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中原证券H股公告-2017年年报 下载公告
公告日期:2018-04-20
中州証券
 Central China Securities Co., Ltd.
(2002 年於中華人民共和國河南省成立的股份有限公司,中文公司名稱為「中原證券股份有限公司」,
  在香港以「中州證券」名義開展業務)
 股份代號 : 01375
                                                                                  2017 年 年 報
1   中原證券   2017
2017                10                      0.35
       2017   10          2017              10            0.73
                                 中原證券          2017
                      A
3   中原證券   2017
           中原證券
中原證券
                            中原證券   2017   4
                                                  1.00
     Wind
     A                                                   1.00
     H                                                    1.00
                      2017   1    1        2017    12    31
                      2017   12       31
5   中原證券   2017
中原證券   2017   6
                      8.5%
7   中原證券   2017
中原證券
中原證券
CENTRAL CHINA SECURITIES CO., LTD.
CCSC
                           3,923,734,700       3,223,734,700
                         7,837,072,661.73   10,217,177,777.68
                              中原證券          2017        8
     1
     2
     3
     4
     5
     6
     7
     8
     9
     10
     11
     12         50ETF
     13
     14   IPO
     15
     16
     17
     18
     19
     20
     21
     22
     23
     24
9   中原證券
25
26   IT   ISO/IEC 20000
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
                          中原證券   2017   10
                       10         19             10
                       450018
                0371-69177590               0371-69177590
                0371-69177590               0371-69177590
                zhuqb@ccnew.com             xucy@ccnew.com
                                   http://www.ccnew.com
                                   investor@ccnew.com
                                                      28     18
11   中原證券   2017
    http://www.sse.com.cn
    http://www.hkexnews.hk
                                        10   19
A       中原證券
H       中州證券
                   中原證券      2017
      2002      10    25                              中原證券
      [2002]326               中原證券
                                                                         2002   11   8
                                                        103,379
      2006      6    26              [2005]3
      2006      10    12
                                                      1.018%
                                               2.661%
      2008      1    15                         中原證券
      [2008]94
                103,379                  203,351.57
13   中原證券
2008   6    10                                  中原證券
[2008]781                                                                                    19,670.42
                      9.673%                                               71,525.36
    35.173%                                                                      91,195.78
                     44.846%
2010   12       23
2011   6    1                                     中原證券                          5%
                            [2011]111
                                        3,000      2,000        1,000           1,000         1,000
8,315.96             1,600           1,500                              1.475%      0.983%          0.492%
0.492%      0.492%          4.089%    0.787%    0.738%
2011   5    30
2011   9    22                                    中原證券                              5%
                       [2011]1534
         中原證券                      5%                                                           中原證券
                     60,800                                29.899%
                                                                     中原證券                2017
      2012      4   6                                  中原證券                                 5%
                          [2012]41
      2,400                                       1.18%
      2012      5   1
      2014      4   22                                     中原證券
                [2014]438                 中原證券                    598,100,000
           1                           2014       6   25
           中州證券                       01375                                                         中原證券
                                                                                    [2013]1070
                                                                      40,994,778         8,842,345       3,738,231
      2,432,074          1,348,575         884,166          678,113       449,525         442,193
                                              9                                                             59,810,000
           2014     10    28
                         2,631,615,700
      2015      6   15
      H                                                                  中原證券
                                   [2015]1728                                            2015    8                     H
                592,119,000                                 1                        H           4.28     2015     8   14
      3,223,734,700
15   中原證券
2016   11       18             2016                                                                    H
                                                    中原證券
            [2016]2868                 公司                        700,000,000
                                                                                     [2009]94
                                         中原證券                   A
                            [2015]26                 700,000,000
           47,979,175         10,348,840      4,375,124        2,846,433       1,578,336          1,034,804
   793,645           526,112      517,531
                                               70,000,000
2017   1    3           A
                                                                    中原證券               2017
 1
17   中原證券   2017
2
                        4    1
(1)
                            10
                                            10
      1993   4     18
             3.3
      51.357%
      0371-68599199
(2)
                            20        20
                                 18   1    501-11
      2012   2     8
      100%
      0371-69177108
                                           中原證券   2017       18
  (3)
                                          8   1505   1508
                                                     8      1505   1508
                      2014   10      29
                      100%
                      00852-25001375
     (4)
                      2015   3      25
                      100%
                      0371-86503971
19         中原證券
(5)
                                           23         6
             2015    6     29
                     3.5
             35%
             0371-61775086
3
      1   中原證券                              2003/5/20              0377-63205303
      2   中原證券                              2003/4/23              0396-2989099
      3   中原證券                              2003/4/29              0373-2068736
      4   中原證券                              2003/5/8               0372-2095699
                                                            中原證券     2017
      5         中原證券                             2003/6/2    0391-3288118
      6         中原證券                             2003/6/9    0395-3183866
                                     337   8
      7         中原證券                       261   2003/8/29   021-65080598
      8         中原證券                             2004/5/26   0392-3299909
      9         中原證券                             2006/4/26   0394-8288680
      10        中原證券                             2006/7/26   0376-6210378
      11        中原證券                             2006/8/11   0371-23899816
21   中原證券
12   中原證券                       2009/7/2                021-50588666
                 18 01-17
13   中原證券                       2011/3/10               0371-60155208
14   中原證券                       2011/9/16               0371-65585650
                     168 1 8 9
                1-907
15   中原證券                       2013/11/20              0398-2830400
16   中原證券                       2013/11/28              0379-63915178
17   中原證券                       2014/4/21               0393-8151517
18   中原證券                       2014/4/24               0370-2580966
                                                 中原證券     2017
      19        中原證券                               2014/6/12    0374-2663273
      20        中原證券                               2015/5/14    0755-83801055
                                               1 A
                                  19 1908
      21        中原證券                               2015/6/30    0375-4801728
      22        中原證券                               2017/2/3     028-86051566
                                  1000 13 2 4
      23        中原證券                               2017/9/5     025-83696336
                                  168 1205-1206
      24        中原證券                               2017/9/12    0898-66515090
                                         5        20
      25        中原證券                               2017/12/20   021-50588666
                                   1 14 1216
23   中原證券
                   88
         2         2        2           2             1               2
    1         3         1       1            1
1       中原證券
2       中原證券
3       中原證券
                                            10   3   303-306
4       中原證券
                                        61
5       中原證券
6       中原證券
7       中原證券
                                1   2   15
                                                      中原證券            2017       24
      8         中原證券
                                        4-5
      9         中原證券
      10        中原證券
                              119   8
      11        中原證券
      12        中原證券
      13        中原證券
      14        中原證券
      15        中原證券
      16        中原證券
25   中原證券
17   中原證券
18   中原證券
                20   2   207
19   中原證券
20   中原證券
21   中原證券
22   中原證券
                               A6-8
23   中原證券
24   中原證券
25   中原證券
                               中原證券     2017   26
      26        中原證券
      27        中原證券
      28        中原證券
      29        中原證券
      30        中原證券
                                  B28       2
      31        中原證券
      32        中原證券
                                                  A
      33        中原證券
                                        1       107
      34        中原證券
      35        中原證券
27   中原證券
36   中原證券
37   中原證券
                      2-2-1
38   中原證券
39   中原證券    306
40   中原證券
41   中原證券
42   中原證券
43   中原證券
44   中原證券
45   中原證券
                              中原證券         2017   28
      46        中原證券
      47        中原證券
      48        中原證券
      49        中原證券
      50        中原證券
                              C   3
      51        中原證券
      52        中原證券
      53        中原證券
      54        中原證券
                                      A   3
29   中原證券
55   中原證券
56   中原證券
                      11    6
57   中原證券
58   中原證券
59   中原證券
60   中原證券
61   中原證券               260       1
62   中原證券
63   中原證券
                           中原證券        2017   30
      64        中原證券
      65        中原證券
      66        中原證券
                              4999       2   107
      67        中原證券                                  2589       1-2
      68        中原證券
                              1905       1906      1908
      69        中原證券                                  191    B     3802
                              3803       3804      3805
      70        中原證券
                              16                B
      71        中原證券
                              159    5       301-305
      72        中原證券
                              59                     1     103
31   中原證券
73   中原證券
                14    51              A158
74   中原證券
                168    1   8    1-908        1-909
75   中原證券
                111                      2         3    301
76   中原證券
                           2    702
77   中原證券
                356                             2A003
78   中原證券
                138                  A   23
79   中原證券
                70
80   中原證券
                                              62        106
81   中原證券
                           10
                                             中原證券         2017   32
      82        中原證券
                                           7       12       13   14
      83        中原證券
      84        中原證券
      85        中原證券
                              955   201   202
      86        中原證券
      87        中原證券
                                      5             109-110           1-2
      88        中原證券
                                    41                      1     301
33   中原證券
                                8
                         2017     7    6     2019     12   31
A
H
    91410000744078476K
                         中原證券              2017
      2017
      2017      6                   2016-2017
      2017      9
                     4
      2017      9
      2017      11       2017
      2018      1
35   中原證券        2017
                         2017           2016
                         3,199,060      3,143,028            1.8%       5,365,260
                           680,109        974,567          -30.2%       1,890,969
                           441,983        718,646          -38.5%       1,405,501
                        -1,596,902      1,772,788                      -6,372,772
                                0.11           0.22        -50.0%                 0.49
                                0.11           0.22        -50.0%                 0.49
                  (%)       4.24%          8.89%           4.65             20.54%
                           2017           2016
                         12 31          12 31                              12 31
                        40,661,468     40,384,574            0.7%     41,651,249
                        29,209,349     28,837,804            1.3%     32,774,795
                         7,526,503     10,368,090          -27.4%     14,867,251
                        10,169,852     10,582,117           -3.9%      8,161,581
                         3,923,735      3,923,735          0.00%           3,223,735
                                2.59           2.70         -4.1%                 2.53
    (%)   1
                                65.0           61.5          3.5                  66.9
1
              =
                                                中原證券            2017
                                                                                                            %
 60                                                   15
                                                               14.06
          53.65
                                                                                                                     20.54%
 50
                                                      12
 40
                                                          9
                     31.43       31.99
 30                                                                     7.19
                                                                                                                                     8.89%
                                                          6
 20                                                                             4.42
                                                                                                                                              4.24%
                                                          3
 10
     0                                                    0
         2015       2016        2017                          2015     2016    2017                                  2015        2016        2017
                     %
                     80
                             66.9%                                                        416.51
                                                  65.0%                                                403.85         406.61
                                         61.5%
                     20                                                                                     105.82
                                                                                               81.62                        101.70
                      0
                              2015        2016    2017                                     2015          2016
                             12 31       12 31   12 31                                    12 31         12 31           12 31
37       中原證券
             2017           2016          2015          2014
             3,199,060      3,143,028     5,365,260     2,341,061        1,434,599
             2,518,951      2,150,498     3,439,869     1,554,704        1,096,364
              680,109        974,567      1,890,969      754,771          338,235
              441,983        718,646      1,405,501      562,290          252,937
               2017           2016          2015          2014
             12 31          12 31         12 31         12 31            12 31
            40,661,468     40,384,574 41,651,249 28,269,242 13,649,605
            29,209,349     28,837,804 32,774,795 22,412,446  9,474,323
             7,526,503     10,368,090 14,867,251  9,659,833  4,994,071
            10,169,852     10,582,117  8,161,581  5,786,707  4,091,342
             3,923,735      3,923,735  3,223,735  2,631,616  2,033,516
             2017           2016          2015          2014
                    0.11           0.22          0.49          0.24             0.12
                    0.11           0.22       0.49          0.24                0.12
      (%)           4.24           8.89      20.54         11.41                6.40
               2017           2016          2015          2014
             12 31          12 31         12 31         12 31            12 31
(%)                 65.0           61.5          66.9          68.5             51.8
                    2.59           2.70          2.53          2.20             2.01
                                             中原證券             2017
                                                                                                         %
 60                                                  15
                                                                                14.06
                            53.65
                                                                                                                                    20.5%
 50
                                                     12
 40
                                            31.99     9
                                    31.43
                                                                                         7.19
 30                                                                                                                       11.4%
                   23.41                                               5.62
                                                      6                                                  10                                   8.9%
 20                                                                                              4.42
          14.35                                                                                                  6.4%
                                                             2.53                                                                                       4.2%
                                                      3
 10
     0                                                0
         2013     2014     2015     2016    2017           2013      2014      2015     2016    2017           2013      2014      2015      2016      2017
     %
 80                                                  500
                   68.5%                                                                                                                      105.82
                            66.9%                                               416.51 403.85                                                          101.70
                                            65.0%                                               406.61
                                    61.5%
 60
          51.8%                                                                                                                      81.62
                                                                      282.69
                                                                                                                           57.87
 40
                                                     200                                                         40.91
                                                            136.50
 20
     0                                                 0
          2013     2014     2015     2016    2017           2013      2014      2015     2016    2017            2013      2014      2015      2016     2017
         12 31    12 31    12 31    12 31   12 31          12 31     12 31     12 31    12 31   12 31           12 31     12 31     12 31     12 31    12 31
39          中原證券
                                          7,837,072,661.73      10,217,177,777.68
                                         10,066,054,127.25      10,431,615,497.58
                                          2,118,425,002.87       2,299,419,875.69
                                         28,955,919,340.53      26,738,489,965.46
 (%)                                                369.95                 444.34
 (%)                                                 18.71                  29.26
   (%)                                              794.42               2,053.26
   (%)                                              144.98                 158.58
      (%)                                            77.86                  97.94
    (%)                                              42.27                  63.20
    (%)                                              54.30                  64.52
                     (%)                              7.75                  22.34
                       (%)                          127.46                  55.29
               (%)                                  132.78                  81.85
2017    2016                 2017   12   31    2016       12   31
                                               中原證券             2017        40
                       中原證券   IPO
41   中原證券   2017
         2017
                    1   2   4   5   6    9
                            35.99%
2016     353
       2016     177.23%
                                             中原證券   2017   42
                                  20   90
                       2017   A   A
43   中原證券   2017
    4
30.58       7.52%
                    中原證券   2017   44
 1
      2017      1   3                113             8   A+H
 2
                                               IPO
 3
                               GDP         5
45   中原證券
4
         2014
    28
5
                中原證券   2017   46
      2017                                 A
                                 IPO   1       1
           10               25
                                                   A
      2018      證
47   中原證券        2017
1
                                            16.86                     2.4%
(1)
      2017                           122.17                            12.09%
       ind
                        A                     12,686.14                      0.52%
                57.42                   985.03                               41,595     2016
             3.92%
                            172.27   2016           4.3%
                                                           中原證券              2017      48
                                                                  2017
                                                               2017   12    31          2016   12    31
            A                                                         12,686.14                     16,291
                                                                           172.27                    165.2
                                                                            57.42                    58.93
                                                                           985.03              1,293.54
                                                                           41,595                   40,028
     (2)
                                                           1
                                                      +
                      3,000                     2.2                                  3.94
            294.69%                  2,916            13.28%                     5.3%
     (3)
49         中原證券
                                                            5.99                2016               5.84
