750.00%50.00%
财务报表附注
20211231
2021
20211231
88–0––––851.00%22
512–3––––1551.00%22
57–2––––951.00%22
10–10(2)––––851.00%22
–68(52)17–––(33)–666
–50(54)2–––2–666
504578(44)104––(13)(36)589
10.
(2) 2021123120201231(b)
10.
(2) 2021123120201231(b)
2020
20201231
102–102(40)––––6251.00%22 1345–10––(14)–4151.00%22CICC ALPHA Investment Group Limited–8–2–––(1)950.00%50.00% 2531–11––––4248.78%48.78%
334–2––(1)–3551.00%221––(0)––––025.00%88KCA Capital Partners02–(1)–0–(0)155.00%22
5321––(0)–665.00%22 108–4––––1250.00%50.00%Krane Funds Advisors, LLC258202–(21)–––(12)16950.10%22Global Bridge Capital I GP, LLC643–(4)–––(3)3650.00%50.00%Global Bridge Capital Management, LLC–14–7–––(1)2050.00%50.00% 88–(0)––––851.00%22
59–3––––1251.00%22 54–3––––751.00%22
财务报表附注
20211231
2020
20201231
5279–(11)––––6831.83%33
5454–(4)––––5052.94%22
547544104(38)–0(15)(17)578
1 20.00%2 50.00%
5 20206 20217 2020
10.
(2) 2021123120201231(b)
10.
(3) 2021123120201231
2021123120201231480,154,856461,610,847606,780,729727,242,019
1,086,935,5851,188,852,866
(a)
20211231
2,88010.33%10(2)150051.00%10(2)2
20201231
1,70017.50%10(2)150051.00%10(2)2
财务报表附注
20211231
10.
(3) 2021123120201231(a)
202120204,526,101,8832,681,511,107355,327,056400,057,7594,170,774,8272,281,453,348533,258,877509,623,208189,563,750105,924,119189,563,750105,924,119
10.33%
17.50%
430,835,247399,254,336
430,835,247399,254,336
20212020189,865,289185,800,65493,160,17363,532,98596,705,116122,267,66927,130,050–(125,562,552)(77,732,331)(125,562,552)(77,732,331)
51.00%
51.00%
49,319,60962,356,511
49,319,60962,356,511
10.
(3) 2021123120201231
(b)
20212020606,780,729727,242,019
178,629,729(11,690,273)
178,629,729(11,586,995)
11.(1)
20211231202012312,117,275,4831,820,137,286(1,436,802,371)(1,304,938,586)
680,473,112515,198,700
财务报表附注
20211231
11.(2)
2020111,481,439,154104,438,92754,751,66891,329,9921,731,959,741
(4,496,590)(37,147)(593,130)–(5,126,867) 216,248,4017,830,289360,0801,391,695225,830,465 (84,484,221)(5,605,381)(33,261,678)–(123,351,280) (8,112,852)(1,055,326)(6,595)–(9,174,773)
20201231 2021111,600,593,892105,571,36221,250,34592,721,6871,820,137,286
1,303,344917,435––2,220,779 411,826,48925,086,388––436,912,877 (118,562,250)(6,854,388)(10,854,540)–(136,271,178) (4,416,986)(1,307,295)––(5,724,281)
202112311,890,744,489123,413,50210,395,80592,721,6872,117,275,483
202011(1,065,069,036)(72,650,171)(45,328,010)(37,124,241)(1,220,171,458)
3,960,59714,859593,130–4,568,586 (190,552,412)(11,449,962)(2,018,424)(4,361,097)(208,381,895) 79,246,7585,141,51729,582,897–113,971,172 5,047,89220,5226,595–5,075,009
20201231 202111(1,167,366,201)(78,923,235)(17,163,812)(41,485,338)(1,304,938,586)
(979,879)(389,617)––(1,369,496) (244,230,810)(12,794,005)(344,880)(4,450,571)(261,820,266) 111,529,4376,309,3899,128,295–126,967,121 3,929,987428,869––4,358,856
20211231(1,297,117,466)(85,368,599)(8,380,397)(45,935,909)(1,436,802,371)
20211231593,627,02338,044,9032,015,40846,785,778680,473,112
20201231433,227,69126,648,1274,086,53351,236,349515,198,700
11.(2)(a) 2021123120201231
185191(b) 2021123120201231(c) 202112312020123147311912.
2020116,514,139–6,514,139 37,606,19021,217,79158,823,981 (28,000,836)–(28,000,836)
2020123120211116,119,49321,217,79137,337,284
110,162,878135,366,734245,529,612
(93,430,044)–(93,430,044)
2021123132,852,327156,584,525189,436,852
2021123132,852,327156,584,525189,436,852
2020123116,119,49321,217,79137,337,284
财务报表附注
20211231
13.
2020112,023,843,309891,4492,024,734,758
317,109,12174,410317,183,531
(116,914,915)–(116,914,915)
(32,033,979)(87,992)(32,121,971) 202012312021112,192,003,536877,8672,192,881,403
58,017,322–58,017,322
(2,066,509)–(2,066,509)
1,609,171,350–1,609,171,350
(609,719,980)–(609,719,980)
(15,266,792)(23,022)(15,289,814)
202112313,232,138,927854,8453,232,993,772
202011(535,523,833)(349,805)(535,873,638) (568,695,032)(162,125)(568,857,157) 92,838,106–92,838,106 8,767,75658,7738,826,529 20201231202111(1,002,613,003)(453,157)(1,003,066,160)
(30,620,253)–(30,620,253) 1,606,446–1,606,446 (658,081,165)(156,625)(658,237,790) 395,439,400–395,439,400 7,687,38313,3107,700,693
20211231(1,286,581,192)(596,472)(1,287,177,664)
202112311,945,557,735258,3731,945,816,108
202012311,189,390,533424,7101,189,815,243
202186,612,764
202029,823,722863,668,5682020634,214,025
14.
2020111,266,558,879164,008,627464,406,3671,894,973,873 –(885,930)(1,553,999)(2,439,929) ––138,846,908138,846,908 ––(3,926,177)(3,926,177) –(9,850)(44,348)(54,198)
202012312021111,266,558,879163,112,847597,728,7512,027,400,477
––1,259,6381,259,638 ––277,487,101277,487,101 ––(5,536,526)(5,536,526) –(12,020)(30,225)(42,245)
202112311,266,558,879163,100,827870,908,7392,300,568,445
202011(151,911,128)(100,890,344)(244,246,505)(497,047,977) ––1,520,4001,520,400 (32,910,658)(8,597,500)(107,214,047)(148,722,205) ––3,445,8633,445,863 ––17,73617,736
20201231202111(184,821,786)(109,487,844)(346,476,553)(640,786,183)
––(315,970)(315,970) (32,910,658)(8,580,000)(144,934,193)(186,424,851) ––5,228,3585,228,358 ––19,69219,692
20211231(217,732,444)(118,067,844)(486,478,666)(822,278,954)
202112311,048,826,43545,032,983384,430,0731,478,289,491
202012311,081,737,09353,625,003251,252,1981,386,614,294
2021123120201231
财务报表附注
20211231
15.(1)
2021
20211231
1,582,678,646––1,582,678,646–
–39,984,637–39,984,637–
1,582,678,64639,984,637–1,622,663,283–
2020
20201231
11,582,678,646––1,582,678,646–
1 201716,700,695,000
1,582,678,6462 2021220,129,947
51%
39,984,637(2)
3.0%20203.0%
16.0%2020123118.9%
2021123120201231
16.(1)
20211231
2021
1,286,938,753469,560,114–5,259,609(259,787)1,761,498,6891,761,498,6897,327,471,102––
65,048,404(55,693,352)–15,516,134(1,096,610)23,774,57623,774,576369,680,591––
(29,798,976)(34,582,015)––(36,346)(64,417,337)1,966,99411,115,954(66,384,331)(265,537,324)
(282,134,833)(512,782,147)–(608,438)(11,059)(795,536,477)37,931,705151,751,623(833,468,182)(3,395,979,569)
(4,795,623)–(42,162,889)–153,867(46,804,645)11,904,44672,148,158(58,709,091)(234,836,364)
192,516,052(69,759,884)(444,878)–(370,024)121,941,266121,941,266529,237,465––
(167,194,386)3,252,243–(46,919)–(163,989,062)––(163,989,062)(655,956,248)
220,367,309140,147,605––2,234360,517,148364,844,0201,470,381,316(4,326,872)(17,307,488)
1,280,946,700(59,857,436)(42,607,767)20,120,386(1,617,725)1,196,984,1582,323,861,6969,931,786,209(1,126,877,538)(4,569,616,993)
(695,222,304)(2,840,247,380)695,222,3042,840,247,380
1,628,639,3927,091,538,829(431,655,234)(1,729,369,613)
财务报表附注
20211231
16.(1)
20201231
2020
830,304,832457,384,927–(751,006)1,286,938,7531,286,938,7535,165,933,852–– 33,729,74834,680,521–(3,361,865)65,048,40465,048,404333,446,843–– (30,173,159)429,382–(55,199)(29,798,976)1,709,8959,465,269(31,508,871)(126,035,484) (78,058,586)(204,197,972)–121,725(282,134,833)225,082,043900,328,172(507,216,876)(2,033,409,059) (53,438,968)–48,518,724124,621(4,795,623)7,288,06629,152,264(12,083,689)(57,458,200) 57,335,066137,306,696(474,066)(1,651,644)192,516,052191,252,622793,758,5531,263,4307,348,840 (174,993,509)7,799,123––(167,194,386)––(167,194,386)(668,777,544)143,851,131 76,525,564 – (9,386)220,367,309 237,935,468 954,381,457 (17,568,159) (72,889,863)
728,556,555509,928,24148,044,658(5,582,754)1,280,946,7002,015,255,2518,186,466,410(734,308,551)(2,951,221,310)
(227,640,886)(913,231,062)227,640,886913,231,062
1,787,614,3657,273,235,348(506,667,665)(2,037,990,248)
16.(2)
20211231
20201231
1,363,035,5501,308,446,047170,303,739196,827,414
1,533,339,2891,505,273,461
(3)
20211231
20201231
2021745,65320229,509,3219,187,97420234,259,3354,266,880202413,883,70713,885,224202529,208,1131,812,542202622,528,478–20271,283,646,5961,278,547,774
1,363,035,5501,308,446,047
财务报表附注
20211231
17.
20211231
20201231
(1)266,319,599197,322,84886,721,42593,979,576(2)816,712,732625,042,561352,238,861197,498,016
1,521,992,6171,113,843,001
(1)
2021
195,862,340173,885,813(107,790,594)261,957,559
1,460,5084,269,785(1,368,253)4,362,040
197,322,848178,155,598(109,158,847)266,319,599
2020
211,204,29861,556,411(76,898,369)195,862,3402,204,605405,369(1,149,466)1,460,508
213,408,90361,961,780(78,047,835)197,322,848
17.(2)
(a)
20211231
20201231
242,435,920150,211,057279,892,051282,113,222311,960,861369,369,348
834,288,832801,693,627
(17,576,100)(176,651,066)
816,712,732625,042,561
(b)
20211231
683,371,26481.91%(1,503,003)8.55%1 – 2220,883,7212.50%(1,195,127)6.80%2 – 3316,322,4701.96%(8,561,007)48.71%
113,711,37713.63%(6,316,963)35.94%
834,288,832100.00%(17,576,100)100.00%
20201231
11430,625,33853.72%(8,209,993)4.65%1 – 22196,226,89324.48%(159,320,261)90.19%2 – 3355,429,6996.91%(2,240,465)1.27%3119,411,69714.89%(6,880,347)3.89%
801,693,627100.00%(176,651,066)100.00%
财务报表附注
20211231
18.(1)
2021
20211231
168,508279,726(168,317)–(88)279,829
136,803,43671,125,958(45,629,316)–(333,963)161,966,115
624,931,217253,643,525(299,664,287)(17)(1,189,163)577,721,275
302,616,78018,560,403(251,723,834)––69,453,349
18,166,92215,387,896(14,618,527)–(161,254)18,775,03717(2)176,651,066404,358(155,631,895)(151,672)(3,695,757)17,576,100
1,259,337,929359,401,866(767,436,176)(151,689)(5,380,225)845,771,705
2020
20201231
1294,558262,517(382,185)–(6,382)168,508342,952,110117,717,211(5,756,338)–(18,109,547)136,803,4366233,301,015427,290,104(28,077,351)(5,901,123)(1,681,428)624,931,217730,598,140302,216,301(15,162,161)(15,035,500)–302,616,780917,043,68814,652,303(12,811,275)–(717,794)18,166,92217(2)27,507,090174,121,235(1,275,070)(10,775,635)(12,926,554)176,651,066
351,696,6011,036,259,671(63,464,380)(31,712,258)(33,441,705)1,259,337,929
2021123120201231
18.(2)
20211231
279,829––279,829161,966,115––161,966,115205,226,41453,744,945318,749,916577,721,275
41,204,100–28,249,24969,453,34918,216,690558,347–18,775,037
515,9466,223,02710,837,12717,576,100
427,409,09460,526,319 357,836,292845,771,705
20201231
168,508––168,508131,830,9724,832,093140,371136,803,436243,346,79559,555,430322,028,992624,931,21741,298,1237,386,813253,931,844302,616,78018,166,922––18,166,9222,649,6077,142,670166,858,789176,651,066
437,460,92778,917,006742,959,9961,259,337,929
财务报表附注
20211231
19.