                                         16.67              2016                7.6                  119%
               10.45             2016               1,027
2
                                                                    0.89                           69.9%
(1)
      2017                       438                                             2,409.77
                                     9,941.19                      41.81%                                         1,467
                    1,336.25                          70.86%       3.93%                         Wind
                               IPO              1
                                                                           25
             3.65
                                                               2017
                                                                            0                    36.49
                                                                            0
                                                                           15                       22             -31.82%
                                                                           25                       45             -44.44%
                                                                           21                       31             -32.26%
                                                                                      中原證券             2017
  (2)
                                      3               1
             48.30
                                              2017
                                               4.5                  1              77.2
                                              28.8                  3              28.3
                                               15                   1                   –              –
                                              48.3                  5             105.5
  3
                                                                    2.60                      35.2%
 (1)
         2017
                          MOM
                                                210.45                  44         25
         2                            67.49          2016               21.2             45.82%
                     132.53            2016                 69.58            110.53%
                              10.43
51      中原證券
(2)
                                    2                   52,350
                   9,800
(3)
                                                                 18
      10
4
                                                      4.61                   26.8%
      2017   A                                                        3,307.17          6.56%
                   11,040.45             8.48%           7,554.86            16.73%
    1,752.65             10.67%            300   4,030.85           21.78%         50
      2,860.44             25.08%       Wind
                                                                  中原證券            2017      52
 5
                                                             2.67                      173.6%
    2017                                         2016                   31.86%
             18.34%                           2016           38.1%
                     5,268                    24.19%                              83.63
    113.15               2016           13.08
                                                                                              8.41
                  195.09%
             50                                                                              IPO
                                                                            IPO
                             IPO
 6
 (1)
    30.17                        2016           38.52%                                  1.68        2016
          9.80%                                                     46.02            2016            93.93%
                                    228.45%
53     中原證券
                                       798      2016          3.27%
                0.65    2016         14.04%                       0.38
       34.21%           0.15
(2)
                               114
(3)
                                        3,525                      5.7%
                33.97           256%
                                                           APP
      25
                                                       中原證券           2017
                                               513     96.9                            359.5
                                                                     28     33
 (4)
                                                                            17.16
    2,000                     355         162             193
                  263.19
 (5)
                                        588
    270
 (6)
                                                                    12.28
    4,421.27
55     中原證券
       2017                                         40,661.5                                                     10,169.9
              2017                                                     3,199.1                 2016              1.8%
                                             442.0                2016           38.5%
    4.24%          2016           4.65
1
    2017                                                          3,199.1                   2016          1.8%
                          706.3              2016          25.1%                             532.1
       6.8%                               447.2                2016           238.0%                             88.5
            2016            69.9%                                     259.9                 2016          35.2%
                   461.4                 2016          26.8%                         267.3
    173.6%                               588.0             2016           12.1%
    2017                                         2,519.0              2016         17.1%
    2017                                                                  442.0                    2016          38.5%
                                   0.11           2016         50.0%                                  4.24%         2016
            4.65
                                                                                 中原證券                 2017
      2017               680.11          2016   30.2%
                       2017       2016
                        1,141.5    1,502.7      -361.2   -24.0%
                        1,269.5    1,148.4       121.1    10.5%
                          414.9      417.2        -2.3    -0.6%
                          373.1          74.8   298.3    398.8%
                        3,199.1    3,143.0       56.1     1.8%
                        2,519.0    2,150.5      368.5    17.1%
                          680.1      974.6      -294.5   -30.2%
                          158.9      227.8       -68.9   -30.2%
                          521.2      746.7      -225.5   -30.2%
                          442.0      718.6      -276.6   -38.5%
57   中原證券   2017
2017                                               3,199.1                 2016       1.8%
                35.7%             2016       12.1                                  39.7%      2016
   3.2                             13.0%     2016             0.3
11.6%    2016   9.2
                             2017           2016              2015           2014
                                 35.7%        47.8%             59.3%             53.1%        66.5%
                                 39.7%        36.5%             27.9%             26.1%        20.0%
                                 13.0%        13.3%             12.2%             19.2%        11.1%
                                 11.6%         2.4%              0.6%              1.6%         2.4%
                                 100.0%      100.0%            100.0%         100.0%          100.0%
                100                  2.4%    0.6%       1.6%         2.4%
                           11.6%             12.2%                   11.1%
                                    13.3%              19.2%
                           13.0%
                                                                     20.0%
                                             27.9%
                                                        26.1%
                                    36.5%
                           39.7%
                                                                     66.5%
                                             59.3%
                                                       53.1%
                                    47.8%
                           35.7%
                          2017      2016    2015       2014         2013
                                                                中原證券              2017
                                                           2017
                                                               700.6              898.3       -197.7   -22.0%
                                                               108.2               68.9         39.3    57.0%
                                                               105.9               79.3         26.6    33.5%
                                                                88.6              209.2       -120.6   -57.6%
                                                                88.0              123.5        -35.5   -28.7%
                                                                35.7              120.6        -84.9   -70.4%
                                                                14.5                2.9         11.6   400.0%
                                                             1,141.5            1,502.7       -361.2   -24.0%
                                                                 221.0            243.0        -22.0    -9.1%
                                                                 920.5          1,259.7       -339.2   -26.9%
                                                                        0.2%
                       3.1% 1.3%                                 8.0%
              7.7%
                                                      8.2%
      7.8%
                                          61.3%   13.9%                               59.8%
     9.3%
                                                    5.3%
    9.5%
                                                          4.6%
                       2017
59          中原證券
2017                920.5                    339.2
   26.9%
                  197.7              22.0%     2017
           39.3             57.0%
                  26.6              33.5%
                   120.6             57.6%
                  84.9              70.4%
                              中原證券       2017     60
      2017                                   461.0              2016   142.7
      44.8%     2017
                                      2017
                                         483.2               295.9     187.3   63.3%
                                         439.5               495.2     -55.7   -11.2%
                                         261.1               314.7     -53.6   -17.0%
                                             85.6             42.3      43.3   102.4%
                                              0.1              0.3      -0.2   -66.7%
                                       1,269.5          1,148.4        121.1   10.5%
                                         808.5               830.1     -21.6    -2.6%
                                         461.0               318.3     142.7   44.8%
                                        187.3                  63.3%
                               55.7                  11.2%
                               53.6                  17.0%
                                      43.3               102.4%
                        21.6            2.6%
61   中原證券    2017
2017          414.9            2016           2.3                0.6%
       2017
                 2017
                        98.4           7.4           91.0       1,229.7%
                      142.9           58.8           84.1        143.0%
                      -267.5      -88.8             -178.7
                      314.7       373.4              -58.7       -15.7%
                        -3.2      -18.9              15.7
                        -0.2          41.0           -41.2
                        58.8             –          58.8
                        78.7          18.0           60.7        337.2%
                         6.3          27.1           -20.8       -76.8%
                       -20.6      -13.5               -7.1
                         6.6          12.7            -6.1       -48.0%
                      414.9       417.2               -2.3        -0.6%
                                 中原證券                2017
      2017                                                              1,489.4
      2016      412.1                 38.3%
                                       2017
                                          716.5             711.3        5.2      0.7%
                                              71.2              66.3     4.9      7.4%
                                          625.8             326.7      299.1      91.5%
                                              75.9          -27.0      102.9
                                         1,489.4          1,077.3      412.1      38.3%
                        5.2             0.7%
                          4.9             7.4%
                              299.1              91.5%
63   中原證券   2017
             102.9
                     2017
                            50.2           4.1         46.1          1,124.4%
                             9.3           2.3          7.0           304.3%
                             8.3          10.5         -2.2           -21.0%
                             7.0      -45.1            52.1
                             1.1           1.1          0.0             0.0%
                            75.9      -27.0           102.9
2
    2017
       2.3
                                                                          2.3
                                           中原證券           2017
 3
                                                                      1,642.4
      (1)       2017                                     -1,596.9           2016     1,772.8
                              3,304.6
                                            1,091.3
                                        1,308.1
                    1,676.9
      (2)       2017                                  -490.1         2016           -187.7
      (3)       2017                                       444.6         2016           917.1
                2,497.6                                    2,500.0
                       1,468.3                                                     3,400.0
                                                       1,543.7
                  784.0
65   中原證券
4
    2017                                40,661.5                 2016                 40,384.6
    0.7%                     29,209.3              2016                  28,837.8              1.3%
                                10,169.9             2016                  10,582.1                  3.9%
                 11,248.1
                                27.7%                             15,560.0
                                           38.3%                                   12,519.3
                                                    30.8%
                                        1,320.9                   3.2%
    13.2               0.03%    2017
                                    21,248.4               2016                               18,469.7
                   2,778.7              15.04%
                                2017                        65.0%        2016                        61.5%
           3.5
                                                                        中原證券              2017
                                                         2017
                                                       12 31           12 31
                                                        11,248.1       15,677.5      -4,429.4   -28.3%
                                                        15,560.0       12,031.0      3,529.0    29.3%
                                                        12,519.3       11,510.9      1,008.4     8.8%
                                                             1,320.9    1,165.2        155.7    13.4%
                                                                13.2            –      13.2
                                                        40,661.5       40,384.6        276.9     0.7%
                           0.03%
                    3.2%                                     2.8%
                                     27.7%   28.5%
     30.8%
                                                                        38.9%
                                                     29.8%
                            38.3%
                2017
67           中原證券
2017                      4,429.4              28.3%
27.7%
                        2017
                      12 31         12 31
                       8,637.1      12,090.4        -3,453.3           -28.6%
                       2,350.2       3,097.0           -746.8          -24.1%
                         260.8         490.1           -229.3          -46.8%
                      11,248.1      15,677.5        -4,429.4           -28.3%
   3,453.3    28.6%
    IPO
                                         中原證券               2017        68
      2017                          3,529.0                 29.3%
      38.3%
                                 2017
                               12 31          12 31
                                 6,353.0          6,119.3           233.7    3.8%
                                 9,207.0          5,911.7          3,295.3   55.7%
                               15,560.0       12,031.0             3,529.0   29.3%
                       233.7               2016             3.8%
                       3,295.3              2016            55.7%
69   中原證券   2017
2017                  1,008.4                8.8%
   30.8%
             2017
           12 31          12 31
              492.9             370.4          122.5           33.1%
            2,948.5        2,583.3             365.2           14.1%
            6,120.9        7,522.3           -1,401.4          -18.6%
            1,501.6             514.8          986.8           191.7%
            1,271.9             520.1          751.8           144.5%
               59.9                 –          59.9
               83.6                 –          83.6
               40.0                 –          40.0
           12,519.3       11,510.9           1,008.4            8.8%
                                  中原證券              2017
      2017                                  365.2            14.1%
                7.3%
                                2017
                              12 31          12 31
                               1,007.6              60.0      947.6    1579.3%
                                 163.9          251.1          -87.2    -34.7%
                                 217.3          272.3          -55.0    -20.2%
                                 427.9          100.0         327.9    327.9%
                                 238.4          320.1          -81.7    -25.5%
                                       –       158.0        -158.0    -100.0%
                                 151.3              28.0      123.3    440.4%
                                 515.0                 –     515.0
                                 227.1         1,393.8      -1,166.7    -83.7%
                               2,948.5         2,583.3        365.2     14.1%
71   中原證券
2017                              1,401.4                18.6%
   15.1%
                      2017
                    12 31                12 31
                     4,873.5              5,739.8          -866.3           -15.1%
                       658.9                822.9          -164.0           -19.9%
                       588.6                863.7          -275.1           -31.9%
                             –              95.8           -95.8          -100.0%
                     6,120.9              7,522.3        -1,401.4           -18.6%
2017
986.8      191.7%                 3.7%
                      2017
                    12 31                12 31
                       744.0                493.4          250.6            50.8%
                       312.1                      –       312.1
                       445.5                 21.4          424.1           1981.8%
                     1,501.6                514.8          986.8           191.7%
                                              中原證券              2017         72
      2017                            1,320.9           155.7
                13.4%       3.2%
                            2017       2016
                          12 31      12 31
                             260.1      265.0    -4.9   -1.8%
                             164.4      155.6     8.8   5.7%
                             161.3      117.9    43.4   36.8%
                             713.7      605.2   108.5   17.9%
                              21.4       21.5    -0.1   -0.5%
                           1,320.9    1,165.2   155.7   13.4%
73   中原證券      2017
2017                          29,209.3                            371.5
1.3%         2017                               7,526.5
27.4%                                                          434.4
                                          7,284.9              2016              29.9%
                                                                  12,560.2
2016          20.5%
   1,403.3            2016   42.5%
                                2017         2016
                              12 31        12 31
                                7,526.5    10,368.1            -2,841.6           -27.4%
                                 434.4               –          434.4
                                7,284.9      5,608.0           1,676.9            29.9%
                               12,560.2    10,420.5            2,139.7            20.5%
                                1,403.3      2,441.2           -1,037.9           -42.5%
                               29,209.3    28,837.8              371.5             1.3%
                                                    中原證券              2017
                        4.8%                               8.5%
                                       25.8%
     43.0%
                                                                              36.0%
                                          1.5%
                                                 36.1%
                                                                            0.0%
                                                                    19.4%
                               24.9%
                2017
                                                             2017
                                                           12 31             12 31
                                                                3,199.7            1,116.4     2,083.3   186.6%
                                                                9,360.5            9,304.1       56.4     0.6%
                                                            12,560.2           10,420.5        2,139.7   20.5%
                                                                     2,083.3                 186.6%
75           中原證券
    56.4             0.6%
           2017
         12 31           12 31
               422.5        472.1             -49.6          -10.5%
               609.1        732.2           -123.1           -16.8%
                10.4         28.7             -18.3          -63.8%
               361.4      1,208.2           -846.8           -70.1%
                 0.5            0.1             0.4          400.0%
           1,403.9        2,441.2          -1,037.4          -42.5%
49.6             10.5%
123.1
                                           846.8
                                中原證券              2017        76
       2017                           11,452.1                   2016         0.8%
                                              2017
                                            12 31              12 31
                                             3,923.7            3,923.7                0.0         0.0%
                                             5,846.1            5,734.1               78.9         1.4%
                                               400.0                  891.2     -491.2         -55.1%
                                             1,282.3                  964.7      317.6             32.9%
                                            11,452.1           11,546.8              -94.7         -0.8%
 5.
                               (i)   (ii)              (iii)                  (iv)           (v)
                 (vi)
                                              (i)              (ii)           (iii)
77    中原證券
   2017
             %                     %                 %
 706.3     22.1    942.5        30.0    -236.2    -25.1
 532.1     16.6    570.9        18.2     -38.8     -6.8
 447.2     14.0    132.3          4.2   314.9     238.0
  88.5      2.8    293.8          9.3   -205.3    -69.9
 259.9      8.1    192.3          6.1    67.6      35.2
 461.4     14.4    364.0        11.6     97.4      26.8
 267.3      8.3     97.7          3.1   169.6     173.6
 588.0     18.4    524.4        16.7     63.6      12.1
 -151.6    -4.7     25.1          0.8   -176.7
3,199.1   100.0   3,143.0      100.0     56.1       1.8
   2017
             %                     %                 %
 567.8     22.5    616.8        28.7     -49.0     -7.9
 230.8      9.2    349.7        16.3    -118.9    -34.0
 418.1     16.6    106.6          5.0   311.5     292.2
 120.7      4.8    166.6          7.8    -45.9    -27.6
  85.4      3.4     76.2          3.5      9.2     12.1
 486.4     19.3    314.1        14.6    172.3      54.9
 174.1      6.9     67.7          3.1   106.4     157.2
 440.1     17.5    460.4        21.4     -20.3     -4.4
   -4.4    -0.2      -7.6        -0.4      3.2
2,519.0   100.0   2,150.5      100.0    368.5      17.1
                            中原證券       2017
                          2017
                                    %                %                 %
                        138.4     20.3    325.8    33.4   -187.4    -57.5
                        301.3     44.3    221.3    22.7    80.0     36.2
                         29.1      4.3     25.7     2.6      3.4    13.2
                         -32.2    -4.7    127.1    13.0   -159.3   -125.3
                        174.5     25.7    116.1    11.9    58.4     50.3
                         -25.0    -3.7     49.9     5.1    -74.9   -150.1
                         93.3     13.7     30.0     3.1    63.3    211.0
                        147.9     21.7     64.0     6.6    83.9    131.1
                        -147.2   -21.6     32.7     3.4   -179.9
                            –       –   -18.0    -1.8    18.0    -100.0
                        680.1    100.0    974.6   100.0   -294.5    -30.2
  6
79    中原證券   2017
1
                                      4.93                                       1.22
       35.05%
(1)
(2)
2
                    [2016] 2868                 2016        12   22     A
                4      70,000
                                          266,981.17
                                                                                   0.69
             500                     5%
                                                                            證
      2017
                                                             中原證券             2017    80
                                     3.3          中原證券       51.357%
                         10.14                         4.06                               3.94
                  2,135.84
                                         20       中原證券       100%
                    12.06                          9.36                                 1.31
                8,048.35                                  1.31                   1.07
                                 5            中原證券        100%
      36.58                      11.14                                  3.08             0.9
                  3.01                           2.60
                  2016           35.99%                          2016      56%
                                                                        2016     2017
81   中原證券
           30                    23.26     中原證券        100%
                        29.44               27.13
  1.13             7,874.74                         1.13
7,606.47
                  2017                   3.3                  23.26
           3.5     中原證券     35%
4.67             3.58                                 4,463.39
1,814.75
                                         中原證券            2017     82
 1
                                        4   6   2   6
 (1)
    1         中原證券
    2         中原證券
    3         中原證券
    4         中原證券
    5         中原證券
    6         中原證券
83     中原證券
(2)
(3)
      2017   5   11
                                            5                          44,271
      2017   4   17
                                                                            2017   10    13
                                     13.8       8.95                            64.86%
       100%      2017   11   2                  8.95
                                                  2017      6     29
                                                       中原證券             2017
      2017      4    17
                                                         5
                                                               23.26
      2017      11    3
      2017      10    30
                                                                   60%
                                                             60%
                           2017    12   28
                                  60%               3,705.56
 2
85   中原證券
               29                      30                             1,171
    1,239                  1,677                                   16,760
     396,776           668,241
     12
                    2016
                           398,453                -1,677          396,776
                           651,481                16,760          668,241
                             1,200                   -29              1,171
                             1,269                   -30              1,239
                                   4                  2
                                   6                  6
                                   0                  0
                                   0                  0
3
                                                                  e
                                       中原證券            2017
                        2017
      3,113.28             1,129.95
87   中原證券    2017
    中原證券
+
               中原證券   2017   88
      2018
      1.
      2.
      3.
      4.
89   中原證券   2017
1
                           (1)
    (2)   (3)                    (4)
                中原證券           2017   90
 2
                             (1)
                                   (2)
                       (3)
91   中原證券   2017
3
4
    中原證券   2017   92
 5
93   中原證券        2017
      2017       12   31
                                                                      XV
(i)                                    XV       7   8
                                                                                      (ii)
       352                                                    (iii)
                                                                                              H
                                                                           (%)                (%)
             H                                      750,000            0.019                 0.060
                                                    539,754            0.014                 0.043
                           2017   12       31
                                                                           中原證券                  2017        94
           2017     12    31
                                                            XV    2       3
                                                                                  A
                                                                              H
                                                                   (%)                (%)
                                   A          822,983,847        20.975           30.781
                                   A          608,000,000        15.495           22.740
                                   A          608,000,000        15.495           22.740
                                   A          177,514,015         4.524            6.639
                                   H           80,000,000         2.039            6.400
      Citigroup                    H          121,687,574         3.101            9.735
                                               15,832,574         0.404            1.267
      ICBC International Asset     H          100,605,000         2.564            8.048
    Management Limited
                            2017   12    31
95   中原證券
      1   H
 H
25%       8.08   13.32
                          中原證券   2017   96
                       30%
97   中原證券   2017
A
         [2015]101
    [2012]85
    1                                                              20%
    1       1                  50%                         10%
                                                                        1
           [2012]85
                      (QFII)                                       QFII
                                           2009[47]              QFII
                                     10%                                     QFII
        [2014]81                                                                    A
                                                                            10%
                                             10%
                                                      中原證券                2017
      H
                                                     1980    9   10       2011    6   30
          2011    9       1                                               2011    7   19
          2011    9       1
                                     20.0%                                                       20.0%
                                                 [1993]045
                 [2011]348
                                             H                            10.0%
                                                             10.0%                         (i)
                                      H                                  10.0%
                                                                  (ii)                           H
                                                   10.0%         20.0%
                                                                         (iii)
                      H
                                                 20.0%
99   中原證券
                       2008   11   6                             H
                                                [2008]897                   H
                2008                               10.0%
     [2014]81                                                        H
 H              20%
                                            H
                                   H   12
42
                                                      中原證券       2017       100
                     18         19
  1              H
       2017      5    22                 2016               2017         A                2017    H
                                            証                                        H
                                                      H
       2017      9    5
                                  証
       2018      1   24                                       中原証券
                    [2018]144                                           3,923,734,700
                 3,798,731,800                             2018 2            H        6,188,000
                                        H                     0.495% 0.158%
       3.28                          3.02                    19,407,620
                     2018   2     12     2   13   2   14    2 15
101   中原證券
20%
      20%
            中原證券   2017   102
       2017      10   16            2017
                      10                          0.73
                                   214.76%
                                                             2017                               2017      12
       31                  3,923,734,700
                       0.35                                         137,330,714.50
                                   A                     H
       2017
            2017                              2017                                            2018    7   16
            H                          H
103   中原證券
       10
                                                             (%)
2017   1.08    423,763,347.60     441,982,592.67            95.88
2016   2.21    797,145,368.70     718,646,243.11           110.92
2015    4.2   1,353,968,574.00   1,405,500,406.97           96.33
                                   中原證券         2017
                        中原證券     A
                            證 2014 3 10
                        中原證券     A
                        中原證券     A
                        中原證券     A
                        中原證券     A
                        中原證券     A
105   中原證券   2017
           中原證券      A
           中原證券      A
           中原證券      A
           中原證券      A
           中原證券      A
           中原證券      A
           中原證券      A
           中原證券      A
           中原證券      A
           中原證券      A
中原證券              2014 3 10
             中原證券             2017   106
                        105.00
                        298.00
                                 30.00
107   中原證券   2017
  135                              105
(1)     2017   5    24              中原證券
                                         [2017]10
                   2017   8   11
(2)     2017   11    30
                                                          中原證券          2017   108
       (3)            2018   2    9                   中原證券
                                                                   [2018]1
       2015      5   26   Mao Yuan Capital Limited
                                                          H
                                 2016    3   23                  2015   H           2016   12   8
                                                  A
       http://www.hkexnews.hk           http://www.sse.com.cn
109   中原證券
2017   6    28
                                                                           1               1.17
                                 567,450,000
                 234,000,000               175,500,000
                          200,000,000               150,000,000
                                  14.49%      10.87%
                                                                               14A.06(9)   14A.07
                                                         2017   6   28
2017   8    3
                                                                                    10%
                                  20.975%
                                              46.429%    100%
                                 30%                                                   14A.13(3)
14A.13(1)                                                              14A.07(1)
                   14A
                          2017    8    3
                                                            中原證券               2017
                                       2017       7       6   2017   8     10
                           5,000                      24                   1                  12
                                                                20.975%
                                   46.43%                                               30%
       14A.13(3)                                                                   14A.07(4)
                                                                                              14A
                                                                                                         2017    9   25
                                2017   11     2
                                                  20.975%
                      46.43%                                                30%                                 14A.13(3)
                                                                          14A.07(4)
                                                                                  14A
                                                                                            2017    11    2
       2017      12   28
         60%                                              37,055,632.57
       20.98%                                                                                 14A.07(1)
                                                                                  10%
                                                          14A.16
                                                                     14A
                                                                                2017   12   28
                                                      A
                                                      A
111   中原證券
                          (A)
                                                                                                      1,048,448,650.00
                                     (B)                                                                964,857,650.00
           (A+B)                                                                                          964,857,650.00
中原證券
                                (%)                                                                                 8.43
                                                 (C)
                                70%
                   (D)
                         50%               (E)
2017
                           (C+D+E)
                                                                                         964,857,650.00
                                                       915,000,000.00   200,000,000.00
112
       2017      9   6
       2017      9   11
                                 2017   9   6   9   11
113   中原證券
1
    (1)
    (2)
    (3)
    (4)
    (5)
          中原證券   2017   114
  2
  (1)
  (2)
                       2017    9
                                   2              7   IPO
      (3)
                                             24         68
115         中原證券    2017
2017
       2017   11    1    8   17   10    25
               50
                    14
                                                      中原證券   2017   116
   (4)
             2017                                     4.7
                                        中原證券
             1,670
      (5)
                            221.02                 1,484
             2017      11
117         中原證券
3
         1.
    1.
               1.1 
         1.2
         1.3
    2.
         2.1
    3.
               3.1.
               3.2.
                      中原證券   2017     118
  4
       (1)
       (2)
       (3)
       (4)
       (5)
                               http://www.sse.com.cn   中原證
       券        2017
119   中原證券    2017
    26
A
         中原證券   2017   120
       (OASystem)
       A
       2017      5   22              2016            2017        A            2017   H
                                            A
       A                                        27
       2017      7   14
                          中原證券
       2017      8   22
121   中原證券
2017    10     31                                                         A
                                                                27        27
                 25.50   25.50
2017    11     30
 2017     12     13                                             A
   2018      1      12
                                 2017   5   22   7   14     9   15   10       31      2018   1
 15
                                                          中原證券             2017
123   中原證券   2017
                  2017 7 25    5.15%    150,000    2017 8 8          150,000   2020 7 26
                  2017 11 16   5.49%    100,000    2017 12 4         100,000   2020 11 17
    2017    6   9                 中原證券
                  [2017]586                        100
7   25     2017     11   16       15              5.15%         10             5.49%
                                                          中原證券             2017
                           1 4.