20211231
20201231
(1)15,121,477,87019,683,669,800(2)5,000,000,000–(3)1,762,243,4715,884,269,327(4)1,000,000,000–(5)–803,260,708
22,883,721,34126,371,199,835
51,422,77392,036,857
40,963,789–
11,513,97027,082,943
2,235,616–
–2,250,830
22,989,857,48926,492,570,465
(1)
2021
20211231
0.00% – 11.02%
19,775,706,65747,872,317,839(38,391,344)(52,234,509,769)(202,222,740)15,172,900,643
2020
20201231
0.00% – 11.02%14,590,818,07261,155,882,7188,707,077(55,625,339,603)(354,361,607)19,775,706,657
19.
(1)
1.50%7.90%
300500(2)
2021
20211231
21S109/08/202109/08/20222,000,000,0002.68%–2,000,000,00020,042,181––2,020,042,18121S224/09/202124/09/20223,000,000,0002.85%–3,000,000,00020,921,608––3,020,921,608
–5,000,000,00040,963,789––5,040,963,789
(3)
2021
20211231
5,911,352,2702,232,650,401(15,568,973)(6,268,914,105)(85,762,152)1,773,757,441
2020
20201231
6,649,516,79710,529,132,195(40,654,932)(10,773,425,640)(453,216,150)5,911,352,270
0.25%3.80%21365
财务报表附注
20211231
19.(4)
2021
20211231
21CP00129/11/202125/2/20221,000,000,0002.55%–1,000,000,0002,235,616––1,002,235,616
(5)
2021
20211231
28/09/202027/09/20211.231.05%805,511,538–(2,250,830)(797,042,400)(6,218,308)–
2020
20201231
28/09/202027/09/20211.231.05%–840,864,6402,250,830–(37,603,932)805,511,538
202192720.
20211231
20201231
50,516,199,33033,796,181,995(1)500,000,000200,000,000200,000,000300,000,000
51,216,199,33034,296,181,995
261,079,348220,232,700
51,477,278,67834,516,414,695
20.(1)
2021123120201231
100,000,0002.80%100,000,0002.80%1 – 33400,000,0002.80%100,000,0002.80%
500,000,000200,000,000
793,333544,444
500,793,333200,544,444
21.
20211231
2,755,876,40134,162,624,31736,918,500,718823,345,819526,215,1281,349,560,947658,725,019–658,725,019
4,237,947,23934,688,839,44538,926,786,684
财务报表附注
20211231
21.
20201231
5,904,122,58433,251,717,17839,155,839,7621,066,167,9061,542,983,4522,609,151,3581,126,558,207–1,126,558,207
8,096,848,69734,794,700,63042,891,549,327
2021123120201231
??? ? 2021
22.(1)
20211231
202012311,857,523,3126,672,043,9491,417,293,9584,487,923,5081,647,000,0003,209,700,2203,577,550,1673,119,244,9771,461,349,3821,950,380,6706,410,304,0135,631,120,028
16,371,020,83225,070,413,352
5,050,11930,670,471
16,376,070,95125,101,083,823
(2)
20211231
20201231
10,833,699,51016,085,237,1844,936,415,3225,217,747,168600,906,000267,429,000–3,500,000,000
16,371,020,83225,070,413,352
5,050,11930,670,471
16,376,070,95125,101,083,823
??? ? 2021
财务报表附注20211231
22.(3)
2021123120201231
600,906,0001.60%-9.15%267,429,0000.35%-7.00%
600,906,000267,429,000
614,651257,298
601,520,651267,686,298
(4)
20211231
20201231
14,471,305,96220,814,273,8453,235,356,339796,987,463–3,634,642,491
17,706,662,30125,245,903,799
??? ? 2021
23.
20211231
20201231
33,581,982,87329,994,345,597
51,224,518,62832,036,382,772
84,806,501,50162,030,728,369
4,338,345,1384,172,717,290
4,284,287,5744,440,062,548
8,622,632,7128,612,779,838
16,031,09411,672,249
93,445,165,30770,655,180,456
24.
20211231
20201231
7,304,310,900–
??? ? 2021
财务报表附注
20211231
25.
2021
8,414,585,03112,007,792,241(9,495,278,748)10,927,098,52419,248,456331,101,789(341,095,222)9,255,023
18,261,312213,684,637(223,822,326)8,123,623
–105,183,564(105,183,564)–
361,5184,422,413(4,269,462)514,469
625,6267,720,113(7,728,808)616,931
–91,062(91,062)–17,930,023305,875,920(295,354,345)28,451,59837,615,45847,347,031(33,332,041)51,630,448
202,94659,429,301(51,837,634)7,794,613
8,489,581,91412,751,546,282(10,216,897,990)11,024,230,206
13,616,817403,214,698(380,823,239)36,008,276
1,000,65711,940,932(11,371,547)1,570,042
1,095,583125,895,790(106,650,405)20,340,968
15,713,057541,051,420(498,845,191)57,919,286
81,669,40433,933,298(28,887,114)86,715,588
8,586,964,37513,326,531,000(10,744,630,295)11,168,865,080
??? ? 2021
25.
2020
5,323,775,65110,071,663,790(6,980,854,410)8,414,585,03115,094,754219,522,126(215,368,424)19,248,456 14,079,023128,497,437(124,315,148)18,261,312 –84,885,933(84,885,933)– 390,1141,149,799(1,178,395)361,518 625,6174,905,349(4,905,340)625,626 –83,608(83,608)–
14,402,736213,523,758(209,996,471)17,930,02321,380,75137,867,925(21,633,218)37,615,458770,01340,494,810(41,061,877)202,946
5,375,423,90510,583,072,409(7,468,914,400)8,489,581,914
12,113,983140,855,869(139,353,035)13,616,817 931,2854,538,502(4,469,130)1,000,657 1,199,04227,105,363(27,208,822)1,095,583
14,244,310172,499,734(171,030,987)15,713,057
90,243,59019,938,661(28,512,847)81,669,404
5,479,911,80510,775,510,804(7,668,458,234)8,586,964,375
??? ? 2021
财务报表附注20211231
26.
2021123120201231
979,703,792915,619,202171,644,373204,273,552166,496,703173,276,93512,084,32113,269,1758,639,3509,519,467258,601,039508,383,130
1,597,169,5781,824,341,461
27.
2021123120201231
134,781,241,37978,737,749,542122,114,401,36274,258,724,790127,622,034537,101,194
134,908,863,41379,274,850,736
28.
2021123120201231
200,707,49286,228,079192,423,92979,043,66419,819,4535,656,537
412,950,874170,928,280
??? ? 2021
29.
2021123120201231
2,002,637,0881,204,434,599258,338424,673
2,002,895,4261,204,859,272
20213.60%20204.46%)2021123136202012312
55.07202012311.82
30.
2021123120201231
(1)103,538,574,66973,360,187,333(2)26,516,690,62024,538,799,324(3)25,461,182,56322,790,541,327(4)2,500,000,0002,500,000,000(5)–3,241,009,800
158,016,447,852126,430,537,784
1,770,852,5751,045,156,424
568,525,592363,649,805
121,842,24963,919,194
30,881,50730,881,507
–66,816,138
160,508,549,775128,000,960,852
163,078,293,731127,825,070,661
??? ? 2021
财务报表附注20211231
30.(1)
2021
2021
1231
1601(b)18/07/201618/07/20213,000,000,0003.58%2,923,108,092–(47,108,092)(2,876,000,000)––
1602(c)18/07/201618/07/20231,000,000,0003.29%1,015,052,877–(15,052,877)(1,000,000,000)––
1604(d)27/10/201627/10/2023900,000,0003.13%905,093,753–(5,093,753)(900,000,000)––170308/05/201708/05/20221,000,000,0005.19%1,039,819,840–5,070,214–(14,169,351)1,030,720,7031802(k)26/01/201826/01/20211,000,000,0005.70%1,053,487,398–(37,421,339)(1,000,000,000)(16,066,059)–1804(m)24/04/201824/04/20211,000,000,0004.94%1,034,778,011–(21,214,544)(1,000,000,000)(13,563,467)–
1806(o)28/06/201828/06/20211,000,000,0005.30%1,026,731,144–(18,438,798)(1,000,000,000)(8,292,346)–1904(p)21/11/201921/11/20251,500,000,0003.52%1,505,930,959––––1,505,930,95920F1(q)26/02/202026/02/20254,000,000,0003.20%4,108,361,644––––4,108,361,64420G1(r)03/04/202003/04/20261,500,000,0002.89%1,532,304,658––––1,532,304,65820G2(s)03/04/202003/04/20271,000,000,0003.25%1,024,219,178––––1,024,219,17820G3(t)06/05/202006/05/20263,300,000,0002.37%3,351,211,479––––3,351,211,479
20G4(u)06/05/202006/05/2027700,000,0002.88%713,200,658––––713,200,658
20F2(v)28/05/202028/05/20253,000,000,0002.95%3,052,615,069––––3,052,615,069
20G5(w)22/06/202022/06/20261,500,000,0003.10%1,524,460,274––––1,524,460,27420F3(x)24/07/202024/07/20253,000,000,0003.80%3,049,972,603––––3,049,972,6032007(y)10/09/202010/09/20255,000,000,0003.78%5,057,476,712––––5,057,476,712
2009(z)23/09/202023/09/20255,000,000,0003.80%5,051,013,699––––5,051,013,699
2011(aa)19/10/202019/10/20232,500,000,0003.50%2,517,500,000––––2,517,500,000
??? ? 2021
2021
20211231
2012(ab)19/10/202019/10/20252,500,000,0003.74%2,518,700,000––––2,518,700,0002013(ac)28/10/202028/10/20232,000,000,0003.48%2,012,203,836––––2,012,203,836
2014(ad)28/10/202028/10/20253,000,000,0003.68%3,019,357,808––––3,019,357,80820F4(ae)14/12/202014/12/20232,500,000,0003.85%2,504,482,877––––2,504,482,87720F5(af)14/12/202014/12/20252,500,000,0004.09%2,504,762,329––––2,504,762,32921F1(aq)18/01/202118/01/20242,500,000,0003.55%–2,500,000,00084,373,288––2,584,373,28821F2(ar)18/01/202118/01/20262,500,000,0003.75%–2,500,000,00089,126,712––2,589,126,712
21F3(as)04/03/202104/03/20241,500,000,0003.60%–1,500,000,00044,679,452––1,544,679,45221F4(at)04/03/202104/03/20262,000,000,0003.82%–2,000,000,00063,213,151––2,063,213,151
21G1(au)16/03/202116/03/20262,000,000,0003.58%–2,000,000,00056,887,671––2,056,887,671
21G216/03/202116/03/20312,000,000,0004.10%–2,000,000,00065,150,685––2,065,150,685
21G3(av)25/03/202125/03/20261,500,000,0003.51%–1,500,000,00040,533,288––1,540,533,288
21G425/03/202125/03/20312,500,000,0004.07%–2,500,000,00078,333,562––2,578,333,562
21F5(aw)13/04/202113/04/20241,000,000,0003.43%–1,000,000,00024,620,822––1,024,620,822
21F6(ax)13/04/202113/04/20263,500,000,0003.70%–3,500,000,00092,601,370––3,592,601,370
21G5(ay)16/08/202116/08/20261,000,000,0003.04%–1,000,000,00011,410,411––1,011,410,411
21G6(az)16/08/202116/08/20281,500,000,0003.39%–1,500,000,00019,086,164––1,519,086,164
21G708/12/202108/12/20242,500,000,0002.97%–2,500,000,0004,678,767––2,504,678,767
21G808/12/202108/12/20311,000,000,0003.68%–1,000,000,0002,318,904––1,002,318,904
17F218/07/201718/07/20221,000,000,0005.10%1,023,334,247–(2,407)–2,4071,023,334,247
30.(1)
??? ? 2021
财务报表附注20211231
2021
20211231
1801(ah)23/03/201823/03/20211,000,000,0005.95%1,046,280,749–(46,345,867)(1,000,000,000)65,118–
1803(aj)21/09/201821/09/20211,000,000,0004.99%1,013,896,731–(13,994,182)(1,000,000,000)97,451–
190122/04/201922/04/20222,000,000,0004.22%2,058,563,227–(3,981)–133,4362,058,692,6821901(ak)16/10/201916/10/20243,000,000,0003.58%3,020,477,755–(948,462)–939,2843,020,468,57720G1(al)16/01/202016/01/20252,000,000,0003.44%2,065,594,368–(1,897,763)–793,2302,064,489,83520F1(am)09/04/202009/04/20253,000,000,0003.17%3,069,566,301–(2,834,675)–933,9913,067,665,61720F228/07/202028/07/20232,000,000,0003.80%2,032,690,411–(1,890,377)–876,0512,031,676,08520G2(an)21/10/202021/10/20252,000,000,0003.77%2,014,873,425–(1,647,802)–369,4462,013,595,06920G321/10/202021/10/20251,000,000,0004.20%1,008,284,932–(824,057)–183,3691,007,644,24420G5(ao)24/11/202024/11/20251,000,000,0003.98%1,004,143,562–(756,594)–155,8311,003,542,79920G6(ap)15/12/202015/12/20251,000,000,0003.85%1,001,793,151–(756,533)–147,9691,001,184,587
21G1(ba)26/03/202126/03/20242,000,000,0003.44%–2,000,000,00050,004,311–759,3122,050,763,62321G2(bb)26/03/202126/03/20263,000,000,0003.65%–3,000,000,00082,686,792–278,1463,082,964,93821G3(bc)22/04/202122/04/20263,000,000,0003.55%–3,000,000,00072,499,121–257,0323,072,756,15321G422/04/202122/04/20262,000,000,0003.84%–2,000,000,00050,482,119–411,7082,050,893,82721G5(bd)09/12/202109/12/20263,000,000,0003.06%–3,000,000,0004,171,450–74,7783,004,246,228
74,405,343,75740,000,000,000725,696,151(9,776,000,000)(45,612,664)105,309,427,244
30.