                        144,820   A   144,525   H   295
                        147,606   A   147,305   H   301
125   中原證券   2017
                           (%)
+49,000   1,249,794,000   31.85
           822,983,847    20.98   822,983,847
           608,000,000    15.50   608,000,000
           177,514,015     4.52   177,513,015       50,930,000
            75,046,245     1.91    75,046,245       37,500,000
            70,000,000     1.78    70,000,000
            48,824,693     1.24    48,824,693       24,412,346
            27,073,089     0.69    27,073,089
            24,000,000     0.61    24,000,000
            20,000,000     0.51    20,000,000
                                         中原證券            2017   126
                                     1,249,794,000   1,249,794,000
                                        6,390,093       6,390,093
                                        3,861,563       3,861,563
                                        3,855,347       3,855,347
                                        3,178,305       3,178,305
                                        2,811,300       2,811,300
                                        2,645,200       2,645,200
                                        2,638,400       2,638,400
                                        2,044,136       2,044,136
                            180         2,002,940       2,002,940
127   中原證券
1    822,983,847   2020 1 3    822,983,847   36
2    608,000,000   2018 1 3    608,000,000   12
3    177,513,015   2018 1 3    177,513,015   12
4     75,046,245   2018 1 3     75,046,245   12
5     70,000,000   2020 1 3     47,979,175   36
                   2018 1 3     22,020,825   12
6     48,824,693   2018 1 3     48,824,693   12
7     27,073,089   2018 1 3     27,073,089   12
8     24,000,000   2018 1 3     24,000,000   12
9     20,000,000   2018 1 3     20,000,000   12
10    17,749,930   2018 1 3     17,749,930   12
                              中原證券       2017   128
  1
                        1991   12    18
                                                                  (001896)
                        738,700,684                      64.20%
                        (000885)       278,907,035                    56.19%
                                    (600207)    407,835,649
                        47.26%
                                                       (002179)
                                                         (01216.HK)
                        (06196.HK)
  2
                                 20.975%
129   中原證券   2017
1
2
    20.975%
              中原證券   2017   130
                        2006 12 28     911200007178678241 2
                                 10%                          H
131   中原證券   2017
中原證券   2017   132
133
中原證券
2017
           55   2015 9 10    2018 9 10   1,289,754   1,289,754   196.00
                2017 9 11    2018 9 10
           45   2015 9 10    2017 9 6     762,000     762,000    271.08
           53   2015 10 12   2018 9 10
           51   2015 9 10    2018 9 10                             3.60
           54   2015 9 10    2018 9 10
           32   2015 9 10    2018 9 10                             3.60
           48   2015 9 10    2018 9 10
           67   2015 9 10    2018 9 10                            25.00
           42   2015 9 10    2018 9 10                            25.00
           61   2015 9 10    2018 9 10                            25.00
           49   2015 12 7    2018 9 10                            25.00
           51   2015 9 10    2018 9 10                           150.67
           44   2015 9 10    2018 2 26
           54   2015 9 10    2017 12 27
           51   2016 10 13   2018 9 10
           54   2015 9 10    2018 9 10           12.00
           57   2016 5 9     2018 9 10           12.00
           48   2015 9 10    2018 9 10           82.02
           45   2015 9 10    2017 6 16           35.39
           49   2017 6 16    2018 9 10           87.18
           33   2018 1 12    2018 9 10           41.40
           54   2015 9 10    2018 9 10          133.12
           48   2015 9 10    2018 9 10          134.60
                2015 9 10    2018 1 30
           47   2016 9 3     2018 9 10          132.08
                2015 9 10    2018 1 19
                2014 7 25    2017 7 25
           47   2016 9 3     2018 9 10          132.08
                2015 12 29   2018 9 10
           45   2015 9 10    2018 9 10          211.69
中原證券
           48   2018 1 30    2018 9 10
           53   2015 12 29   2018 1 19           86.18
                2018 1 19    2018 9 10
           49   2015 9 10    2018 1 12           74.61
                2018 1 19    2018 9 10
2017
                                               1,899.30
134
                 2008   10     2012   8                 2012    8                    2014   11
                                          2017    9
                                                                    2014   4
                               2014   1          2013
                                                         2015
                 1964
                  6     2015    9
135   中原證券
1966
                   2014       9
1963
       2012   8
1985
                  2015    9
                              中原證券   2017   136
                                      2014     11
                 1950                                  1982    9       1995    1
                                                        1995       2    2000       10
                        2000   11   2012   1
                                                2014    6
                                                        2015       3
137   中原證券
1968                         2001    8     2003     12
     2004   1                                                     1990       8    1995       7
                                                2009     8        2015       8
                                                                   600010
 12
1966
                 2002   11   2013    3                          2013     3       2015    9
                 2015   9
1974                                           中原證券
                                                                        2015     9      2018      2
26                                  2018   2   26
1967
     2016   10
                                                             中原證券                2017
                 1963                                               (MBA)
                                                                                                            (IFC)
                                                 (IFC)
                        (CICC)                                               2015    9
                                                         2016   5
                 1970                                 中原證券
                                   2002    11         2003      8                                             2003   8
                 2005   3                                           2005    3       2008   12
                        2008     12       2017    8                                             2015    9
                 1969                                 中原證券
                                                                            2002    11     2013    12
                                                           2013     12       2017    3
                                      2015        3
139   中原證券
1984                                                                           2010         3
2014   1                                                       2014    12    2018       1
                                            2018    1
1963
                             2007    8      2015    9                       2015    9
1969
                             2002     11     2009       9
                      2009   9       2012   8
           2012   8      2018    1                                          2012    8
                                                            中原證券          2017
                 2004   1    2018   1
                                        2016   9
                                         2002      11   2015   12
                                                                           2015    12
                             2016   9
                                                                    2004   5      2012   8
                 2012   8
141   中原證券
1969
 1991       7        2004          10
10     2017
                                                          2017     11
2018    1
1964
11     2015         12
                                                   2015    12         2018     1
     2018       1
1968
                                                      2002       11        2013      3
                2013       3        2015   3
2015    3           2017       8                                2015       9       2018    1
                      2015         8    2018   1                                           2018    1
                                                                中原證券                  2017
                        2010   6
                        2008   4
                        2013   6
                        2011   1
                        2010   7    2017   12
                        2013   12   2017   12
                        2010   10
143   中原證券   2017
    2015 1
    2015 12
    2014 3
    2010 5
    2013 6
    2014 1
    2014 8
    2010 11
    2017 4
    2004 1
    2008 3
    2016 4
    2012 9
    2015 3
    2016 3     2018 3
    2013 11
    2017 8
    2017 10
    2018 3
中原證券      2017      144
                                   2016   10   13
                                                    2016   7
                        1,899.30
145   中原證券   2017
中原證券   2017   146
                        2,456
                        2,770
                        1,766
                        2,770
                        1,874
                        2,770
147   中原證券   2017
CFA   CIIA
                         32.15
                          437.05
             中原證券   2017       148
149   中原證券   2017
1
2
3
    中原證券   2017   150
       4
       5
       6
       7
       8
       9
       10
       11
       12
       13               30%
       14
       15
       16
151   中原證券   2017
    17
    18
1
                 11              2017   9   6
                                 10         1
         4
                                            3.13
                      中原證券   2017
  2
       1
       2
       3
       4
       5
       6
       7
       8
       9
       10
153   中原證券   2017
11
12
13
14
15
16
17
18
19
     7   8   12
                  中原證券   2017   154
  3
       2017          9   6
                                                            2017   9   11
                                                    A.2.1
                                              (i)
                                       (ii)
         9       6       2017    9     11
155   中原證券
1
         9       2017   2   15
                                   2017   6   16
                                          2017     12   27
             8
         2
2
    1.
    2.
    3.
    4.
    5.
                        中原證券          2017
       6.
       7.
       8.
       9.
       10.
       2016                 2017 5 22    http://www.sse.com.cn/   2017 5 22
                                         http://www.hkexnews.hk
       2017      A          2017 5 22    http://www.sse.com.cn/   2017 5 22
                                         http://www.hkexnews.hk
       2017      H          2017 5 22    http://www.sse.com.cn/   2017 5 22
                                         http://www.hkexnews.hk
       2017                 2017 10 16   http://www.sse.com.cn/   2017 10 16
                                         http://www.hkexnews.hk
157   中原證券       2017
                                      4                     1                             1   A
H
1   中原證券                      2016               2017       5   22
                             2016                         2016
                        2016
    2017                                      2016
                                                                           H
            A                                                              A
                             20                       A                                                      <
    A                                                            >
                                                            A
                                          A                                                              A
2   中原證券                      2017         A                    2017   5     22
                                      H                                               A
                                      A
                    A                                           <                   A
                                  >
                         A                                                                                           A
                                                            A
                                                                               中原證券              2017
   3       中原證券                  2017         H                2017    5   22
                                         H                                          A
                                         A
                      A                                        <                   A
                                     >
                          A                                                                      A
                                                           A
      4    中原證券                  2017                      2017       10   16
             2017                                     <            >
                                             18       18       16              0        0
                                             14       14       12              0        0
                                             18       18       16              0        0
                                             18       18       16              0        0
                                             18       18       16              0        0
                                             18       18       16              0        0
                                             18       18       16              0        0
                                             18       18       16              0        0
                                             18       18       16              0        0
                                             18       18       16              0        0
                                             18       18       16              0        0
159       中原證券
                    2017   9    6
1   中原證券                                    2017   1    14
               <     >
2   中原證券                                    2017   2    20
                                H
3   中原證券                                    2017   2    27
               13          15       02
                                                 中原證券        2017
       4         中原證券                                                  2017      3    18
                                            36                                           <中原證券
                            >
       5         中原證券                                                       2017      3    30
                      2016                                   2016
                            2016                                    2016   12   31
                                                  2016
                                         2017
                                                      2016
                                           2016                          2016
                                    2017                                             2016
                       A                                 H
       6         中原證券                                                       2017     4     6
                                                  A                                                             A
                                                                     A                                               <
                                A                                                         >
                                                                                          A
                                                                           A
                                     A
                                           中原證券
                                                中原證券
161   中原證券
7    中原證券                                             2017    4     17
8    中原證券                                             2017    4     27
    2017                                          中原證券
9    中原證券                                             2017    5     11
10   中原證券                                              2017    6    7
11   中原證券                                             2017    7     12
12   中原證券                                              2017    8    2
13   中原證券                                             2017    8     24
                  中原證券               2017                                  2017     6   30
                  2017                         2017                                 <            >
                2017
                           <中原證券                                                >
                中原證券               2017
                                                             中原證券           2017
       14        中原證券                                         2017        8       22
       15        中原證券                                          2017           9        11
                                                                                           <中原證券
                                 >
       16        中原證券                                          2017           9        25
                                                          8.5%
       17        中原證券                                             2017            10    30
                                                                                                        60%
                                               中原證券               <                         >   <
                            >     <                       >   <                                     >   <
                                           >
       18        中原證券                                             2017            10    31
                                       A
                      <                A                                  >                         <         A
                                                                                  >                     <     A
                                                                  >
163   中原證券
1   2017   6
2   2017   10   2017
3   2017   11
4   2017   12
                              中原證券   2017   164
  1
  2
  3
165   中原證券   2017
4
1
           中原證券              2016    中原證券
                 中原證券
2
                            中原證券
    2016
                                        中原證券           2017
  3
       (1)       2017   3   31                 2017                     中原
                 證券                                 中原證券
       (2)       2017   9   6
  4
                        2          2016   12   31
       2016
167   中原證券
(1)   2017     3    29                               2017                               中原證券
             2016                              中原證券                 2016                               中原
      證券                              2017                                 中原證券
             2017                                   中原證券
                         中原證券               2016                              中原證券
(2)   2017     8    24                               2017                                           中原證券
                         2017                                   2017     6   30
                             中原證券
                                    8           8           6          0            0
                                    8           7           6          1            0
                                    8           7           6          1            0
                                    8           8           6          0            0
                                    8           8           6          0            0
                                                                       中原證券              2017
                        8   6   6       2   0   3
                        8   8   6       0   0   4
                        8   8   6       0   0   4
                        3   2   2       1   0   0
                        5   5   4       0   0   1
169   中原證券   2017
1   2017    3   30                                           中原證券
                                 中原證券     2016                           中原證券
                     2016   12    31              中原證券
                      中原證券
    中原證券                     2016       中原證券
                             中原證券
           證                    2016                             中原證券
    2016
2   2017    4   6                                                 中原證券
3   2017    4   27                                           中原證券
4   2017    7   12                                            中原證券
5   2017    8   2                                            中原證券
                                                       中原證券              2017
       6         2017    8    24                                          中原證券
                    2017                       2017   6   30
                             中原證券   2017                    中原證券
                  2017                                          中原證券
                  2017                                                               證
       7         2017    9    25                               中原證券
       8         2017    10    30                                 中原證券
                                                                      60%
171   中原證券
2014   3   10
                中原證券   2017   172
                                                     中原證券
                                                           中原證券
                               中原證券
                                          中原證券
173   中原證券
中原證券   2017   174
       1.
175   中原證券   2017
2.
           2017
3.
                   3,069
     400
                                   中原證券          2017   176
       4.
                        3,744   6
       5.
       6.
177   中原證券   2017
9                        49
    3          2
    2017
                                中原證券        2017        178
                                               2017   1   3   A
                        77         10%   10%
                             10%
179   中原證券   2017
       10%
                       3%
                                   3.29                2017   12   31
2017   7   25
                3.28
                            2017   7    24
                                       中原證券        2017
                                                                2016   11
       3     2017   9   28     2017   2   23   2017   12   15
181   中原證券
              E.1.2
2017
       2016
                      中原證券   2017   182
                        2017
                               A.5.6
183   中原證券   2017
                                                                           (%)
中原證券
  2013          13         122299    2014/4/23    2019/4/23       15.00   6.20
中原證券
  2016          16   01    135418    2016/4/21    2019/4/22       25.00   4.20
中原證券
  2016          16   02    145085    2016/10/25   2018/10/26      15.00   3.30
中原證券
  2017          17   01    145644    2017/7/25    2020/7/26       15.00   5.15
中原證券
  2017          17   02    145663    2017/11/16   2020/11/17      10.00   5.49
           13   16        01        16     02                     17      01     17      02
                                                               中原證券           2017        184
  1                               13                   (1)                                               A
           B   D     F                                                         (2)
                                                                                   16   01    16        02
            17       01   17
      2     13            3+2                   2017    4    23
                                 2017
                                 2         6.20%
                                           13                     2019   4    23
                                                                               9
                                                   010-66538666
185       中原證券
16        01    16        02
                                                  198     1107
                                028-86158285
17        01    17        02
                                                  198     1107
                                028-86158285
13
16   01    16   02   17    01   17    02
                                               中原證券          2017   186
                    2018    6   30   13           16    01    16    02
                                             17    01    17    02
         13
    13
                           AAA
         959.94                      12.04
                                                                         2017    12   31
                                                                                797,622.93
                  (%)                                                                 47.14
                   (%)                                                                 7.46
                                                                                       0.84
                                                                                       0.72
187   中原證券
1
      13   16   01   16   02   17   01   17     02
2
(1)
                                              中原證券   2017   188
   (2)
   (3)
           16       01   16      02   17   01    17   02          中
          原證券
                                      中原證券         2016   中原證
          券
189      中原證券         2017
                  H
2017    6    20                                      10
16      01        16       02
                   2017       6   21
       17
                       中原證券
                                                   13
                                   2018   6   30
                                                                 中原證券
 2013                  2017                        中原證券
     2017
                                                    中原證券           2017        190
            2017   11          2017                         20%
                                      2017   11   30
                   中原證券
       1                                                          中原證券
       2
       3
191   中原證券
 中原證券              2016                                 中原證券
                    2018   6    30
                                                                               中原證券
 2016                          2017                                                  中原證券
       2016                          2017                                     中原證券
 2016                          2017                                          中原證券
2016
 2017    11           2017                                             20%
                                      2017   11   30
         中原證券                                 16   01     16        02      17          01     17
 02
                                                            中原證券                 2017
                                                           (i)
                 (ii)                                            (iii)
                                          中原證券
                                                     (i)
                               (ii)
                                  (iii)
                        (iv)
193   中原證券      2017
                        2017             2016                   (%)
               1,525,677,451.31 1,825,759,606.44              -16.44
                            1.83            1.98               -7.85
                            1.83            1.98               -7.85
         (%)             64.98             61.53               5.61
EBITDA                      7.55           10.59              -28.71
                            1.88            2.24              -16.21
                          -6.13            -3.42
EBITDA                      1.97            2.33              -15.30
         (%)                100             100
         (%)                100             100
                                                   中原證券            2017   194
                                        483    56
                                    H
    1        H                            20%
                     2017   12     28
195   中原證券
...........................................................   202
 ..........................................................   210
 ..........................................................   212
 ..........................................................   214
 ..........................................................   216
 ..........................................................   218
                                       中原證券      2017       196
197   中原證券   2017
    4              6                    2
1
    1   中原證券                                             2016        2017
                       1000 13 2 4            [2016]264       10 14        2 27
    2   中原證券                                             2017 8 1    2017
                       168 1205-1206          [2017]162                    9 18
    3   中原證券                                             2017        2017
                              5               [2017]162       8 1          9 29
                       20 2007
    4   中原證券                                             2017        2017
                                  1600 1 14   [2017]140       6 30         11 14
                                                  中原證券              2017       198
  2
       1         中原證券                               9                    2016       2017
                                                                 [2016]264    10 14       2 27
       2         中原證券                                                    2016       2017
                                                                 [2016]264    10 14       2 27
       3         中原證券                                                    2016       2017
                                          955 201 202            [2016]264    10 14       4 14
       4         中原證券                                    3               2017       2017
                                                                 [2017]162    8 1         11 23
       5         中原證券                                                    2017       2017
                                                         5       [2017]162    8 1         11 23
                                              109-110 1-2
       6         中原證券                                                    2017       2017
                                                   41            [2017]162    8 1         12 6
                                          1    301
  3
       1         中原證券股份有限公司   中原證券股份有限公司                          2017 5 25
                   平頂山分公司           平頂山分公司
       2         中原證券               中原證券                                      2017 12 29
199   中原證券
4
    1   中原證券股份有限公司     中原證券股份有限公司                           2017 1 13
          武漢中北路證券營業部     武漢珞獅路證券營業部
                                                          7 12 13 14
    2   中原證券                 中原證券                                       2017 4 14
                                                          20   2
    3   中原證券                 中原證券                                       2017 6 22
    4   中原證券                 中原證券                                       2017 7 18
    5   中原證券                 中原證券                                       2017 7 24
                                                          191 B 3802 3803
                                                          3804 3805
    6   中原證券                 中原證券                          306          2017 8 18
                                                               中原證券          2017       200
       1         2017   5    19
                                         [2017]80
       2         2017   12    26
                                                          [2017]262
       3         2018   1    11
                                           [2018]7
       4         2018   1    19
                                                             [2018]11
       1         2017   2    21                                       證
                                                         [2017]36
       2         2017   6    27
                                                                           [2017] 196
       3         2017   7    11
                                                                           [2017] 207
       4         2017   11    21                                      證
                                                             [2017]240
                                  2017               A   A
201   中原證券
    證
   證                 210   348
         中原證券   2017 
203      中原證券   2017
         23 
              2017   12   31
370.12
                                  中原證券   2017   204
      2017   12    31
                     6,417.63
             64.66
205     中原證券
2017   12   31
               2,948.47
       79.89
                           中原證券   2017   206
207   中原證券   2017
   中原證券   2017   208 
           2018     3   29
209      中原證券
2017
                    2017
    5          1,141,509               1,502,656
    6          1,269,523               1,148,422
    7            408,345                 404,486
                   2,819,377               3,055,564
    8            373,117                  74,756
                   3,192,494               3,130,320
       9            (221,011)               (243,037)
       10           (808,506)               (830,115)
       11           (716,544)               (711,286)
       12            (71,225)                (66,292)
       13           (625,773)               (326,773)
       14            (75,892)                 27,005
                  (2,518,951)          (2,150,498)
                     673,543                979,822
                       6,566                  12,708
                     680,109                 992,530
       15           (158,946)               (227,842)
                     521,163                764,688
                               –            (17,963)
                     521,163                746,725
       42.5              (27,530)             (1,288)
       42.5                6,025                (426)
       42.5              (26,110)              7,882
                         (47,615)             6,168
                         (57,758)            27,281
                    (105,373)                33,449
                     415,790                780,174
              中原證券              2017
  2017
                                             2017
                                              441,983        718,646
                                               79,180         28,079
                                              521,163        746,725
                                              441,983        727,807
                                                    –        (9,161)
                                              441,983        718,646
                                              356,469        746,211
                                               59,321         33,963
                                              415,790        780,174
                                              356,469        755,372
                                                    –        (9,161)
                                              356,469        746,211
                                 16                 0.11        0.23
                                 16   0.11
                                                       –      (0.01)
                                                    0.11           0.22
           218      348
211      中原證券         2017
2017   12   31
                              2017
                            12 31             12 31
                 18          238,207           242,085
                 19           21,876            22,953
                 20           21,362            21,466
                 21          164,390           155,559
                 22          492,860           370,422
                 24           30,270            21,225
                 25        2,182,786           506,539
                 26          674,084           403,989
                 27        1,103,609           676,704
                 28          445,500            24,750
                 29          161,342           117,929
                 30          260,826           490,078
                           5,797,112          3,053,699
                 31          683,477            583,955
                 28          826,370            495,384
                 32           83,591                  –
                 33        6,352,971          6,119,265
                 25          765,684          2,076,799
                 26          827,473            110,830
                 27        8,103,408          5,234,992
                 34           40,000                  –
                 35           59,938                  –
                 36        6,120,946          7,522,277
                 37        2,350,216          3,096,957
                 38        5,845,016          7,720,677
                 39        2,792,078          4,369,739
                         34,851,168      37,330,875
                 40          13,188               –
                         34,864,356      37,330,875
                         40,661,468      40,384,574
                 41        3,923,735          3,923,735
                 42        5,846,099          5,767,198
                             400,018            891,184
                         10,169,852      10,582,117
                           1,282,267           964,653
                         11,452,119      11,546,770
                      中原證券         2017
  2017    12     31
                                                2017
                                              12 31         12 31
                                        43    6,496,635     5,494,299
                                        44            –       55,327
                                        29       10,360        28,707
                                              6,506,995     5,578,333
                                        45      937,931     1,107,744
                                        46      361,418     1,208,177
                                        47       93,179        96,475
                                        44    2,184,703       661,119
                                        43    1,500,000     3,399,755
                                        48    1,363,870       410,000
                                        49    7,284,879     5,607,979
                                        50    1,015,000       400,000
                                        35          471
                                        51      434,400             –
                                        52    7,526,503    10,368,090
                                             22,702,354    23,259,471
                                             29,209,349    28,837,804
                                             40,661,468    40,384,574
           218      348
                      2018   3   29
213      中原證券
                       41           42           42           42
2017 1 1          3,923,735 3,838,270         697,014      599,109      564,871        30,987      3,871    33,076     891,184 10,582,117     964,653 11,546,770
                            –           –           –           –           –           –        –         –   441,983    441,983      79,180       521,163
                            –           –           –           –           –     (57,790)        –   (27,724)         –   (85,514)     (19,859) (105,373)
                            –           –           –           –           –     (57,790)        –   (27,724) 441,983      356,469      59,321       415,790
             17             –           –           –           –           –           –        –         – (761,205) (761,205)               – (761,205)
                            –           –           –           –           –           –        –         –         –         –     (22,776)     (22,776)
                            –           –    62,309              –           –           –        –         –   (62,309)         –             –         –
                            –           –           –    68,096              –           –        –         –   (68,096)         –             –         –
                            –           –           –           –    41,539              –        –         –   (41,539)         –             –         –
                            –   (24,159)             –           –           –           –        –         –         –   (24,159) 281,226          257,067
                            –           –           –           –           –           –   16,630          –         –    16,630           (157)    16,473
2017 12 31        3,923,735 3,814,111         759,323      667,205      606,410        (26,803)   20,501     5,352     400,018 10,169,852 1,282,267 11,452,119
                                                                                                             中原證券                        2017
  2017
                          41         42            42            42
  2016 1 1           3,223,735 1,864,928       604,797       531,483       503,393       30,703        –    5,795 1,396,747 8,161,581      714,873 8,876,454
                             –        –            –            –            –           –       –        – 718,646 718,646          28,079 746,725
                             –        –            –            –            –         284        –   27,281         –   27,565        5,884    33,449
                               –         –            –            –            –      284        –   27,281    718,646    746,211     33,963    780,174
                      700,000 1,969,812                 –            –            –        –       –        –        – 2,669,812           – 2,669,812
               17           –        –                –            –            –        –       –        – (999,358) (999,358)           – (999,358)
                               –         –         –            –            –           –       –        –         –         –   (15,838)   (15,838)
                               –         –    92,217             –            –           –       –        –   (92,217)         –         –         –
                               –         –         –       67,626             –           –       –        –   (67,626)         –         –         –
                               –         –         –            –       61,478            –       –        –   (61,478)         –         –         –
                               –         –            –            –            –        –       –        –         –         –   236,446    236,446
                               –         –            –            –            –        –       –        –         –         –    (4,804)    (4,804)
                               –   3,530               –            –            –        –       –        –    (3,530)         –         –         –
                               –         –            –            –            –        –   3,871         –         –     3,871        13       3,884
  2016 12 31         3,923,735 3,838,270       697,014       599,109       564,871       30,987    3,871    33,076    891,184 10,582,117    964,653 11,546,770
           218      348
215      中原證券
2017
             2017
              680,109            992,530
               71,225             66,292
               75,892            (27,005)
                  373
                1,291              3,443
              (98,411)            (7,369)
             (142,958)           (58,855)
                  233            (40,981)
              (58,807)                 –
               (6,566)           (12,708)
               28,413             58,323
              343,994            495,991
               35,786             11,162
               87,056             74,216
            1,017,630           1,555,474
             (283,873)       2,035,132
            1,308,141       (2,564,535)
           (1,091,261)           (376,912)
              (59,599)               (132)
           (3,304,639)            912,665
              229,252             (67,171)
            1,875,661           3,018,679
              680,716           1,471,824
             (760,032)           (270,043)
              (40,000)                  –
               42,001            (260,217)
           (2,841,587)      (4,499,161)
             (846,759)             50,541
            1,676,900             895,014
              615,000             400,000
              409,549            (185,506)
             (224,002)           (327,566)
                    –            (15,298)
           (1,596,902)          1,772,788
       中原證券          2017
  2017
                                       2017
                                         142,958        58,855
                                             609         2,842
                                         (88,889)      (92,276)
                                      (6,315,562)   (2,007,743)
                                       5,980,779     1,942,867
                                         (83,591)            –
                                               –      (14,616)
                                            (233)       43,878
                                         171,532             –
                                        (297,734)     (121,142)
                                               –         (401)
                                       (490,131)     (187,736)
                                        (783,981)   (1,015,196)
      A                                        –    2,669,812
                                         257,067       236,446
                                       2,497,560        10,270
                                      (1,543,690)   (2,457,230)
                                      (3,400,000)   (2,650,000)
                                       2,500,000     4,002,976
                                       1,468,257       664,628
                                        (550,575)     (544,640)
                                        444,638       917,066
                                      (1,642,395)   2,502,118
                                      4,643,229     2,144,554
                                          (1,291)       (3,443)
                                 53   2,999,543     4,643,229
                                      2,999,543     4,643,229