(1)
??? ? 2021
30.(1)
2020
20201231
1601(b)18/07/201618/07/20213,000,000,0003.58%2,922,826,008–282,084––2,923,108,0921602(c)18/07/201618/07/20231,000,000,0003.29%1,015,052,877––––1,015,052,8771604(d)27/10/201627/10/2023900,000,0003.13%905,093,753––––905,093,7531701(e)20/01/201720/01/20204,000,000,0004.35%4,165,686,653–(136,365,664)(4,000,000,000)(29,320,989)–1702(f)08/05/201708/05/20201,000,000,0004.97%1,032,496,932–(19,782,570)(1,000,000,000)(12,714,362)–170308/05/201708/05/20221,000,000,0005.19%1,055,402,156–(8,917,013)–(6,665,303)1,039,819,8401704(g)27/07/201727/07/20202,000,000,0004.78%2,042,623,536–(24,900,930)(2,000,000,000)(17,722,606)–1705(h)20/10/201720/10/20202,000,000,0005.13%2,019,150,296–1,577,033(2,000,000,000)(20,727,329)–1706(i)21/11/201721/11/20202,500,000,0005.45%2,512,752,752–17,466,810(2,500,000,000)(30,219,562)–1801(j)26/01/201826/01/20201,000,000,0005.58%1,052,245,432–(40,513,328)(1,000,000,000)(11,732,104)–1802(k)26/01/201826/01/20211,000,000,0005.70%1,062,144,259–(2,461,455)–(6,195,406)1,053,487,3981803(l)24/04/201824/04/2020500,000,0004.80%517,057,151–(13,576,425)(500,000,000)(3,480,726)–1804(m)24/04/201824/04/20211,000,000,0004.94%1,041,603,234–(4,470,094)–(2,355,129)1,034,778,0111805(n)28/06/201828/06/20201,000,000,0005.20%1,027,609,961–(23,003,639)(1,000,000,000)(4,606,322)–1806(o)28/06/201828/06/20211,000,000,0005.30%1,032,202,027–(4,007,022)–(1,463,861)1,026,731,1441904(p)21/11/201921/11/20251,500,000,0003.52%1,505,786,301–144,658––1,505,930,95920F1(q)26/02/202026/02/20254,000,000,0003.20%–4,000,000,000108,361,644––4,108,361,64420G1(r)03/04/202003/04/20261,500,000,0002.89%–1,500,000,00032,304,658––1,532,304,65820G2(s)03/04/202003/04/20271,000,000,0003.25%–1,000,000,00024,219,178––1,024,219,17820G3(t)06/05/202006/05/20263,300,000,0002.37%–3,300,000,00051,211,479––3,351,211,47920G4(u)06/05/202006/05/2027700,000,0002.88%–700,000,00013,200,658––713,200,65820F2(v)28/05/202028/05/20253,000,000,0002.95%–3,000,000,00052,615,069––3,052,615,06920G5(w)22/06/202022/06/20261,500,000,0003.10%–1,500,000,00024,460,274––1,524,460,27420F3(x)24/07/202024/07/20253,000,000,0003.80%–3,000,000,00049,972,603––3,049,972,603
??? ? 2021
财务报表附注20211231
2020
20201231
2007(y)10/09/202010/09/20255,000,000,0003.78%–5,000,000,00057,476,712––5,057,476,7122009(z)23/09/202023/09/20255,000,000,0003.80%–5,000,000,00051,013,699––5,051,013,6992011(aa)19/10/202019/10/20232,500,000,0003.50%–2,500,000,00017,500,000––2,517,500,0002012(ab)19/10/202019/10/20252,500,000,0003.74%–2,500,000,00018,700,000––2,518,700,0002013(ac)28/10/202028/10/20232,000,000,0003.48%–2,000,000,00012,203,836––2,012,203,8362014(ad)28/10/202028/10/20253,000,000,0003.68%–3,000,000,00019,357,808––3,019,357,80820F4(ae)14/12/202014/12/20232,500,000,0003.85%–2,500,000,0004,482,877––2,504,482,87720F5(af)14/12/202014/12/20252,500,000,0004.09%–2,500,000,0004,762,329––2,504,762,32917F1(ag)18/07/201718/07/20203,000,000,0004.95%3,067,758,196–(67,758,196)(3,000,000,000)––17F218/07/201718/07/20221,000,000,0005.10%1,023,270,492–63,755––1,023,334,2471801(ah)23/03/201823/03/20211,000,000,0005.95%1,046,088,333–126,492–65,9241,046,280,7491802(ai)03/09/201803/09/20202,000,000,0004.72%2,032,396,587–(40,027,001)(2,000,000,000)7,630,414–1803(aj)21/09/201821/09/20211,000,000,0004.99%1,013,794,862–38,100–63,7691,013,896,731190122/04/201922/04/20222,000,000,0004.22%2,058,278,417–160,473–124,3372,058,563,2271901(ak)16/10/201916/10/20243,000,000,0003.58%3,022,595,081–(2,768,284)–650,9583,020,477,75520G1(al)16/01/202016/01/20252,000,000,0003.44%–2,000,000,00065,508,630–85,7382,065,594,36820F1(am)09/04/202009/04/20253,000,000,0003.17%–3,000,000,00069,566,301––3,069,566,30120F228/07/202028/07/20232,000,000,0003.80%–2,000,000,00032,690,411––2,032,690,41120G2(an)21/10/202021/10/20252,000,000,0003.77%–2,000,000,00014,873,425––2,014,873,42520G321/10/202021/10/20251,000,000,0004.20%–1,000,000,0008,284,932––1,008,284,93220G5(ao)24/11/202024/11/20251,000,000,0003.98%–1,000,000,0004,143,562––1,004,143,56220G6(ap)15/12/202015/12/20251,000,000,0003.85%–1,000,000,0001,793,151––1,001,793,151
38,173,915,29655,000,000,000370,011,020(19,000,000,000)(138,582,559)74,405,343,757
30.(1)
??? ? 2021
30.(1)(a) 100(b) 2021719(c) 20217182021719
(d) 2021102720211027(e) 2020120(f) 202058(g) 2020727(h) 20201020(i) 20201123(j) 202023(k) 2021126(l) 2020424(m) 2021426(n) 2020629(o) 2021628(p) 20221121(q) 2023226(r) 202343(s) 202543(t) 202356(u) 202556
??? ? 2021
财务报表附注
20211231
30.
(1)(v) 2023528(w) 2023622(x) 2023724(y) 2023910(z) 2023923(aa) 20221019(ab) 20231019(ac) 20221028(ad) 20231028(ae) 20221214(af) 20231214(ag) 2020720(ah) 2021323(ai) 202093(aj) 2021922(ak) 20221016(al) 2023116(am) 202349
??? ? 2021
30.(1)(an) 20231021(ao) 20231124(ap) 20231215(aq) 2023118(ar) 2024118(as) 202334(at) 202434(au) 2024316(av) 2024325(aw) 2023413(ax) 2024413(ay) 2024816(az) 2026816(ba) 2023326(bb) 2024326(bc) 2024422(bd) 2024129
??? ? 2021
财务报表附注
20211231
30.(2)
2021
20211231
16C2(b)
15/12/201615/12/20213,400,000,0004.60%3,406,855,890–(6,855,890)(3,400,000,000)––
16(c)
16/12/201616/12/2024100,000,000
1 – 55.00%6 – 88.00%100,219,178–(219,178)(100,000,000)––
17C1
22/05/201722/05/2022600,000,0005.39%624,072,690–1,721,543–(7,474,534)618,319,699
17C2
24/07/201724/07/20221,500,000,0004.98%1,541,393,843–632,098–(13,093,121)1,528,932,820
17C3
16/11/201716/11/20221,500,000,0005.50%1,514,165,601–(2,327,379)–(15,420,217)1,496,418,005
18C1
20/04/201820/04/20231,000,000,0005.30%1,051,682,141–(3,478,752)–(4,066,834)1,044,136,555
18C2(d)
29/08/201829/08/20211,500,000,0004.70%1,522,573,405–(13,883,743)(1,500,000,000)(8,689,662)–
19C1
19/04/201919/04/20221,500,000,0004.20%1,544,358,904––––1,544,358,904
19C3
14/10/201914/10/20241,500,000,0004.09%1,513,110,411––––1,513,110,411
19C4
11/11/201911/11/20241,500,000,0004.12%1,508,465,753––––1,508,465,753
19C5
05/12/201905/12/20242,000,000,0004.20%2,005,983,562––––2,005,983,562
20C1
17/02/202017/02/20251,500,000,0003.85%1,550,155,479––––1,550,155,479
21C1
08/02/202108/02/20241,000,000,0003.90%–1,000,000,00033,609,951–8,822,6621,042,432,613
21C2
08/02/202108/02/20261,000,000,0004.49%–1,000,000,00039,005,787–14,675,5601,053,681,347
1702
23/02/201723/02/20221,800,000,0005.00%1,876,112,521–(39,952)–747,7621,876,820,331
19C1
25/04/201925/04/20223,000,000,0004.50%3,091,333,871–(6,367)–1,132,5833,092,460,087
20C1
17/04/202017/04/20252,000,000,0003.80%2,051,965,880–(3,585)–428,3612,052,390,656
21C1
09/03/202109/03/20241,000,000,0003.98%–1,000,000,00031,437,643–289,0381,031,726,681
21C2
09/03/202109/03/20261,000,000,0004.58%–1,000,000,00036,336,272–172,4651,036,508,737
21C3
09/04/202109/04/20242,000,000,0003.94%–2,000,000,00056,567,267–279,5512,056,846,818
21C4
09/04/202109/04/20261,000,000,0004.50%–1,000,000,00032,380,072–87,6821,032,467,754
24,902,449,1297,000,000,000204,875,787(5,000,000,000)(22,108,704)27,085,216,212
??? ? 2021
30.