                                 53   2,999,543     4,643,229
           218      348
217      中原證券         2017
1
     證
                  2002    11    8                     2002   11   8
                                                             Z30574000
               10             2017    12    31                                   3,923.74
           2014     6    25                                                                        H
                                               598,119,000
                                    2,631.62
    2015   8   3                                     H                             592,119,000
           1                                                 3,223.74
           2016     12    30                                                          A
                        700,000,000
               3,923.74
                        2018    3    29
                                                                        中原證券            2017   218
  2
  2.1
         (1)
         (2)
         (3)
                                                  (2014-2016
  (1)
  (2)
219     中原證券
2
2.1
(3)
             (2014-2016
                             12
2.2 2017
      (1)       28                                                  2018 1 1
                                  (2014-2016
      (2)            9                                              2018 1 1
      (3)            9                                              2019 1 1
      (4)            15                                             2018 1 1
      (5)                   22                                      2018 1 1
      (6)       40                                                  2018 1 1
      (7)                                                           2019 1 1
                                  (2015-2017
      (8)            16                                             2019 1 1
      (9)                   23                                      2019 1 1
      (10)           10
                  28                                      1 1
                                               中原證券         2017
  2
  2.2 2017
  (1)
                   (2014-2016
  (2)
                   2018   1      1
221     中原證券
2
2.2 2017
(2)
                                                                (1)
                                         12                     (2)
      (3)
                                         2018    1   1
(3)
      2017   10
                                      中原證券           2017         222
  2
  2.2 2017
  (4)
                                                       11        18
                                   2018   1   1
  (5)
  (6)
           2016    12   8
223     中原證券
2
2.2 2017
(7)
      (2015-2017
                                  (2015-2017
                                         3
                             12
(8)
                                               16
                                                                 2017   12   31
                   55                               143.03
                                                      中原證券           2017        224
  2
  2.2 2017
  (9)
          2017     6                                23        12
  (10)                         10
                                     10
  3
  3.1
  3.1.1
                       1   1    12   31
  3.1.2
225     中原證券       2017
3
3.1
3.1.3
        (a)   (b)
                    (c)
              (d)
                          中原證券   2017   226
  3
  3.1
  3.1.4
  3.1.5
227     中原證券   2017
3
3.1
3.1.5
3.1.6
    中原證券   2017   228
  3
  3.1
  3.1.7
  3.1.8
  3.1.9
          (1)
                                (1)
                   (2)                (3)
229     中原證券         2017
3
3.1
3.1.9
        (1)
        (2)
              (a)
                    中原證券   2017   230
  3
  3.1
  3.1.9
          (2)
                   (a)
                   (b)
231     中原證券         2017
3
3.1
3.1.9
        (2)
              (c)
              (d)
                    (i)                      (ii)
                          (iii)
                                  中原證券      2017   232
  3
  3.1
  3.1.9
          (2)
                   (d)
                         (i)             (ii)
                                 (iii)
233     中原證券
3
3.1
3.1.9
        (2)
              (e)
        (3)
                         中原證券   2017   234
  3
  3.1
  3.1.9
          (4)
          (5)
          (6)
235     中原證券   2017
3
3.1
3.1.9
        (7)
              (a)
                    (i)
                    (ii)
                    (iii)
                    (iv)
                            中原證券   2017   236
  3
  3.1
  3.1.9
          (7)
                   (a)
                         (v)
                         (vi)
                         (vii)
237     中原證券
3
3.1
3.1.9
        (7)
              (a)
                    中原證券   2017   238
  3
  3.1
  3.1.9
          (7)
                   (b)
                                (a)
                                      50%   50%)
239     中原證券         2017
3
3.1
3.1.9
         (8)
               (i)
               (ii)
3.1.10
                      中原證券   2017   240
  3
  3.1
  3.1.11
  3.1.12
241     中原證券   2017
3
3.1
3.1.12
         20~40              5%   2.38%~4.75%
             8              5%           11.88%
          5-15              5%   6.33%~19.00%
                                  3.1.17)
3.1.13
         20~40              5%   2.38%~4.75%
                 中原證券         2017
  3
  3.1
  3.1.13
  3.1.14
  3.1.15
           (1)
           (2)
                   3.1.17)
243     中原證券
3
3.1
3.1.16
3.1.17
3.1.18
         3
             中原證券   2017   244
  3
  3.1
  3.1.18
  3.1.19
              (a)          (b)   37
245     中原證券    2017
3
3.1
3.1.20
         (1)
               (a)
               (b)
               (c)
               (d)
         (2)
         (3)
                     中原證券   2017   246
  3
  3.1
  3.1.21
  3.1.22
           (a)
           (b)
247     中原證券   2017
3
3.1
3.1.23
3.1.24
3.1.25
3.1.26
         中原證券   2017   248
  3
  3.1
  3.1.27
  3.2
  3.2.1
249       中原證券   2017
3
3.2
3.2.1
3.2.2
3.2.3
3.2.4
    中原證券   2017   250
  3
  3.2
  3.2.5
  3.2.6
           (i)              (ii)   (iii)
251       中原證券   2017
4
4.1
             25%
                                16.5%
4.2
                                                    [2016]36
      2016    5     1                                 6%
             2016       5   1           5%
                                         中原證券     2017     252
  4
  4.3
               2016   5   1                        5%
                      [2004]203
         (i)
         (ii)
         (iii)                                 A    B
                              B
                      [2006]172
  4.4                                    7%   3%
  4.5
253     中原證券
5
          2017
           700,626              898,242
           108,173               68,897
           105,870               79,287
               88,579           209,154
               88,001           123,506
               35,724           120,635
               14,536             2,935
         1,141,509             1,502,656
6
          2017
           483,192              295,872
           439,562              495,274
           261,070              314,685
               85,609            42,320
                  90
         1,269,523             1,148,422
    中原證券            2017
  7
                              2017        2016
                                98,411       7,369
                               142,958      58,855
                              (267,486)    (88,781)
                               314,723     373,364
                                (3,242)    (18,902)
                                  (233)     40,981
                                58,807           –
                                78,683      17,988
                                 6,306      27,078
                               (20,582)    (13,466)
                               408,345     404,486
  8
                              2017        2016
                 (1)
                                21,613      25,408
                                 3,527       3,378
                               313,499      26,345
                                34,478      19,625
                               373,117      74,756
       (1)
255   中原證券         2017
9
           2017
            211,970              215,442
                 3,946            13,213
                 3,708            12,165
                 1,387             2,217
            221,011              243,037
10
           2017
            343,994              495,991
            315,953              205,939
                48,432            12,313
                35,786            11,162
                34,162            45,214
                28,413            58,323
                 1,766             1,173
            808,506              830,115
11
           2017
            479,462              434,777
            111,838              168,838
                90,813            76,712
                19,042            18,371
                15,389            12,588
            716,544              711,286
     中原證券            2017
  11
  11.1
         2017
                                           –    426            107      833    1,366
                         (2)
                                           –    313             76    1,317    1,706
                                        210         –            –       –     210
                                        210         –            –       –     210
                                        210         –            –       –     210
                                          –        –            –       –       –
                                         31         –            –       –      31
                                          –        –            –       –       –
                                          –        –            –       –       –
                                        210         –            –       –     210
                                         31         –            –       –      31
                                          –     327             86     688     1,101
                   (3)
                                          –       –             –    266       266
             (4)
                                          –     117             20      20       157
                                          –     189             34     333       556
                                          –     234             34     345       613
                                        100        –             –      –      100
                                          –       –             –      –        –
                   (6)
                                          –       –             –      –        –
                   (7)
                                        100        –             –      –      100
                                          –       –             –      –        –
                                       1,102    1,606           357    3,802    6,867
257    中原證券
11
11.1
                       –    426               60          –
             (2)
                       –    432               57          –
                    210         –              –         –
                    210         –              –         –
                     70         –              –         –
                     15         –              –         –
                     31         –              –         –
                     15         –              –         –
                     15         –              –         –
                    210         –              –         –
                     31         –              –         –
                      –     333               41          –
       (3)
                      –     583               10      1,351           1,944
                      –     284               19          –
                      –     240               18          –
                    101        –               –         –
                      –       –               –         –              –
       (5)
                     42        –               –         –
       (6)
                     10        –               –         –
       (7)
                     59        –               –         –
       (8)
                      –       –               –         –              –
                     11        –               –         –
                   1,030    2,298            205       1,351           4,884
                                            中原證券            2017
  11
  11.1
         (1)       2017    9 11
         (2)               2017   9  6
         (3)               2017   6  16
         (4)             2017 6    16
         (5)               2016   1 7
         (6)               2017   12 28
         (7)               2016   5 9
         (8)               2016   7 20
         (9)      2017
         (10)     2016
         (11)               2017
  11.2
           2017
                                                 2017
                                                    2,872           2,679
                                                        142
                                                   12,165          14,930
                                                   15,179          17,680
259    中原證券
11
11.2
                                     2017
       2,000,001   2,500,000                  3                     –
       2,500,001   3,000,000                  1
       3,000,001   3,500,000                   –
       3,500,001   4,000,000                   –
       8,000,001   8,500,000                  1
                                              5
12
                                     2017
                                          33,692             32,557
                                          24,022             20,777
                                          12,551             12,063
                                            960
                                          71,225             66,292
                               中原證券             2017
  13
                                         2017       2016
                                           62,393     52,185
                                           22,069     21,410
                                           21,212     20,034
                                           20,223     17,333
                                           17,764      7,257
                                           16,542      7,038
                                           15,909     57,418
                                           12,124      7,202
                                           10,100     17,387
                                            8,802      9,258
                                            8,625      9,081
                                            8,233      7,399
                                            7,949      6,590
                                            5,929      5,345
                                            5,420      4,543
                                              284        270
                                          309,506     26,440
                  (1)
                                           12,250          –
                                           60,439     50,583
                                          625,773    326,773
        (1)             2017    12 31                  12.25
                               55.3(a)
  14
                                         2017       2016
                                           50,167      4,097
                                            9,318      2,328
                                            8,296     10,537
                                            7,044    (45,083)
                                            1,067      1,116
                                           75,892    (27,005)
261    中原證券
15
                               2017
                                190,964                155,318
                                    15,150               3,336
                                    (47,309)            70,318
                                       141              (1,130)
                                158,946                227,842
                               25%
                               2017
                                680,109                992,530
       25%                      170,027                248,133
                                     (5,429)            (2,549)
             (1)
                                    (17,725)           (22,699)
                   (2)
                                     8,627               3,529
                                     3,446               1,428
                                158,946                227,842
     (1)
     (2)
                         中原證券              2017
  16
  16.1
                             2017
                              441,983        727,807
                                       –      (9,161)
                              441,983        718,646
                             3,923,735      3,240,995
                                    0.11           0.22
                                    0.11           0.23
                                       –       (0.01)
  16.2
            2017    2016
263      中原證券     2017
17
     (i)
     (ii)                          10%   5%
     (iii)                         11%
     (iv)                          10%
     (v)
                  2016                   2017      5    22
             2017        12   31                                    474,771,899                  0.12
                  2017                                  2017   10   16
                                     2017     12   31                                     286,432,633
           0.07
                                                                         (i)
                  (ii)
                                                                               中原證券             2017       264
  18
    2017      1    1               176,670    27,725     319,453     4,051    527,899
                                             –    1,768      25,498     3,491     30,757
                                 19       219           –          –       –       219
                                             –    (3,470)    (14,939)       –    (18,409)
                                             –       (92)        (87)       –       (179)
    2017      12       31          176,889    25,931     329,925     7,542    540,287
    2017      1    1               (42,635)   (19,691)   (223,488)       –   (285,814)
                                        (4,574)    (1,884)    (27,132)       –    (33,590)
                                 19       (102)         –          –       –       (102)
                                             –    3,330      14,041         –    17,371
                                             –       21           34        –         55
    2017      12       31          (47,311)   (18,224)   (236,545)       –   (302,080)
    2017      12       31          129,578     7,707      93,380     7,542    238,207
265    中原證券
18
     2016    1    1                180,155    27,496     296,920       543        505,114
                                         –      271      41,425      3,508        45,204
                              19    (3,485)         –          –        –        (3,485)
                                         –      (131)    (18,945)        –       (19,076)
                                         –        89          53         –
     2016    12       31           176,670    27,725     319,453      4,051       527,899
     2016    1    1                (38,857)   (17,589)   (212,572)        –      (269,018)
                                    (4,640)    (2,216)    (25,701)        –       (32,557)
                              19      862           –          –        –
                                         –      124      14,803          –       14,927
                                         –       (10)        (18)        –           (28)
     2016    12       31           (42,635)   (19,691)   (223,488)        –      (285,814)
     2016    12       31           134,035     8,034      95,965      4,051       242,085
      2017
                                                           中原證券        2017
  19
                                          2017
                                          1   1      18        18                12    31
                                          39,708          –   (219)        –        39,489
                                         (16,755)         –   102       (960)    (17,613)
                                          22,953                                      21,876
                                          2016
                                          1   1      18        18                12    31
                                          36,223    3,485           –      –        39,708
                                         (14,998)    (862)          –   (895)    (16,755)
                                          21,225                                      22,953
  20
                             2007   10   12
             2016   2   16
267    中原證券
21
     2017   1    1        105,480    145,064          34,666            285,210
                                –    32,480             433             32,913
                                –       (550)              –              (550)
                                –        (17)            (45)               (62)
     2017   12       31   105,480    176,977          35,054            317,511
     2017   1    1         (7,252)    (88,744)        (33,655)          (129,651)
                           (2,637)    (21,273)           (112)           (24,022)
                                –       541                –
                                –         11               –
     2017   12       31    (9,889)   (109,465)        (33,767)          (153,121)
     2017   12       31    95,591     67,512           1,287            164,390
                                           中原證券              2017
  21
    2016      1    1               105,480    125,086    34,638     265,204
                                             –    20,337          –    20,337
                                             –      (376)         –       (376)
                                             –        17         28
    2016      12       31          105,480    145,064    34,666     285,210
    2016      1    1                (4,615)   (71,132)   (33,496)   (109,243)
                                        (2,637)   (17,981)      (159)    (20,777)
                                             –      376           –       376
                                             –        (7)         –         (7)
    2016      12       31           (7,252)   (88,744)   (33,655)   (129,651)
    2016      12       31           98,228     56,320     1,011     155,559
269    中原證券
22
                                     2017
                                   12 31              12 31
                                    370,422             91,864
                                    273,620            265,850
                                    (13,188)                 –
                                    (14,730)                 –
                                   (129,830)                 –
                                      6,566             12,708
                                    492,860            370,422
22.1
                   423,500                              19.98%
       (1)
                   200,000                              25.00%
             (1)
                   124,930                               3.93%
                   100,000                              40.00%
                   100,000                              40.00%
                             中原證券          2017
  22
  22.2
                                     2017         2016
                                    12   31      12    31
                                         6,566        12,708
                                         6,566        12,708
  23
  23.1
                  2017    12   31
271    中原證券    2017
23
23.1
                                  2017      2016
                                 12 31     12 31
                    330,000       51.36%    51.36%
                   2,000,000     100.00%    64.86%
             (1)
                    500,000      100.00%   100.00%
                   3,000,000     100.00%   100.00%
             (2)
                    350,000       35.00%    35.00%
             (3)
       (4)
                     30,355       11.37%    12.78%
                     30,010      100.00%   100.00%
                      中原證券              2017     272
  23
  23.1
                                                                          2017       2016