(2)
2020
2020
1231
16C2(b)15/12/201615/12/20213,400,000,0004.60%3,406,855,890––––3,406,855,89016(c)16/12/201616/12/2024100,000,000
1 – 55.00%6 – 88.00%100,219,178––––100,219,178
17C122/05/201722/05/2022600,000,0005.39%632,674,900–(5,395,148)–(3,207,062)624,072,69017C224/07/201724/07/20221,500,000,0004.98%1,559,390,549–(12,806,812)–(5,189,894)1,541,393,84317C316/11/201716/11/20221,500,000,0005.50%1,540,393,113–(16,046,016)–(10,181,496)1,514,165,60118C120/04/201820/04/20231,000,000,0005.30%1,058,803,374–(8,452,147)–1,330,9141,051,682,14118C2(d)29/08/201829/08/20211,500,000,0004.70%1,529,206,314–(6,194,938)–(437,971)1,522,573,40519C119/04/201919/04/20221,500,000,0004.20%1,544,186,301–172,603––1,544,358,90419C314/10/201914/10/20241,500,000,0004.09%1,512,942,329–168,082––1,513,110,41119C411/11/201911/11/20241,500,000,0004.12%1,508,296,438–169,315––1,508,465,75319C505/12/201905/12/20242,000,000,0004.20%2,005,753,425–230,137––2,005,983,56220C117/02/202017/02/20251,500,000,0003.85%–1,500,000,00050,155,479––1,550,155,4791701(e)23/02/201723/02/20201,000,000,0004.85%1,041,359,653–(41,457,534)(1,000,000,000)97,881–170223/02/201723/02/20221,800,000,0005.00%1,875,369,227–35,706–707,5881,876,112,52119C125/04/201925/04/20223,000,000,0004.50%3,092,581,966–(3,142,577)–1,894,4823,091,333,87120C117/04/202017/04/20252,000,000,0003.80%–2,000,000,00051,664,618–301,2622,051,965,880
22,408,032,6573,500,000,0009,100,768(1,000,000,000)(14,684,296)24,902,449,129
(a) 100(b) 20211215(c) 20211216(d) 2021830(e) 2020224
??? ? 2021
财务报表附注20211231
30.(3)
2021
20211231
(c)25/04/201825/04/20216.003LIBOR+1.2%3,923,367,904–(10,263,951)(3,894,780,000)(18,323,953)–
(d)11/09/201811/09/20214.003LIBOR+1.2%2,609,690,057–(2,024,642)(2,579,880,000)(27,785,415)–03/05/201903/05/20227.003LIBOR+1.2%4,569,141,336–(636,040)–(98,528,933)4,469,976,36303/05/201903/05/20223.003.38%1,963,183,847–(239,186)–(41,194,684)1,921,749,97718/02/202018/02/202310.003LIBOR+0.9%6,519,649,063–(509,910)–(142,290,787)6,376,848,36610/08/202010/08/20235.001.75%3,269,428,314–(201,391)–(68,786,235)3,200,440,68826/01/202126/01/202410.001.63%–6,484,700,00044,347,244–(122,073,503)6,406,973,74126/01/202126/01/20265.002.00%–3,242,350,00027,450,931–(62,765,254)3,207,035,677
22,854,460,5219,727,050,00057,923,055(6,474,660,000)(581,748,764)25,583,024,812
??? ? 2021
30.
(3)
2020
20201231
(c)25/04/201825/04/20216.003LIBOR+1.2%4,203,319,129–(14,183,383)–(265,767,842)3,923,367,904(d)11/09/201811/09/20214.003LIBOR+1.2%2,789,214,903–(2,765,171)–(176,759,675)2,609,690,05703/05/201903/05/20227.003LIBOR+1.2%4,892,001,713–(13,741,110)–(309,119,267)4,569,141,33603/05/201903/05/20223.003.38%2,095,186,685–(723,490)–(131,279,348)1,963,183,84718/02/202018/02/202310.003LIBOR+0.9%–6,982,600,0008,722,089–(471,673,026)6,519,649,06310/08/202010/08/20235.001.75%–3,482,450,00022,361,375–(235,383,061)3,269,428,314
13,979,722,43010,465,050,000(329,690)–(1,589,982,219)22,854,460,521
(a) 1,000(b)(c) 2021426(d) 2021913
??? ? 2021
财务报表附注20211231
30.(4)
2021
2021
1231
1901
22/08/201922/08/20222,500,000,0003.39%2,530,881,507–––2,530,881,507
2020
20201231
190122/08/201922/08/20222,500,000,0003.39%2,530,649,315–232,192–2,530,881,507
(a) 100
??? ? 2021
30.
(5)
2021
20211231
3.05% – 10.50%
3,307,825,938–(69,038,878)(3,441,009,800)202,222,740–
2020
20201231
2.40% – 10.50%2,299,034,6922,240,000,00013,429,639(1,599,000,000)354,361,6073,307,825,938
2.40%4.65%
??? ? 2021
财务报表附注20211231
31.
2021123120201231
(1)3,043,550,1854,487,977,574966,024,464787,129,102(2)945,206,253409,499,969(3)218,147,434–(4)146,982,000146,982,00010,200,00010,200,000
5,330,110,3365,841,788,645
50,115,55554,671,933
5,380,225,8915,896,460,578
(1)(2)
2021123120201231
280,892,121207,123,86069,067,49160,143,466595,246,641142,232,643
945,206,253409,499,969
(3)
20211231154,200,000
63,947,43420201231
??? ? 2021
31.(4)
2021123120201231
146,982,000146,982,000
32.
2021
20211231
A
1,936,155,680––––1,936,155,680
188,996,800–––(186,262,000)2,734,800
514,015,190–––(84,560,433)429,454,757
24,096,202–––(20,280)24,075,922
2,663,263,872–––(270,842,713)2,392,421,159
A260,278,568–––270,842,713531,121,281 H1,903,714,428––––1,903,714,428
2,163,992,996–––270,842,7132,434,835,709
4,827,256,868––––4,827,256,868
202011458,589,0001A28.78
4,827,256,8684,827,256,8682,923,542,440A1,903,714,428H
??? ? 2021
财务报表附注20211231
33.(1)
20Y1 28/08/202010050,000,0005,000,000,000
521 Y129/01/202110015,000,0001,500,000,000
521Y226/04/202110020,000,0002,000,000,000
??? ? 2021
33.(2)
20211120211231
20Y150,000,0005,000,000,000––––50,000,0005,000,000,00021Y1––15,000,0001,500,000,000––15,000,0001,500,000,00021Y2––20,000,0002,000,000,000––20,000,0002,000,000,000
50,000,0005,000,000,00035,000,0003,500,000,000––85,000,0008,500,000,000
20201120201231
15Y110,000,0001,000,000,000––(10,000,000)(1,000,000,000)––20Y1––50,000,0005,000,000,000––50,000,0005,000,000,000
10,000,0001,000,000,00050,000,0005,000,000,000(10,000,000)(1,000,000,000)50,000,0005,000,000,000
202052915Y115Y1
??? ? 2021
财务报表附注
20211231
34.
20211120211231
(1)39,458,384,639––39,458,384,63974,888,340–(1,386,454)73,501,886
39,533,272,979–(1,386,454)39,531,886,525
20201120201231
(1)26,884,912,14712,573,472,492–39,458,384,639
46,734,82828,153,512–74,888,340
26,931,646,97512,601,626,004–39,533,272,979
(1) 32)
35.
2021
20212021
1231
23,693,618194,218,652(41,840,498)(60,742,856)91,635,29891,635,298–115,328,916
14,233,798608,115(424,407)–183,708183,708–14,417,506
(632,330,268)(323,183,113)––(323,183,113)(323,183,113)–(955,513,381)
–(2,674,098)––(2,674,098)(2,674,098)–(2,674,098)
(594,402,852)(131,030,444)(42,264,905)(60,742,856)(234,038,205)(234,038,205)–(828,441,057)
??? ? 2021
35.
2020
20202020
1231
(103,278)103,278––103,278103,278–– 177,604,373(59,000,864)48,643,345(143,553,236)(153,910,755)(153,910,755)–23,693,618 13,506,5871,123,234(396,023)–727,211727,211–14,233,798 84,117,242(698,290,417)–(18,157,093)(716,447,510)(716,447,510)–(632,330,268)
275,124,924(756,064,769)48,247,322(161,710,329)(869,527,776)(869,527,776)–(594,402,852)
36.
20212020
995,576,479736,558,479396,872,318259,018,000
1,392,448,797995,576,479
10%202112311,147,315,66120201231728,077,406
??? ? 2021
财务报表附注
20211231
37.
2021
2,209,125,226789,634,102–2,998,759,3281,865,186,146606,115,701–2,471,301,847
4,074,311,3721,395,749,803–5,470,061,175
2020
1,753,350,988455,774,238–2,209,125,2261,447,842,168417,343,978–1,865,186,146
3,201,193,156873,118,216–4,074,311,372
38.
20212020
17,798,924,17611,780,607,940
10,777,713,1477,207,452,452(396,872,318)(259,018,000)
(789,634,102)(455,774,238)
(606,115,701)(417,343,978)
(868,906,236)–
(386,200,000)(57,000,000)
25,528,908,96617,798,924,176
36)37)
20223302021620215182020202020217
??? ? 2021
39.
20212020
5,895,220,5154,529,010,883
7,871,395,0685,883,244,208
5,560,134,8594,557,624,562
1,175,421,264549,376,746 (1)1,135,838,945776,242,900
(1,976,174,553)(1,354,233,325)
(1,976,174,553)(1,354,233,325)135,602,04581,458,488
303,618,589227,476,311
(168,016,544)(146,017,823)7,036,293,7365,956,135,164
7,323,346,5756,209,390,574
5,633,419,7874,904,141,958
521,663,555439,199,095 (2)1,168,263,233866,049,521
(287,052,839)(253,255,410)
(287,052,839)(253,255,410)(3)1,533,076,1661,136,194,267
1,574,837,8501,244,465,373
(41,761,684)(108,271,106)1,510,777,8461,424,251,080
1,690,596,9661,551,556,772
(179,819,120)(127,305,692)
??? ? 2021
财务报表附注20211231
39.
20212020
654,185,716458,541,700
654,185,716458,541,70063,241,74540,024,832
63,245,46440,024,832
(3,719)–
16,828,397,76913,625,616,414
19,481,226,22815,614,699,770
(2,652,828,459)(1,989,083,356)
(1)
20212020
228,506,181,688734,128,03354,859,328,752487,098,96363,078,609,372401,710,91275,706,788,888289,143,937
291,584,791,0601,135,838,945130,566,117,640776,242,900
(2)
20212020
167,566,338120,478,675
423,583,988368,896,443577,112,907376,674,403
1,168,263,233866,049,521
??? ? 2021
39.
(3)
2021
2762,6331253,03480,3652,6132,02184,999
77,9601,639–79,599
2,4059742,0215,400153,797,319,371298,507,984,937205,910,460,360658,215,764,668
202,189,12070,000,000 3,207,818,0003,480,007,120
10,255,425,41111,715,127,205–21,970,552,616
143,339,704,840286,722,857,732202,702,642,360632,765,204,932534,278,519,506479,715,929,350167,871,134,8071,181,865,583,663
558,728,7349,760,0942,672,920,0703,241,408,898
17,520,515,25725,203,393,387–42,723,908,644
516,199,275,515454,502,775,869165,198,214,7371,135,900,266,121
603,241,247,970572,625,602,570168,237,410,9171,344,104,261,457
18,985,492,85646,422,266,953–65,407,759,809
517,239,276,148298,471,901,343 –815,711,177,491
31,171,998,57756,117,507,632157,569,92787,447,076,136
35,844,480,389171,613,926,642168,079,840,990375,538,248,021
280,091,1031,078,969,560174,015,5031,533,076,166
??? ? 2021
财务报表附注
20211231
39.(3)
2020
1561,3541681,67830,8091,3342,19634,339
29,881703–30,584 9286312,1963,755
44,168,786,036223,703,512,609151,008,258,483418,880,557,128
89,150,056–910,358,260999,508,316 19,143,819,9683,011,410,878–22,155,230,846 24,935,816,012220,692,101,731150,097,900,223395,725,817,966
153,797,319,371298,507,984,937205,910,460,360658,215,764,668
202,189,12070,000,0003,207,818,0003,480,007,120 10,255,425,41111,715,127,205–21,970,552,616 143,339,704,840286,722,857,732202,702,642,360632,765,204,932 163,420,927,731341,401,297,019204,171,295,420708,993,520,170
34,284,665,35842,710,550,787–76,995,216,145 54,711,287,70783,531,724,683–138,243,012,390 22,170,063,69337,361,680,908553,000,06960,084,744,670 52,254,910,973177,797,340,641203,618,295,351433,670,546,965
164,150,978861,965,504110,077,7851,136,194,267
??? ? 2021
40.
20212020
2,131,342,2571,640,819,396
852,723,388629,398,728
1,278,618,8691,011,420,668
2,857,404,2922,038,478,998
1,177,075,0571,163,278,994
976,184,479687,030,820
542,090,801486,364,730
1,036978,804
134,472,545115,262,831
7,276,478,6305,644,871,039
20212020
(294,094,060)(232,542,671)
(716,756,920)(795,605,313)
(18,114,011)(5,817,759)
(1,027,143,459)(821,960,532)
(288,849,410)(130,944,259)
(411,578,311)(516,641,459)
(2,235,616)–
(493,946,229)(462,090,895)
(3,467,593,358)(1,928,655,754)
(1,304,385,699)(1,035,950,167)
(51,808,887)(179,053,499)
(57,334,036)(57,162,780)
(84,750,000)(84,982,192)
(355,069,182)(599,102,906)
(8,266,695,757)(6,713,748,168)
(990,217,127)(1,068,877,129)
??? ? 2021
财务报表附注20211231
41.
20212020
(1)147,560,193(32,791,974)(59,753,073)228,611,2782,118,800,68518,851,294,323
4,993,686,2005,328,032,911 (2)4,932,678,7445,143,378,495
61,007,456184,654,416
(2,874,885,515)13,523,261,412 (2)16,977,593,85322,719,997,773
(19,913,222,224)(9,340,289,597)
60,742,856143,553,236
2,206,607,80519,047,113,627
(1)
20212020
32,967,36618,541,78862,476,55010,431,127(64,036,902)(39,643,489)116,153,179(22,121,400)
147,560,193(32,791,974)
??? ? 2021
41.(2)
20212020
5,000,620,5545,187,075,84525,103,325,18631,241,281,984(56,483,900)(40,157,391)(99,621,536)(528,893,253)
(11,457,910)(3,539,959)(8,026,109,797)(7,992,390,958)
4,932,678,7445,143,378,495
16,977,593,85322,719,997,773
42.
20212020
(1)–4,488,000(2)157,024,691130,452,832
157,024,691134,940,832
(1)
2021
20211231
146,982,000––––146,982,000
2020
20201231
151,470,000–(4,488,000)––146,982,000
??? ? 2021
财务报表附注
20211231
42.(2)
20212020
109,748,85386,217,10244,391,21435,743,3242,575,4875,181,082309,1373,311,324
157,024,691130,452,832
43.
20212020
(365,357,156)9,378,539,8187,114,449,326(9,921,172,670)5,895,315,551(5,378,632,333)
5,863,111,857(3,505,260,938)
12,644,407,721(5,921,265,185)
44.
20212020
2,046,3681,852,09419,286,42913,832,778
21,332,79715,684,872
??? ? 2021
45.
20212020
74,193,84464,297,43631,779,54927,563,00527,869,49323,915,479
133,842,886115,775,920
46.
20212020
13,326,531,00010,775,510,8041,182,680,0731,000,778,0801,054,482,439712,511,530704,537,923390,778,139312,333,243210,582,323312,067,338230,417,786101,770,91477,217,91799,672,12477,097,94186,612,76429,823,722246,738,014318,268,990
17,427,425,83213,822,987,232
47.
20212020
(201,248,299)572,058,91825,496,642111,960,873(233,163,431)287,054,140769,3691,841,028111,409(119,668)
(408,034,310)972,795,291
??? ? 2021
财务报表附注20211231
48.
20212020
42,372,65521,586,7638,880,2487,953,7738,989,93510,626,557
60,242,83840,167,093
49.
(1)
20212020
2,108,333,7541,960,471,17459,857,436(509,928,241)
2,168,191,1901,450,542,933
(2)
20212020
59,857,436(509,928,241)
??? ? 2021
49.(3)
20212020
12,978,112,8598,712,682,28725%25%
3,244,528,2152,178,170,57237,367,21955,513,014(510,699,925)(430,165,877)(492,083,117)(258,185,995)
17,622,34056,934,075
(54,638,580)(115,094,712)(73,904,962)(36,628,144)
2,168,191,1901,450,542,933
2021123115.332020123115.05
50.
20212020
10,777,713,1477,207,452,452(354,349,041)(102,564,384)
10,423,364,1067,104,888,068
4,827,256,8684,445,099,368
2.16
1.60
20212020
??? ? 2021
财务报表附注20211231
51.(1)
20212020
10,809,921,6697,262,139,354(408,034,310)972,795,291
261,820,266208,381,895
657,119,553568,279,765
154,581,407146,068,585
109,158,84778,047,835
4,623,401(708,423)
(12,644,407,721)5,921,265,185
4,701,789,9053,233,731,790
(311,139,765)(774,130,478)
59,857,436(509,928,241)
(50,021,784,852)(62,275,322,604)
(7,155,609,294)(4,380,979,811)
(8,699,392,520)409,538,302
(9,824,268,762)(43,622,300,798)
105,237,706,40469,330,289,311
(982,224,939)2,182,256,322
31,949,716,725(21,250,576,720)
(2)
20212020
44,700,897,47015,844,978,0577,304,310,900–1,061,643,063––369,735,1941,126,756,519725,647,848
54,193,607,95216,940,361,099
??? ? 2021
51.(3)
20212020
–215,071,8083,287,760,6152,070,568,9821,619,463,480875,802,026863,502,8235,269,413,596247,700,253–42,372,65521,586,763–4,477,482,0001,592,556,8244,380,097,070
7,653,356,65017,310,022,245
(4)
20212020
156,214,305,943107,601,477,403(107,601,477,403)(71,548,525,555)
48,612,828,54036,052,951,848
??? ? 2021
财务报表附注
20211231
51.(5)
20211231
20201231
146,897139,386
134,923,545,45295,706,534,714
57,536,91730,028,676
134,981,229,26695,736,702,77622,068,181,96912,291,824,0191)(835,105,292)(427,049,392)
156,214,305,943107,601,477,403
91,021,359,21960,939,043,848
1.
20211231
20201231
8,282.09
40.17%
40.17%
??? ? 2021
1.
20212020
45,400,92916,725,27157,380,91378,441,988804,1241,064,1259,606,471–566,038–1,404,036,967866,345,958399,538,113158,177,725481,451,91580,328,905╱（87,001,443(1,687,023)1,031,848983,12261,637,54445,978,789114,749–5,965,556–21,419,45635,599,752431,472,648322,950,6759,977,3648,308,280
20211231
20201231
60,132,857,28944,011,197,862808,971,579929,893,32831,593,10240,442,798103,906,491892,335,6888,909,393,8093,558,032,5914,721,292,8964,486,800,0883,526,859930,48119,701,00025,245,00014,550,235,86610,490,809,69540,332,880269,373,7523,160,809,9734,228,739,1846,895,53532,030,997336,215,231965,555,551798,965,9931,273,139,2712,157,387,6721,536,168,60319,893,66925,677,367
??? ? 2021
财务报表附注20211231
2. 5%
5%
)
5%
20212020
–12,954
7,689
20211231
20201231
210,5143,996–
3.
20212020
16,949,58149,727,595182,739,528130,992,6807,014,4296,202,42748,671,61012,632,753224,717,737138,879,707119,6521,929,154276,418377,3732,746,438,4121,099,501,84743,726,456104,812,981224,073,43192,947,895
??? ? 2021
3.
20211231
20201231
485,957,310228,336,1721,111,161,6371,019,401,459540,799,980276,826,6884,907,720,5856,965,155,6831,815,654,3271,636,377,315225,429,099177,395,3771,081,346173,714,874331,111,137175,266,423188,442–
20211231920,184,66220201231691,675,5144,300,000,000202012314,800,000,000
4.
20212020
96,513,606168,263,333
5.10(2)
20212020
16,952,48525,113,57117,145,82426,236,793–12,074,281400,00012,462,334250,000659,2104,342,4086,123,24827,22027,377(61,638)11,269
??? ? 2021
财务报表附注
20211231
5.
20211231
20201231
19,576,09532,211,963184,365,488182,958,826448,379
12,480,00012,080,000
6.
??? ? 2021
6.
20212020
20,47711,746789,18046,658,701238,679–14,433,91526,983,89238,036,76436,075,713╱（6,065,053(104,209)221,519,250106,129,342–6,011,6631,221,892340,63123,118,49219,560,475144,5835,333,331209,834–
2021123120201231
11,691,323,0737,024,879,21325,253,7978,894,613406,497,3601,588,128,601963,084,4911,176,897,079220,080,00048,947,136–16,932,702–1,510,7967,097,7606,989,784300,085,479459,009,8175,892,70912,055,93415,55523,213,02750,069,52451,705,3152,56912,3183,180,7961,308,140
??? ? 2021
财务报表附注
20211231
??? ? 2021
1.
2021
5,769,630,8892,868,652,476891,884,5451,368,239,8111,388,463,0114,674,527,963(133,000,926) 16,828,397,769
(142,651,309)(216,392,958)(1,817,721,529)(13,523,539)(132,404,577)2,062,792,669(730,315,884)(990,217,127)665,526,7236,324,957,8604,323,086,10862,100,6681,131,976,725747,616,6791,595,750,76314,851,015,5262,063,466(487,904,887)(180,777,464)(1,979,880)55,984,16052,645,8341,826,839(558,141,932)
6,294,569,7698,489,312,4913,216,471,6601,414,837,0602,444,019,3197,537,583,145734,260,79230,131,054,2363,840,901,7491,472,479,357977,908,406893,397,783989,571,2424,746,260,2234,233,417,87317,153,936,633
2,453,668,0207,016,833,1342,238,563,254521,439,2771,454,448,0772,791,322,922(3,499,157,081) 12,977,117,603
75,66038,904,796(674,805) (88,060) 12,9501,526,791(38,762,076) 995,256
2,453,743,6807,055,737,9302,237,888,449521,351,2171,454,461,0272,792,849,713(3,537,919,157) 12,978,112,859
17,135,821,322228,408,848,666117,869,897,4564,338,697,1076,786,640,301150,898,930,293122,728,014,678648,166,849,823
1,628,639,392649,795,489,215
16,848,020,822219,005,468,38799,815,856,8663,098,769,8893,848,007,560135,685,090,08686,331,783,944564,632,997,554
431,655,234565,064,652,788
226,457,2081,052,768,2843,086,449,44295,742,862142,695,7052,253,728,4861,408,853,7708,266,695,75793,281,11979,086,77765,088,27460,375,04247,561,526474,336,326362,951,0091,182,680,073(157,491,079)(49,262,546)(2,735,538)(3,185,520)(2,861,434)(193,653,589)1,155,396(408,034,310)
??? ? 2021
财务报表附注
20211231
1.