                                                                         12 31      12 31
                                                            500,000       50.00%     32.43%
                   (4)
                                                            110,000       11.45%     11.45%
                   (4)
                                                            100,000       9.10%      9.10%
                   (4)
                                                            100,000       16.10%     0.00%
                   (4)
         (1)      2017 6                                         1,380
                      2017    11                    895                     2,000
         (2)      2017                      1,996         2017   12 31
                      500           3,000                        330                          2,326
         (3)
                         51%
         (4)
273    中原證券
23
23.1
       2017    12    31         11
    2016    12    31    8
                                                2017
                                           12     31              12   31
                                            370,108               1,509,443
                                                    10                 1,230
                                            370,118               1,510,673
                                            361,726               1,504,472
                                                 1,099
                                            362,825               1,505,289
       2017
                                           2017
                                                (42,924)               6,199
                                                (35,385)               5,165
                                     中原證券              2017
  24
                            2017
                           12    31      12    31
                   24.1)        28,545        19,205
                                 1,725         2,020
                                30,270        21,225
  24.1
                            2017
                           12    31      12    31
                                19,205        22,259
                                21,055         8,224
                            (11,738)      (11,204)
                                   23            (74)
                                28,545        19,205
275    中原證券   2017
25
                            2017
                       12     31              12    31
                        809,322                    60,000
                        427,909                          –
                        350,000                          –
           (1)
                        209,839                310,639
                        111,651                     2,044
                            93,765             131,430
     (1)
                            (46,779)           (55,655)
                      1,955,707                448,458
                        229,456                    60,458
                             (2,377)               (2,377)
                        227,079                    58,081
                      2,182,786                506,539
                        695,416                          –
                            50,448                       –
                      1,486,078                564,571
                            (49,156)           (58,032)
                      2,182,786                506,539
                 中原證券              2017
  25
                                                                                            2017
                                                                                           12    31                   12    31
                                                                                            198,304                               –
                                                                                            170,947                    252,241
                                                                                            165,000                               –
                                                                                            123,486                    140,870
                                  (1)
                                                                                                99,033                     79,960
                                                                                                39,650                     25,984
                                                                                                      –               158,000
                                                                                                      –               100,000
              (2)
                                                                                                      –              1,334,560
                           (1)
                                                                                            (30,736)                    (14,816)
                                                                                            765,684                   2,076,799
                                                                                            286,331                   1,501,915
                                                                                                86,945                     98,733
                                                                                            423,144                    490,967
                                                                                            (30,736)                    (14,816)
                                                                                            765,684                   2,076,799
        (1)         2017     12     31
                                                    70.45           2016    12    31       70.45
        (2)
                                                                           2015   9    1                   1,323.45
                                                   2017   12   31                                               2016       12    31
                                        1,323.45                           1,344.56
277    中原證券
25
     2017   12   31                                                    4.02
     2016   12   31   11.86
     2017   12   31
                                65.59
                       702.29   2016    12   31              69.31
26
                                                             2017
                                                        12     31           12   31
                                                         361,991             403,989
                                                         312,093                      –
                                                         674,084             403,989
                                                         674,084             403,989
                                                         674,084             403,989
                                                  中原證券           2017
  26
                                                    2017       2016
                                                   12   31    12    31
                                                    381,994        89,451
                                                    445,479        21,379
                                                    827,473    110,830
                                                    827,473    110,830
                                                    827,473    110,830
                         743.99   2016   12   31   493.44
279    中原證券   2017
27
             2017
           12 31              12 31
          1,107,400            678,400
             (3,791)            (1,696)
          1,103,609            676,704
            689,400            678,400
            418,000                  –
             (3,791)            (1,696)
          1,103,609            676,704
             2017
           12 31              12 31
          3,714,178           2,028,976
          4,401,887           3,211,450
            (12,657)             (5,434)
          8,103,408           5,234,992
          3,887,658           3,048,951
          3,125,406           1,039,399
            977,614             928,448
            125,387             223,628
            (12,657)             (5,434)
          8,103,408           5,234,992
     中原證券          2017
  27
                                              2017     12   31
                           3,069.18   2016   12   31             2,393.76
             2017     12   31                          10                   128.96
                                                                               2016    12   31
             121.10
  28
                                                                        2017
                                                                      12     31             12    31
                                                                        450,000                        –
                                                                                  –             25,000
                                                                            (4,500)                (250)
                                                                        445,500                  24,750
                                                                        2017
                                                                      12     31             12    31
                                                                        778,000                        –
                                                                            65,336           508,304
                                                                        (16,966)             (12,920)
                                                                        826,370              495,384
281    中原證券
28
                                          8.00%     13.50%
            2017                                                    9.00%     17.00%
29
29.1
       2016 1 1     44,000     157,049            16           –    8,270     209,335
                    (10,032)   (82,907)            –          –    1,549     (91,390)
                          –         –        (16)            –        –        (16)
       2016 12 31   33,968      74,142             –          –    9,819     117,929
                    11,725           9             –     23,084     6,074      40,892
                          –         –      2,657             –        –      2,657
                          –         –            –          –     (136)       (136)
       2017 12 31   45,693      74,151       2,657        23,084    15,757     161,342
                                                    中原證券          2017
  29
  29.2
         2016 1 1            (12,012)   (21,690)   (182)          (15,273)         (49,157)
                                   –   19,585     115               2,502         22,202
                              (1,803)         –      –                 –         (1,803)
                                   –         –      –               51
         2016 12 31          (13,815)    (2,105)    (67)          (12,720)         (28,707)
                                   –    (4,468)    11            10,733            6,276
                             12,071           –      –                 –        12,071
         2017 12 31           (1,744)    (6,573)    (56)           (1,987)         (10,360)
                                                           2017
                                                      12     31               12     31
                                                            89,222             160,178
                                                            47,168             (69,188)
                              42                            14,728                 (1,819)
                                                              (136)
                                                           150,982                 89,222
283    中原證券       2017
30
                2017
           12     31              12    31
                29,376                 37,544
                17,071                 23,385
                   407                       –
                 1,549
                37,211             117,018
                73,734             128,204
                31,450                 40,460
                31,629                 66,672
                38,399                 75,826
            260,826                490,078
31
                2017
           12     31              12    31
            449,077                397,345
            104,032                    46,923
            110,170                119,245
                52,033                 51,210
                (31,835)           (30,768)
            683,477                583,955
     中原證券              2017
  31
  31.1
                                                                       2017
                                                                     12    31              12    31
                                                                      304,633                  237,669
                                                                      134,307                  134,706
                                                                                –              16,115
                                                                          10,137                 8,855
                                                                      449,077                  397,345
  31.2
                                     2017      12   31                      2016     12   31
         1                            88,828                 (453)          42,510                   (502)
         1-3                          15,204             (3,120)             4,413              (2,924)
                                     104,032             (3,573)            46,923              (3,426)
  32
             2017   12   31                              1                           83.59
                                                                 10%            2018      12    21
285    中原證券
33
                                               2017
                                          12     31                12   31
                                          5,992,480                5,953,677
                                           425,148                  180,078
                                          6,417,628                6,133,755
                                               (64,657)              (14,490)
                                          6,352,971                6,119,265
     2017   12   31                                       18,554.28
     2016   12   31   15,383.06
     2017   12   31               69.25                             57.89
                         53.25    44.51
34
     2017   12   31                                                 7%
     2016   12   31
                                    中原證券                2017
  35
                    2017   12   31   2016   12     31
                                       2017       12    31                    2016          12   31
                                       22,084                     –          49,596                         –
                                       15,067                     –              219                        –
                                            886                (471)              186                   (132)
                                      557,138                59,938                    –                    –
                                                             59,467                                     (132)
  36
                                                                         2017
                                                                       12    31                  12     31
                                                                       4,873,472                 5,739,835
                                                                        588,576                   863,728
                                                                        658,898                   822,911
                                                                                  –                  95,803
                                                                       6,120,946                 7,522,277
                                                                       5,529,079                 7,425,469
                                                                            25,601                           –
                                                                        566,266                       96,808
                                                                       6,120,946                 7,522,277
287    中原證券   2017
36
       2017   12   31                                3,743.93
     12 31              3,530.71
37
                                                  2017
                                                12 31                  12 31
                                               2,142,751               2,823,467
                                                 207,465                 273,490
                                               2,350,216               3,096,957
38
39
                                                  2017
                                                12 31                  12 31
                                                     545
                                               2,791,533               4,369,080
                                               2,792,078               4,369,739
      2017    12   31              0.45      2016     12   31               3.55
                                          中原證券              2017
  40
                         8.50%                       2017   12
    31                2017   9
  41
                                           2017         2016
                                         12   31       12   31
                                         2,673,706    2,673,706
             H                           1,250,029    1,250,029
                                         3,923,735    3,923,735
                                         2,673,706    2,673,706
             H                           1,250,029    1,250,029
                                         3,923,735    3,923,735
289    中原證券   2017
42
42.1
42.2
                                                                   10%
                                    50%
                             25%
42.3
          2007     12   18
       [2007]320              11%
          2007     12   18
       [2007]320                                      10%
42.4
                                           中原證券         2017         290
  42
  42.5
          2017    1    1               52,407     (13,815)   38,592
                                       (27,530)    6,025     (21,505)
                                        7,060      (1,765)    5,295
                                       (41,873)   10,468     (31,405)
          2017    12       31           (9,936)      913      (9,023)
          2016    1    1               44,420     (11,996)   32,424
                                        (1,288)      (426)    (1,714)
                                       10,895      (1,798)    9,097
                                        (1,620)      405      (1,215)
          2016    12       31          52,407     (13,815)   38,592
291    中原證券
43
                                               2017
                                            12   31                12       31
                                         1,496,635                 1,494,299
                                         5,000,000                 4,000,000
                                         6,496,635                 5,494,299
                                               2017
                                            12   31                12       31
                                         1,500,000                 3,399,755
     2017   7    25        15                     5.15%
     2017   11    16           10                     5.49%
                       6.20%            5
                                    中原證券                2017
  44
                               1,087.55                         909.09
                                                      (HIBOR)                  1.30%-1.45%
                                          1,286.75                            1,075.61
          1.60%-3.00%                                (HIBOR)
                                                                200.00                       4.79%-
    6.09%
  45
                                                                          2017
                                                                         12    31        12    31
                                     45.1)                                422,504            472,060
                                                                          218,265            354,923
                                                                          210,081            207,332
                                                                              53,233          45,790
                                                                              33,848          27,639
                                                                          937,931        1,107,744
293    中原證券         2017
45
45.1
       2017
    1    1                                          12    31
       399,815        479,462        (532,257)           347,020
                 –   111,838        (111,589)
                 –    90,813         (90,647)
    70,554         19,042         (16,216)               73,380
            1,691      15,389         (15,391)                1,689
       472,060        716,544        (766,100)           422,504
       2016
    1    1                                          12    31
       599,377        434,777        (634,339)           399,815
    39,988        168,838        (208,826)                     –
              68       76,712         (76,780)                     –
    68,435         18,371         (16,252)               70,554
            3,165      12,588         (14,062)                1,691
       711,033        711,286        (950,259)           472,060
                          中原證券               2017
  46
                                   3.2.6)
                                                              2017        2016
                                                            12 31       12 31
                                                              21,241     926,217
                                                             340,177     281,960
                                                             361,418    1,208,177
  47
                                                              2017        2016
                                                            12 31       12 31
                                                              80,673      80,722
                                                               6,786       8,247
                                                               4,441       4,899
                                                               1,279       2,607
                                                              93,179      96,475
  48
                                                              2017        2016
                                                            12 31       12 31
                                                            1,363,870    410,000
          2017    12   31                   4.20%   5.30%
295    中原證券
49
                2017
           12     31          12   31
          7,084,879           5,607,979
            200,000                     –
          7,284,879           5,607,979
          6,611,879           4,969,079
            473,000            638,900
            200,000                     –
          7,284,879           5,607,979
          3,721,057           2,088,850
          3,563,822           3,519,129
          7,284,879           5,607,979
     中原證券          2017
  49
                           2017        2016
                         12   31     12    31
                         1,877,967   1,836,036
                          856,901     414,316
                          523,954               –
                          438,851         88,077
                         3,697,673   2,338,429
                          953,307    1,375,806
                         2,212,279   1,979,440
                          414,164     259,889
                         3,579,750   3,615,135