2020
14,887,390,2482,093,127,673568,086,2561,046,836,9851,378,455,7113,654,430,250(2,710,709)13,625,616,414(202,518,246)(371,407,513)(1,449,999,290)(33,211,298)(47,396,123)1,466,870,062(431,214,721)(1,068,877,129)941,352,6195,264,400,3954,525,101,195168,392,920518,261,877463,558,4901,244,780,94613,125,848,442
532,231(1,457,105,584)(523,539,339)(5,532,915)51,802,63632,917,215(122,136,670)(2,023,062,426)
5,626,756,8525,529,014,9713,119,648,8221,176,485,6921,901,124,1015,617,776,017688,718,84623,659,525,3013,766,015,7181,492,801,750714,369,583788,168,702766,968,3953,772,319,8363,611,648,21014,912,292,194
1,860,741,1344,036,213,2212,405,279,239388,316,9901,134,155,7061,845,456,181(2,922,929,364)8,747,233,107
(699,907)(1,379,898)28,841(488,736)(310,133)(8,812,541)(22,888,446)(34,550,820)
1,860,041,2274,034,833,3232,405,308,080387,828,2541,133,845,5731,836,643,640(2,945,817,810)8,712,682,287
8,251,152,358198,621,486,212121,206,372,2045,339,010,4375,294,197,53999,795,490,53481,325,175,967519,832,885,251
1,787,614,365
521,620,499,616
8,154,224,741188,917,761,031102,946,304,9062,089,648,1021,830,183,33288,893,111,90956,467,464,936449,298,698,957
506,667,665449,805,366,622
2253,491,014953,735,3232,760,772,47347,866,06165,072,2991,693,942,202938,868,7966,713,748,168
98,801,23962,167,37156,404,64357,664,39445,508,972367,945,114312,286,3471,000,778,080228,684,382232,463,95819,050,30591,446,643(6,942,533)388,865,42619,227,110972,795,291
1 39
??? ? 2021
2.
20212020
23,039,099,54818,641,409,6997,091,954,6885,018,115,602
30,131,054,23623,659,525,301
3.
2021202010%
财务报表附注
20211231
1.
20211231
3,598,214,4791,843,575,0065,441,789,485(3,237,655,794)(1,700,998,923)(4,938,654,717)
360,558,685142,576,083503,134,768
20201231
3,071,449,4272,443,009,1865,514,458,613(2,794,138,331)(2,427,831,582)(5,221,969,913)
277,311,09615,177,604292,488,700
2.
202112312,753,557,470202012312,931,885,022
(i)
(ii)
(iii)(iv)
(v)(vi)
1.
(1)
(2))(3)
财务报表附注
20211231
1.
(PD)(LGD)(EAD)
(1)(2)100%30
(1)
(2)100%30
1.
202112
315.34%
11.36%
20211231
20201231
82,090,098,25080,814,486,68443,009,969,68137,212,187,524
125,100,067,931118,026,674,208
(1)
20211231
20201231
124,997,230,937117,490,283,780102,836,994536,390,428
125,100,067,931118,026,674,208
财务报表附注
20211231
1.(1)
2021123120201231
– 12
AAA12,640–––13,428– AAAA+19,036,790–––195,266,774– AA+1,000,030,8273,365,289,987–3,365,289,987976,835,4771,266,183,968 A-8,768,819,5812,240,680,69511,200,0332,251,880,72811,918,910,3842,473,257,046
9,787,899,8385,605,970,68211,200,0335,617,170,71513,091,026,0633,739,441,014
AAA41,383,207,13226,236,935,997–26,236,935,99736,619,827,15129,898,050,228 AAAA+5,164,263,5541,449,602,872–1,449,602,8726,886,308,780487,227,674 AA+1,125,912,041–––1,850,277,198– A-942,942,839–––502,380,429–
48,616,325,56627,686,538,869–27,686,538,86945,858,793,55830,385,277,902
I18,454,699,9879,685,899,037–9,685,899,0375,953,043,5933,087,468,608II215,231,172,85920,361,060–20,361,06015,911,623,470–
82,090,098,25042,998,769,64811,200,03343,009,969,68180,814,486,68437,212,187,524
(18,216,690)(558,347)(18,775,037)(18,166,922)
1.(2)
20212020
18,166,922–18,166,92217,043,688(121,271)121,271––249,948239,858489,8062,167,942(750,527)–(750,527)(3,459,968)14,717,219180,87114,898,09012,484,361
(13,868,000)–(13,868,000)(9,351,307)(177,601)16,347(161,254)(717,794)
18,216,690558,34718,775,03718,166,922
20201231
(1)
20211231
20201231
205,458,656,185161,864,911,01976,293,494,35654,449,388,368
281,752,150,541216,314,299,387
财务报表附注20211231
1.(2)
(a)
2021
20211141,298,1237,386,813253,931,844302,616,780202111
––––
––––
––––
4,685,542(4,685,542)––56,298––56,298(5,067,213)–(2,500,000)(7,567,213)18,504,105––18,504,105
(18,272,755)(2,701,271)(223,182,595)(244,156,621)
––––
2021123141,204,100–28,249,24969,453,349
2021123125,879,070,810–48,876,59825,927,947,408
1.(2)
(a)
2020
2020115,831,361769,15323,997,62630,598,140
202011 (252,621)252,621–– (13,715)–13,715– –––– 192,970(192,970)––
9,377,3011,184,818238,862,186249,424,305(264,067)–(6,000,000)(6,264,067)30,386,5115,949,37416,456,11152,791,996
(3,959,617)(576,183)(19,397,794)(23,933,594)
––––
2020123141,298,1237,386,813253,931,844302,616,780
2020123116,951,368,0821,291,037,939490,907,90718,733,313,928
财务报表附注
20211231
1.(2)(b)
2021
202111131,830,9724,832,093140,371136,803,436
202111
––––
––––
––––
4,007,761(3,874,349)(133,412)-36,671,817––36,671,817(23,225,981)––(23,225,981)34,454,141––34,454,141
(21,446,732)(949,644)(6,959)(22,403,335)(325,863)(8,100)–(333,963)
20211231161,966,115––161,966,115
2021123139,641,022,829––39,641,022,829
1.(2)(b)
2020
20201122,634,8341,029,10419,288,17242,952,110
202011 (1,090,117)1,090,117–– (22,423)(24,413)46,836– –––– 852,501(615,411)(237,090)–
74,420,7753,252,46593,44977,766,689(1,704,912)(175,891)(2,972)(1,883,775)39,609,040338,4253,05739,950,522
(2,718,590)(62,303)(1,091,670)(3,872,563)
(150,136)–(17,959,411)(18,109,547)
20201231131,830,9724,832,093140,371136,803,436
2020123133,048,396,685945,529,41227,690,61834,021,616,715
财务报表附注
20211231
1.(2)(c)
2021
202111246,164,91066,698,100488,887,781801,750,791
202111
(4,290)4,290––
(101,000)(4,802)105,802–
––––
3,995,533(3,282,621)(712,912)–2,305,9774,736,55072,799,22279,841,749(196,289,709)(17,703,439)(23,275,507)(237,268,655)166,163,2648,320,1142,482174,485,860
(12,014,672)(41,677)(206,291,184)(218,347,533)(4,197,824)1,241,457(1,928,641)(4,885,008)
20211231206,022,18959,967,972329,587,043595,577,204
20211231178,938,564,8092,940,057,310382,606,641182,261,228,760
1.(2)(c)
2020
202011591,18713,416,548247,094,928261,102,663
202011 –––– –––– –––– ––––
87,187,85440,835,118299,837,451427,860,423(93,674)(494)(3,763,460)(3,857,628)160,325,84312,810,836676,754173,813,433
(1,726,376)–(40,827,360)(42,553,736)
(119,924)(363,908)(14,130,532)(14,614,364)
20201231246,164,91066,698,100488,887,781801,750,791
20201231137,087,617,9613,073,423,290576,138,791140,737,180,042
财务报表附注
20211231
1.
2.
2.
20211231
1 – 5
–21,653,617,8951,507,907,732–23,161,525,62722,989,857,489
–51,678,428,196––51,678,428,19651,477,278,678
–38,925,007,0612,252,774–38,927,259,83538,926,786,684
–16,982,247,6111,143,550,4248,209,47318,134,007,50818,134,007,508
–16,379,116,195––16,379,116,19516,376,070,951
93,445,165,307–––93,445,165,30793,445,165,307
–7,304,310,900––7,304,310,9007,304,310,900
–768,435,0571,235,827,78676,094,4822,080,357,3252,002,895,426
–28,091,584,553139,400,410,0229,957,110,000177,449,104,575160,508,549,775
90,791,707,44349,501,831,392 14,780,088 – 140,308,318,923 140,142,107,304
184,236,872,750 231,284,578,860143,304,728,82610,041,413,955568,867,594,391 551,307,030,022
20201231
1 – 5
–24,786,178,0881,777,427,519-26,563,605,60726,492,570,465–34,693,675,373––34,693,675,37334,516,414,695–42,861,548,26231,204,353–42,892,752,61542,891,549,327–24,274,292,861404,514,9343,726,84224,682,534,63724,682,534,637–25,176,471,507––25,176,471,50725,101,083,82370,655,180,456–––70,655,180,45670,655,180,456
–583,385,659631,680,73780,101,9731,295,168,3691,204,859,272–25,317,890,096107,220,070,9948,273,380,000140,811,341,090128,000,960,85255,400,011,77329,438,926,63113,888,735–84,852,827,13984,818,154,619
126,055,192,229207,132,368,477110,078,787,2728,357,208,815451,623,556,793438,363,308,146
财务报表附注20211231
3.
(1)
(VaR)VaRVaR
VaR
95%VaR95%VaRVaR VaR11– 95%5%– VaR
3.(1)
20211231
2021
185,696,707180,086,116215,684,592132,532,882
51,739,45654,591,70279,273,85835,761,91239,091,82833,845,47644,258,66418,989,510
953,532559,3181,548,226116,233(97,190,940)(83,694,087)
180,290,583185,388,525220,752,094151,260,280
20201231
2020
168,760,417159,476,256271,586,23032,843,887
35,629,10943,610,21453,094,55829,775,23237,172,02336,988,61243,489,56125,464,2851,309,8721,359,9485,372,547283,783(63,062,795)(71,837,789)
179,808,626169,597,241267,183,35862,439,644
财务报表附注20211231
3.(2)(a)
VaR
20212020
(294,941,100)(287,838,356)
371,242,196323,448,026
20211231
20201231
(294,941,100)(287,838,356)
371,242,196323,448,026
3.
(2)(a)
5012
财务报表附注
20211231
3.(2)(b)
20211231
20201231
1%(257,894,315)(257,483,322)1%82,566,11180,385,868
1%14,302,1801,773,972
1%2021123120201231
3.
(2)(b)
20211231
117,757,949,422(41,430,626,148)6,358,529,7942,044,983,359 84,730,836,427
20201231
108,221,153,244(41,876,793,298)5,012,104,375458,668,67371,815,132,994
财务报表附注
20211231
1.
20211231
135,106,058,236–––––
22,074,426,966–––––39,479,056,714–––––
–––14,564,228,663––12,631,912,764–––––45,742,880,588–––––25,858,494,059–––––
–––301,174,215,104––
–43,009,969,681––––816,712,732–––––
1.
20201231
95,816,612,005–––––12,295,175,160–––––33,884,813,279–––––
–––12,311,263,836––11,768,323,935–––––43,493,774,685–––––18,430,697,148–––––
–––247,605,697,645––
–37,212,187,524––––625,042,561–––––
财务报表附注20211231
1.
20211231
22,989,857,489–––51,477,278,678–––
–4,237,947,23934,688,839,445––18,134,007,508––16,376,070,951–––93,445,165,307–––7,304,310,900–––134,908,863,413–––
2,002,895,426–––160,508,549,775–––5,233,243,891–––
1.
20201231
26,492,570,465–––34,516,414,695–––
–8,096,848,69734,794,700,630––24,682,534,637––25,101,083,823–––70,655,180,456–––79,274,850,736–––1,204,859,272–––128,000,960,852–––5,749,478,578–––
财务报表附注
20211231
2.
(1)
(2)
(3)
3.
21430
4.
2021123120201231
财务报表附注
20211231
4.
20211231
112,422,691,042672,818,23014,653,820,321127,749,329,593
1,150,817,25080,606,354,975332,926,02582,090,098,250
13,326,241,88476,623,979,0031,384,566,37491,334,787,261
268,377,96014,295,850,703–14,564,228,663
–43,009,969,681–43,009,969,681
127,168,128,136215,208,972,59216,371,312,720358,748,413,448
(2,755,627,220)(249,181)–(2,755,876,401)
–(823,345,819)–(823,345,819)
(658,725,019)––(658,725,019)
–(34,162,624,317)–(34,162,624,317)
–(526,215,128)–(526,215,128)
(224,649,958)(17,909,357,550)–(18,134,007,508)
(3,639,002,197)(53,421,791,995)–(57,060,794,192)
4.
20201231
92,814,231,510538,538,40617,567,429,786110,920,199,702 1,210,768,01779,171,022,879432,695,78880,814,486,684 11,965,827,66243,571,807,870333,375,72755,871,011,259
4836,397,58611,474,866,250–12,311,263,8369–37,212,187,524–37,212,187,524
106,827,224,775171,968,422,92918,333,501,301297,129,149,005
(5,889,938,351)(14,184,233)–(5,904,122,584) –(1,066,167,906)–(1,066,167,906) (1,126,558,207)––(1,126,558,207)
–(33,251,717,178)–(33,251,717,178) –(1,542,983,452)–(1,542,983,452)
4(236,239,998)(24,446,294,639)–(24,682,534,637)
(7,252,736,556)(60,321,347,408)–(67,574,083,964)
1 2.48% – 5.42%202012312.47% – 3.36%)2 17.85% – 88.40%2020123122.57% – 90.00%)3 20.00% – 60.00%2020123160.00%)
财务报表附注20211231
4.
202112310.01202012310.30202112311.07202012310.33
202112310.30202012313.88
202112311.8120201231202112316.47202012310.35
20212020
4.20212020
2021
20211231
17,567,429,786107,385,658(647,377,547)1,861,809,723–6,361,917,941–(10,117,248,523)(480,096,717)14,653,820,3212,281,247,681
432,695,78830,248,630(32,970)(166,507,058)–195,228,000–(100,000,000)(58,706,365)332,926,025(242,213,123)
333,375,727180,753,805–(207,569,306)–1,507,557,254–(353,915,925)(75,635,181)1,384,566,374(239,599,087)
18,333,501,301318,388,093(647,410,517)1,487,733,359–8,064,703,195–(10,571,164,448)(614,438,263)16,371,312,7201,799,435,471
2020
20201231
4,528,289,76133,208,412(34,934,364)2,029,972,518–11,656,328,913–(324,200,684)(321,234,770)17,567,429,7862,183,554,062 329,221,497387,420,316–(142,533,463)–132,500,000–(263,553,411)(10,359,151)432,695,788(209,924,215) –––9,967,749–350,000,000––(26,592,022)333,375,7279,967,749
4,857,511,258420,628,728(34,934,364)1,897,406,804–12,138,828,913–(587,754,095)(358,185,943)18,333,501,3011,983,597,596
20212020
财务报表附注
20211231
20211231
5,499,891,478(4,778,010,534)721,880,944(153,445,591)–568,435,353
20211231
4,931,456,125(4,778,010,534)153,445,591(153,445,591)––
20201231
11,301,343,002(9,255,571,852)2,045,771,150(2,692,821)–2,043,078,329
20201231
9,258,264,673(9,255,571,852)2,692,821(2,692,821)––
1.
20211231
20201231
3,927,668,7252,703,292,134
2.
202112312.86202012316.00
1.
20211231
20201231
60,543,962,37048,869,898,45028,605,810,01123,704,298,145
财务报表附注
20211231
2.
20211231
20201231
132,554,971,82592,373,416,588–9,097,634
2021123123,978,375,338132,629,4502,258,315,881
3.
20211231
20201231
8,699,907,9539,198,529,3701,448,802,5101,310,345,22744,863,002300,388,852
20212020
3,265,434,8162,796,022,145
1.202238202222G11533.07%22G2553.49%
2.20223242022
22C11533.50%22C2553.89%20222231817023.
2022321632.875%4.
20222251021CP001
财务报表附注
20211231
5.2022113202222Y1393.60%
6.
20223302021
1,448,177,0604,827,256,868103.00
1.(1)
20211231
20201231
26,953,277,51424,953,777,514457,704,104426,199,63949,319,60962,356,511
27,460,301,22725,442,333,664
1.
(2) 2021123120201231(a)
2021
2021
1231
298399–33(1)––043110.33%10(2)1
2827–(0)––––271.00%10(2)1
326426–33(1)––0458
2020
2020
1231
298381–18––––39917.50%10(2)1
2827–(0)––––271.00%10(2)1
326408–18––––426
财务报表附注
20211231
1.
(2) 2021123120201231(b)
2021
20211231
1536251(64)––––4951.00%10(2)2
2020
2020
1231
102–102(40)––––6251.00%10(2)2
1.
(2) 2021123120201231
(c)
2021
20211231
872872–872100.00%100.00%16,70116,701–16,701100.00%100.00%5,4125,412–5,412100.00%100.00%3,0051,2051,8003,005100.00%100.00%466366100466100.00%100.00%398398–398100.00%100.00%99–9999100.00%100.00%
26,95324,9541,99926,953
2020
20201231
872872–872100.00%100.00%16,70116,701–16,701100.00%100.00%5,4124,0021,4105,412100.00%100.00%1,2053059001,205100.00%100.00%366366–366100.00%100.00%398398–398100.00%100.00%
24,95422,6442,31024,954
财务报表附注
20211231
1.
(3) 2021123120201231
20211231
20201231
480,154,856461,610,84726,868,85726,945,303
507,023,713488,556,150
(a)10(3)(a)
(b)
20212020
26,868,85726,945,303
(76,446)(181,664)
(76,446)(181,664)
2.
2021
5,340,071,2677,493,322,954(5,773,238,597)7,060,155,624
11,603,984226,157,580(231,028,899)6,732,665
10,758,499143,139,596(148,052,174)5,845,921
–76,729,114(76,729,114)–
332,8922,727,815(2,634,925)425,782
512,5933,561,055(3,612,686)460,96215,117,130184,915,162(175,006,351)25,025,94115,364,6606,494,406(1,675,056)20,184,010120,5011,771,511(1,609,073)282,939
5,382,277,5427,912,661,613(6,182,557,976)7,112,381,179
12,739,816235,005,252(216,050,265)31,694,803
939,0457,868,564(7,441,635)1,365,974
–84,736,036(74,801,050)9,934,986
13,678,861327,609,852(298,292,950)42,995,763
–1,988,843(1,988,843)–
5,395,956,4038,242,260,308(6,482,839,769)7,155,376,942
财务报表附注
20211231
2.
2020
3,165,075,0816,007,575,633(3,832,579,447)5,340,071,2678,788,130141,829,757(139,013,903)11,603,984 7,955,90481,735,802(78,933,207)10,758,499 –56,997,917(56,997,917)– 321,497976,822(965,427)332,892 510,7292,119,216(2,117,352)512,593
11,679,459119,456,925(116,019,254)15,117,13014,255,2922,221,670(1,112,302)15,364,660122,9831,474,779(1,477,261)120,501
3,199,920,9456,272,558,764(4,090,202,167)5,382,277,542
9,647,37792,871,751(89,779,312)12,739,816 786,5714,309,471(4,156,997)939,045
10,433,94897,181,222(93,936,309)13,678,861
–6,221,275(6,221,275)–
3,210,354,8936,375,961,261(4,190,359,751)5,395,956,403
3.
20212020
2,620,291,6811,738,375,787
2,944,644,7801,929,505,977
1,438,596,9921,046,448,721
1,059,372,171443,863,687 (1)446,675,617439,193,569
(324,353,099)(191,130,190)
(324,353,099)(191,130,190)4,540,443,6144,087,013,517
4,995,872,0494,440,651,987
3,702,563,0153,397,705,693
384,079,713380,329,976 (2)909,229,321662,616,318
(455,428,435)(353,638,470)
(455,428,435)(353,638,470)(3)1,284,094,3591,084,206,383
1,365,645,9151,197,685,527
(81,551,556)(113,479,144)
388,195,606215,136,179
388,195,606215,136,179236,861,813165,783,984
236,865,532165,783,984
(3,719)–
9,069,887,0737,290,515,850
9,931,223,8827,948,763,654
(861,336,809)(658,247,804)
财务报表附注
20211231
3.
(1)
20212020
34,634,260,898244,379,28827,979,586,292232,640,58940,472,267,735202,296,32959,557,350,270206,552,980
75,106,528,633446,675,61787,536,936,562439,193,569
(2)
20212020
156,106,54098,936,325
286,912,557258,364,478466,210,224305,315,515
909,229,321662,616,318
3.
(3)
2021
25742411379480,1144201,85682,390
77,7472–77,749
2,3674181,8564,641147,462,716,107271,442,983,994187,566,859,960606,472,560,061
78,015,561–3,207,818,0003,285,833,561
9,133,281,1678,650,118,655–17,783,399,822
138,251,419,379262,792,865,339184,359,041,960585,403,326,678524,135,187,564412,286,733,611161,495,197,4071,097,917,118,582
41,735,562–1,367,860,4101,409,595,972
16,033,463,682148,798,223–16,182,261,905
508,059,988,320412,137,935,388160,127,336,9971,080,325,260,705594,422,494,524501,932,276,343161,871,799,8631,258,226,570,730
17,774,529,75144,810,786,894–62,585,316,645
513,775,717,250280,187,630,195–793,963,347,445
31,026,379,54516,448,276,430157,569,92747,632,225,902
31,845,867,978160,485,582,824161,714,229,936354,045,680,738
230,661,342885,704,796167,728,2211,284,094,359
财务报表附注
20211231
3.(3)
2020
1381,0271421,30730,3441,0271,90733,278
29,445500–29,945 8995271,9073,333
36,774,856,008200,386,245,733129,207,963,583366,369,065,324
77,546,490–910,358,260987,904,750 17,751,058,8072,826,660,957–20,577,719,764 18,946,250,711197,559,584,776128,297,605,323344,803,440,810
147,462,716,107271,442,983,994187,566,859,960606,472,560,061
78,015,561–3,207,818,0003,285,833,561 9,133,281,1678,650,118,655–17,783,399,822 138,251,419,379262,792,865,339184,359,041,960585,403,326,678
157,568,187,155317,772,512,796185,799,291,089661,139,991,040
33,711,434,72939,217,140,030–72,928,574,759 51,878,673,19574,551,736,410–126,430,409,605 22,079,984,26331,542,177,994515,505,06954,137,667,326 49,898,094,968172,461,458,362185,283,786,020407,643,339,350
149,359,816833,408,993101,437,5741,084,206,383
4.
20212020
946,272,932663,422,574
562,895,597334,949,617
383,377,335328,472,957
536,176,114383,063,499
746,503,852735,603,749
729,514,994439,887,743
336,024,070262,106,832
44,288,7237,524,548
3,002,756,6152,229,502,113
(116,992,564)(99,257,574)
(434,559,641)(465,577,041)
(3,430,308)(4,086,651)
(619,442,278)(448,269,171)
(12,327,778)(9,913,889)
(212,949,427)(311,823,783)
(2,235,616)–
(2,416,755,491)(1,241,946,244)
(835,055,473)(741,590,556)
(18,808,374)(24,119,050)
(84,750,000)(84,982,192)
(248,645,400)(220,638,284)
(4,990,194,264)(3,638,203,895)
(1,987,437,649)(1,408,701,782)
财务报表附注
20211231
5.
20212020
(1)(31,145,982)(21,283,365)1,280,000,000880,000,0004,874,789,8465,026,240,915
3,236,885,2572,648,473,428
(2)3,175,877,8012,463,819,012
61,007,456184,654,416
1,637,904,5892,377,767,487
(2)4,740,967,5214,408,990,289
(3,158,605,556)(2,155,224,934)
55,542,624124,002,132
6,123,643,8645,884,957,550
(1)
20212020
32,967,36618,541,788(64,036,902)(39,643,489)(76,446)(181,664)
(31,145,982)(21,283,365)
(2)
20212020
3,219,719,3412,492,984,1634,738,578,2384,586,103,979
(34,973,951)(25,625,192)15,689,530(45,261,277)
(8,867,589)(3,539,959)(13,300,247)(131,852,413)
3,175,877,8012,463,819,0124,740,967,5214,408,990,289
6.
20212020
1,749,983,233401,689,254(73,437,457)(1,118,132,149)(5,762,875)174,327,219
(3,314,660)164,533,372
1,670,782,901(542,115,676)
7.
20212020
8,242,260,3086,375,961,261774,843,739456,449,428615,680,342497,578,636470,910,659216,910,060265,801,898169,015,672201,710,881127,913,81171,279,72553,484,88859,874,87454,306,74753,877,6103,620,74370,865,88455,478,497
10,827,105,9208,010,719,743
财务报表附注
20211231
8.(1)
20212020
3,968,723,1822,590,179,997(114,005,580)379,476,672
169,467,480132,095,535
304,338,330265,534,609
98,015,95865,792,555
43,858,57434,155,937
4,663,2152,820,008
(1,670,782,901)542,115,676
2,862,889,8321,724,412,137
(1,304,396,642)(982,718,767)
151,749,384(555,239,313)
(21,167,437,688)(52,716,266,077)
(7,750,651,806)(3,082,218,869)
(8,543,075,289)3,668,544,152
(3,784,489,968)(24,984,542,024)
44,813,368,23143,166,142,406
(30,367,722)30,818,793
8,051,866,590(29,718,896,573)
(2)
20212020
9,048,191,4615,656,353,9927,304,310,900–631,814,404–266,296,473604,675,189
17,250,613,2386,261,029,181
8.
(3)
20212020
2,237,152,6951,104,105,24933,949,7609,243,000–4,477,482,000–116,653,051–18,937,946432,947,852323,359,096
2,704,050,3076,049,780,342
(4)
20212020
48,059,468,62838,662,044,995(38,662,044,995)(24,141,180,455)
9,397,423,63314,520,864,540
(5)
20211231
20201231
101,19391,817
40,439,504,89135,051,600,741
40,439,606,08435,051,692,558
8,116,043,5823,861,297,617(496,181,038)(250,945,180)
48,059,468,62838,662,044,995
18,306,235,16220,762,036,934
补充资料
1.
20212020
(4,623,401)708,423
157,024,691134,940,8329,469,534(26,777,743)9,603,973213,819,571
171,474,797322,691,083(45,491,245)(29,661,303)
125,983,552293,029,780
125,180,921292,888,468802,631141,312
(2008)[2008]43
2.
2021
14.64%2.16
14.48%2.13
202013.52%1.60
13.00%1.53
2010
3.
152014[2014]54
202120202021123120201231
备查文件目录
? 2021证券公司信息披露
[2021]341
2/3/2021
2021AAA
附录一:
公司主要业务资格
(1)19952015
(2)1996
(3)1997
(4)1999
(5)1999
(6)2000
(7)2001
(8)2002
(9)2002
(10)2004
(11)2004
(12)2004
(13)2004
(14)2004
(15)2005
(16)2005
(17)2005
(18)2005
(19)2005
(20)2005
(21)2005
(22)2006180ETF
(23)2006
(24)2006
(25)2007
(26)2007
(27)2007
(28)2007
(29)2007
(30)2007
(31)2008
(32)2008
(33)2008
(34)2009
(35)2010
(36)2010
(37)2010
附录一:
公司主要业务资格
(38)2010
(39)2010
(40)2010
(41)2011
(42)2011
(43)20112012-2014
(44)2011
(45)2012
(46)2012
(47)2012
(48)2012
(49)2012
(50)2012
(51)2012
(52)2013
(53)2013
(54)2013
(55)2013
(56)2013
(57)2013
(58)2013
(59)201320173
(60)2013
(61)2014
(62)2014
(63)2014
(64)2014
(65)2014
(66)2014
(67)2015
(68)2015
(69)2015
(70)2015
(71)2015
(72)2015
附录一:
公司主要业务资格
(73)2016
(74)2016
(75)2017
(76)2017
(77)2018
(78)2018
(79)2019
(80)2019
(81)2019
(82)2019
(83)2019
(84)2019
(85)2019
(86)2019
(87)2019
(88)2019
(89)2020
(90)2020
(91)2020
(92)2020
QUANTO
(93)2020
(94)2020
(95)2020
(96)2020
(97)2021
(98)2021
(99)2021
(100)2021(“”)
(101)2021
(102)2021
附录二:
公司证券营业部情况
11606&07200312225033
7202
2003821
464609-14
201391041681804B2003129516852005112261438201011473-7-1301200672683152014116
20141171013
1301
2014115
? 20211152201688122#10120168231372
7-12
2016928142301
200512815215A15032016324164A10420165271736A
200511281832300-316200511161971111-122005112820184101001
100810091010
201012132190221120119292211107201512223317713
20163112412122
2601
201659
附录二:
公司证券营业部情况
2581272701
270127022703
201911192621131309-
1311
2014692723363601
202182028520D
1303130513061307
2006118
E2
2011153095B1502-
15041507
20151831666
210304
2014710
140114021407
20206173310401201052834128-1
3802-03
201472235503
2014127
3622830120051226372822842016328383601602
611612
20051229391058
B21
2005112540837A200512741262006654211
1302130313041307
2005122343222
201582744102
10415A
2007330458HALO
304-07
20051123463939
2405B
20051129
附录二:
公司证券营业部情况
471181
10011004-1011
200511214818115
0506
2005122249110011002200512150151402-214042005112251140-14829290120051285227
901904
2006985388
1515011507150815091510
2005112354滘滘1
41401140214031404
2005112455601004100510062011926
11010203
2006728
? 20215775201472458411005201411185933B1012015310
28AK
20156236111
338380938103811
2016513625001
T11818031804
20051125
22331T1-17A
200612064N23
11103-1106
2005125655A6
02A-05
201053166WORLD
A2606-08
201064
附录二:
公司证券营业部情况
672007
118B905
201177687028
19101911
202052169111023-1024202042070984041
4243
20204297181
12021204
2020428
2828042805280628072808
2009417
735723010
301130123013
201117
C14-6
2014219751-1
701702703704
20216376362
33033304
2021818
A23
202111378136-1
3803
20211123791E
9123
200511248015200511238162005111582118
T1T211-301B
201492683E953
113203
200511218411135200511168527
2102202
200511248620051227
115116215216217
201117
附录二:
公司证券营业部情况
88G12201512258941200511189081-5220051118911220069299225
2016520939T1
25R5
2005112394·81920051125952120051117
20051289768
2014721
2014112099355
AA603A605
2016822
2606-2610
2020519101188
T127
202191610236
533023303
200512610337
A12170021700317004
201512291049
3-B01010040201004
20151229
105227
1701
201512301063092005112110734020148510851201512241092061620051219
附录二:
公司证券营业部情况
11058
816818
2016415111887
701702
20165241121392
282803-2805
200511221131372014922114218
33060708
20051123115389520051123116381-320051123117105
504503502
20051123118B22-1601
2-1604
20051125119192-320103912099320051261212A
A03-11-2
200628
? 2021122301A
1504
2011913123151601-60820051123124120061231259192006116126212
14-1
2014925127163#-110201410912811092014121712919201531813069051
5105
2015351313025
20151112132439
20051223133672016620
附录二:
公司证券营业部情况
1342-102020710
88B1102/03
20191031136230C
D1
2009324137129
290729082909291029
200512913810I
129330304
20051114139125B3306-
3309
2005111514012005111514121200511211429620051117143610215-0221
201633144632
05-12
201134
C70137014701570167017
2020515
NIG313105
201510191472006328148102005113014957200811515052
201202203
200511141517665
20051123152232010121415372015221541114
2020181555243520201101569
1104-07903
2010525
附录二:
公司证券营业部情况
1571D17
171717181719
2021831588
2802030405
2005111515911012016329
101022
20141218
11102103
2014123016264
21(OB)02/03
201711116330120219161646952332006419165881012005122216610452525022503
2504
2005121516711881002
10039
200646
? 20211681717918200512191691800601,602,6032005122170188133063307
3205
2005121917116818020304A
05060708
20217717218852021691738B46
4609-14
2021123117456131200511161751
20051129176171200511161772083
20051115178581220051226
附录二:
公司证券营业部情况
179283
2005112218033021232014691811621-3
2014527182196312014661831811907-0920146618471
291268
201481218511329-331201462518611
2309-10
20146271876781-220148221883871201462718918682015423
3304
20151161917332016219
969115507508
2016322
19314420164181944421201651019583-8520167221969B
1603~1605
2010121
11993363604
20215311981113
11410601061
2006329199170
A2121062107
2005127200A-1-022006711
附录二:
公司证券营业部情况
20177320071242021-7
20105312035902006516204137030420111420528201188206368
21402
2014342071300
1111111112
2005128208312022011128209495
1603
2014711210777
803804
201561621112520141219
A202
2014121821320811061107
20810011003
2014121921428
1604
201521521510671
608-611
2015710
11011102
20165122174552011117218181B
801803805807
200942219292
16B1601B1602
202182522028-18-28-3200511232219
2010518
附录三:
证券营业部的设立、变更和处置情况
118852021692613A1-3
302A
20218203168180820217941-1
701702703704
202163
D17171717181719
202183
11993363604
20215317362
33033304
202181883012021916948A
202111310292
16B1601B1602
202182511136-1
3803
2021112312 8B46
4609-14
20211231
120216212202186320218134202182352021830620219272021938202196920219610202199112021913122021916132021916
附录三:
证券营业部的设立、变更和处置情况
1420219301520211013162021102917202111218202111819202111920202112132120211112220211222320212124202135252021329262021412272021514
附录三:
证券营业部的设立、变更和处置情况
4020217224120219184220218314320219844202110184520211026462021114472021122482021112249202112250202111225120211221
? 2021?
606&07
20217152168
1802-07
202171
1804B
202192
50337202
2021621
181150506
202114
5滘滘
41401140214031404
202114
301A1504
202114
010203
2021118
8777
803804
2021125
附录三:
证券营业部的设立、变更和处置情况
3871
202128
3601602611612
2021222
1118
4101001100810091010
2021222
131301
2021222
AA603A605
2021315
2021419
02030405
2021517
16666
2103
2021517
1-721
20215241828-1
8-28-3
2021531
1392282803-2805
202167
B22-16012-1604
2021615
2117179
2021628221188
10021003
2021628
20811061107
2021726
105504503
202182
附录三:
证券营业部的设立、变更和处置情况
60100410051006
202182
50311
2021816
118T1T2
11-301B
2021830
2309-10
2021830
2021922
520D1303130513061307
2021927
E953113203
2021927
51402-21404
2021928
28AK
2021108
52201202203
2021111
10215-02214
2021111
361045
25250225032504
20211129
125B3306-3309
20211213
887701
20211213
4421
202112274018
11907-09
20211227
附录三:
证券营业部的设立、变更和处置情况
183202176
1272701270127022703
202186
1131309-1311
2021813
6421(OB)02/03
2021830
16272606-2610
202196
3205-12
202193
30CD1
2021823
88B1102/03
2021913
C14-6
202192
5723010301130123013
202196
2828042805280628072808
202199
1118
1B801803805807
2021916
188T127
2021916
2021930
1603-1605
20211013
2021112
附录三:
证券营业部的设立、变更和处置情况
1104-07903
2021118
128-13802-03
20211029
0401
20211191913703
20211213
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