                         7,277,423   5,953,564
297    中原證券   2017
50
           2017     12   31
               5.10%
                    2.95%     3.49% 2016    12     31          400                3.20%)
51
      2017     12   31
                                           434.4        2016    12   31
52
      2017     12   31                                                          701.19
     12   31             942.00
                                                                     中原證券            2017
  53
                                                                         2017
                                                                    12     31              12    31
                                                                            545
                                                                   2,791,533              4,369,080
                          37                                             207,465            273,490
                                                                   2,999,543              4,643,229
  53.1
          2016 12 31           (3,809,755)   (5,494,299)    (661,119)           (55,327) (10,020,500)
                                 946,130     (1,000,000)   (1,523,584)          55,327     (1,522,127)
                                     (245)       (2,336)            –               –         (2,581)
          2017 12 31           (2,863,870)   (6,496,635)   (2,184,703)               –   (11,545,208)
299    中原證券        2017
54
54.1
54.2
         2017      12   31                 2016      12   31
       3,579,750        3,563,822        3,615,135          3,519,129
          4,026                 –         11,881                   –
                              中原證券               2017
  55
  55.1
                                                         2017
                                                        12    31             12    31
                                                             62,659               32,615
  55.2
                                                         2017
                                                        12    31             12    31
         1                                                   60,440               53,646
         1    3                                              65,441               83,471
         3                                                   17,150               28,924
                                                         143,031              166,041
  55.3
         a)
                  12     31                     12.25
         b)       2016
                  1.08               2017   6
                                                                      2017    12     25
301    中原證券
55
55.3
       c)   2015     2016
                   2017   12   31                                    2.26
                            11.67
56
56.1
                                    2017   12   31
                                                                                   20.98%
                                                     5%                            15.50%
                                                                                        –
                                                                                        –
                                                                                        –
                                                                                        –
                                                          中原證券          2017
  56
  56.2
  56.2.1
                                                           2017        2016
                                                                  –
           2017   8
                                           500       10%
                      1,950          39%
  56.2.2
                                                           2017        2016
                                                              2,543           –
                                                                  –      2,642
303    中原證券
56
56.2
56.2.2
                                              2017
                                         12     31               12   31
                                          450,000                          –
                                                     –
56.2.3
                                         2017
                                               1,259                       –
                                              2017
                                         12     31               12   31
                                              40,000                       –
         2017   9       20
                    1        11%
                                   中原證券               2017
  56
  56.2
  56.2.4
                                     2017
                                        3,776           8,062
                                        1,158
                                        1,286           1,307
                                       2017
                                     12 31           12 31
                                        8,932          15,802
                                       26,437          86,336
                                       33,461         257,933
                                          721
                         915   200
305    中原證券   2017
56
56.2
56.2.5
               2017
                    12,926             7,627
56.2.6
         中原證券            2017
  57
        (a)
        (b)
        (c)
        (d)
        (e)
        (f)
        (g)
        (h)
307    中原證券   2017
                 700,724     109,353     55,050      88,404            –      82,064      80,273       28,797         (3,156)    1,141,509
                 700,724     109,353     55,050      88,404            –      82,064      80,273       28,797              –    1,144,665
                       –          –         –          –           –           –          –           –        (3,156)       (3,156)
                      69      25,150    452,179           –     281,063       40,286      61,622      409,154              –    1,269,523
                      69      25,150    452,179           –     281,063       40,286      61,622      409,154              –    1,269,523
                       –          –         –          –           –           –          –           –             –            –
                       –     (1,418)          –          –    180,046      129,325     119,091       135,020     (147,153)       414,911
                       –     (1,418)          –          –    180,046      129,325     119,091       135,020            –       562,064
                       –          –          –          –          –           –          –            –    (147,153)      (147,153)
                   5,474     314,121      24,892         100         252        8,222       6,343        14,999       (1,286)       373,117
                   5,474     314,121      24,892         100         252        8,222       6,343        14,999            –       374,403
                       –          –          –          –          –           –          –            –      (1,286)        (1,286)
                (567,831)   (418,085)   (230,819)   (120,742)   (486,409)     (85,357)   (174,056)     (440,074)       4,422     (2,518,951)
                 138,436      29,121    301,302      (32,238)     (25,048)    174,540      93,273      147,896      (147,173)      680,109
中原證券
                7,485,324   1,146,130   909,965     487,727     7,306,672    3,773,789   3,057,802   21,320,679    (4,826,620)   40,661,468
                7,248,824    639,803    924,813     491,983     7,284,144     429,963    2,126,433   10,130,858       (67,472)   29,209,349
2017
                  31,199       2,907       1,059        488        2,212        1,305       2,608       29,447              –      71,225
                  20,199       2,955          37        361        2,560        1,520       6,441       54,816              –      88,889
308
309
中原證券
                  935,047       82,581      79,653     291,830            –      98,475       12,621       8,783       (6,334)   1,502,656       106     1,502,762
2017
                  935,047       82,581      79,653     291,830            –      98,475       12,621       8,783            –   1,508,990       106     1,509,096
                        –           –          –          –           –           –           –          –      (6,334)      (6,334)        –       (6,334)
                       57       21,396     488,094           –     137,564       44,444       38,310     418,557            –   1,148,422       178     1,148,600
                       57       21,396     488,094           –     137,564       44,444       38,310     418,557            –   1,148,422       178     1,148,600
                        –           –          –          –           –           –           –          –           –           –        –            –
                         –       1,892           –          –     214,724       48,289      46,587       72,977     32,725    417,194          (682)    416,512
                         –       1,892           –          –     214,724       48,289      46,587       72,977          –   384,469          (682)    383,787
                         –           –          –          –           –           –          –           –    32,725     32,725             –     32,725
                     7,432       26,433       3,157       1,963       11,752        1,092         200       24,046     (1,319)    74,756           241      74,997
                     7,432       26,433       3,157       1,963       11,752        1,092         200       24,046          –    76,075           241      76,316
                         –           –          –          –           –           –          –           –    (1,319)    (1,319)            –     (1,319)
                  (616,780)    (106,558)   (349,690)   (166,733)    (314,091)     (76,177)    (67,724)    (460,363)     7,618 (2,150,498)      (17,806) (2,168,304)
                  325,756       25,744     221,214     127,060       49,949      116,123       29,994      64,000      32,690      992,530     (17,963)    974,567
                10,239,236    1,344,322    409,900      74,444     5,382,044    3,459,952    1,245,647 20,435,743 (2,206,714) 40,384,574             – 40,384,574
                10,032,549     888,675     413,728      96,023     5,371,077    1,541,234     770,863    9,838,675    (115,020) 28,837,804           – 28,837,804
                   32,171         2,088       1,187        259         2,087       1,555        1,069      25,876            –     66,292      1,586       67,878
                   21,029         4,622           –       354         2,975         521          727      62,048            –     92,276        372       92,648
58
58.1
               (i)   (ii)
       (iii)                           (iv)
                            中原證券   2017   310
  58
  58.1
311    中原證券   2017
58
58.1
       中原證券   2017   312
  58
  58.2
                    2017   12   31   2016   12   31
313    中原證券   2017
58
58.2
(1)
               2017
             12 31              12 31
              260,826             490,078
              648,634             532,745
            1,271,870             520,134
            6,352,971           6,119,265
                4,021              11,860
                    –            100,000
              238,421             320,149
               98,147             218,514
                    –            158,000
              515,000                   –
            1,007,626              60,000
            9,207,017           5,911,696
              743,985            493,440
               59,938                  –
            4,873,472           5,739,835
                    –             63,803
               83,591                   –
            2,350,216           3,096,957
            5,845,016           7,720,677
            2,791,533           4,369,080
          36,352,284       35,926,233
       中原證券          2017
  58
  58.2
  (2)
                              2017        2016
                            12 31       12 31
           AAA              1,913,041   1,367,187
           AA- AA+          2,624,029   3,464,819
                              107,341           –
                            1,320,278     907,829
                            5,964,689   5,739,835
315     中原證券     2017
58
58.2
(3)
               2017
             12 31                  12 31
              166,684                 27,462
               65,165                  5,146
               84,759                 22,316
               16,724                      –
              (10,099)               (21,788)
              156,549                  5,674
                  64,276             138,706
                  38,867              41,777
                  25,409              96,929
                  (21,268)            (8,980)
                  43,008             129,726
              449,077                397,345
              648,634                532,745
       中原證券              2017
  58
  58.2
  (4)
                            2017        12   31             2016      12   31
                           465,000                35.96%     44,775             8.40%
                           336,448                26.01%     82,450             15.46%
                           218,000                16.86%    136,280             25.55%
                           145,000                11.21%    119,400             22.39%
                            50,000                3.87%       1,000             0.19%
                             3,388                0.26%      74,599             13.99%
                            75,500                5.83%      74,800             14.02%
                          1,293,336           100.00%       533,304         100.00%
  (5)
                            2017        12   31             2016      12   31
                          1,293,336           100.00%       488,504             91.60%
                                   –                  –    19,800             3.71%
                                   –                  –    15,000             2.81%
                                   –                  –    10,000             1.88%
                          1,293,336           100.00%       533,304         100.00%
317     中原證券   2017
58
58.2
(6)
         2017      12   31                    2016     12   31
       1,109,336             85.77%          112,029             21.01%
    129,000              9.98%           209,100             39.21%
         55,000              4.25%           212,175             39.78%
       1,293,336         100.00%             533,304          100.00%
(7)
                                            2017
                                       12     31              12    31
                                             8,336                 6,199
                                            0.65%                  1.16%
                                 中原證券              2017
  58
  58.2
  (8)
                             2017
                           12    31      12    31
                                15,336        11,199
                                76,825              –
                                92,161        11,199
                             (66,029)         (7,949)
                                26,132         3,250
                           1,278,000      522,105
                           6,340,803     6,133,755
                           4,821,578     2,707,376
                          12,440,381     9,363,236
                             (36,542)      (26,840)
                          12,403,839     9,336,396
                          12,429,971     9,339,646
319     中原證券   2017
58
58.3
58.3.1
         中原證券   2017   320
  58
  58.3
  58.3.1
           2017 12 31
                                2,739,533        40,000         12,000            –            –         545     2,792,078
                                5,845,016             –             –           –            –           –    5,845,016
                                2,350,216             –             –           –            –           –    2,350,216
                                  638,406       318,131      2,295,931    1,154,140     1,015,705      698,633     6,120,946
                                4,570,799       369,310      3,163,299    1,103,609             –           –    9,207,017
                                        –            –             –           –            –     260,826       260,826
                                  108,900        69,300        648,170      445,500             –           –    1,271,870
                                        –            –             –           –            –     648,634       648,634
                                   12,282        37,109        504,431    1,431,752       523,954      438,942     2,948,470
                                  153,096             –       377,224      388,096             –     583,141     1,501,557
                                        –            –        83,591            –            –           –       83,591
                                   40,000             –             –           –            –           –       40,000
                                        –            –             –           –            –      59,938        59,938
                                1,369,679     1,260,781      3,722,511            –            –           –    6,352,971
                               17,827,927     2,094,631     10,807,157    4,523,097     1,539,659    2,690,659    39,483,130
                                   (78,760)    (685,110)      (600,000)            –           –           –   (1,363,870)
                                         –           –    (1,500,000)   (6,496,635)           –           –   (7,996,635)
                                         –           –             –            –           –        (471)         (471)
                                  (115,000)    (300,000)      (600,000)            –           –           –   (1,015,000)
                                (7,284,879)           –             –            –           –           –   (7,284,879)
                                (6,915,758)           –             –            –           –    (610,745)   (7,526,503)
                                         –           –             –            –           –    (434,400)     (434,400)
                                         –           –             –            –           –    (678,218)     (678,218)
                                         –    (121,625)    (2,063,078)            –           –           –   (2,184,703)
                                         –            –            –            –           –    (361,418)     (361,418)
                               (14,394,397)   (1,106,735)   (4,763,078)   (6,496,635)           –   (2,085,252) (28,846,097)
                                3,433,530       987,896      6,044,079    (1,973,538)   1,539,659      605,407    10,031,626
321    中原證券         2017
58
58.3
58.3.1
         2016 12 31
                       4,089,080       100,000       180,000             –            –         659      4,369,739
                       7,720,677             –            –            –            –           –     7,720,677
                       3,096,957             –            –            –            –           –     3,096,957
                       1,044,206       575,275     1,380,084     1,315,746     2,377,807      829,159      7,522,277
                       3,577,793       555,017     1,102,182       676,704             –           –     5,911,696
                               –            –            –            –            –     490,078        490,078
                           4,240        41,333       449,811        24,750             –           –       520,134
                               –            –            –            –            –     532,745        532,745
                          68,000       145,676       255,360       443,457             –   1,670,845      2,583,338
                               –            –      110,830       403,989             –            –      514,819
                         308,127       862,484     4,948,654             –            –            –    6,119,265
                      19,909,080     2,279,785     8,426,921     2,864,646     2,377,807    3,523,486     39,381,725
                          (10,000)            –     (400,000)            –           –           –    (410,000)
                                –   (1,400,000)   (1,999,755)   (5,494,299)           –           – (8,894,054)
                                –            –            –            –           –        (132)        (132)
                                –     (400,000)            –            –           –           –    (400,000)
                       (4,767,085)     (840,894)            –            –           –           – (5,607,979)
                       (9,507,813)            –            –            –           –    (860,277) (10,368,090)
                                –            –            –            –           –    (732,965)    (732,965)
                                –     (303,686)     (357,433)      (55,327)           –           –    (716,446)
                                –            –            –            –           –   (1,208,177)   (1,208,177)
                      (14,284,898)   (2,944,580)   (2,757,188)   (5,549,626)           –   (2,801,551) (28,337,843)
                       5,624,182      (664,795)    5,669,733     (2,684,980)   2,377,807      721,935     10,321,947
                                                                      中原證券                   2017
  58
  58.3
  58.3.1
                              2017         2016
             25                 15,514       16,570
             25                (15,514)     (16,570)
                              2017         2016
             25                      586
             25                   (586)        (714)
323    中原證券   2017
58
58.3
58.3.1 
            中原證券   2017   324
  58
  58.3
  58.3.2
                                              2017   12   31
           2016   12   31
                                    2017
                                   12   31           12   31
                                    911,601           460,778
325    中原證券
58
58.3
58.3.3
               10%
                           2017
         10%                188,999                127,963
         10%               (188,999)              (127,963)
         10%                    86,220             166,332
         10%                    (86,220)          (166,332)
                     中原證券              2017
  58
  58.4
           2017     12   31                                                    2,999.54
                                             2016    12   31              4,643.23
                                         6,120.95
            2016    12   31          7,522.28
             5,845.02                                          2,142.75
                                      2016      12   31
         7,720.68                                         2,823.47
327    中原證券
58
58.4
                    2017     12        31        2016    12    31
       2017 12 31
                                  –          79,152      696,527      625,934              –         –    1,401,613
                                  –                –           –   1,879,650     6,962,300          –    8,841,950
                                  –        7,301,310            –           –            –         –    7,301,310
                                  –         115,073      307,629      615,258              –         –    1,037,960
                           610,745          6,915,758            –           –            –         –    7,526,503
                           434,400                  –           –           –            –         –     434,400
                                  –                –    121,838     2,091,513             –         –    2,213,351
                                  –                –     21,241             –     340,177           –     361,418
                                  –                –           –           –            –   678,218      678,218
                       1,045,145        14,411,293       1,147,235    5,212,355     7,302,477    678,218    29,796,723
                              471                   –           –           –            –         –         471
                                                                               中原證券             2017
  58
  58.4
          2016 12 31
                                    –      10,066             –    448,132             –         –     458,198
                                    –            –   1,409,873    2,035,178    6,047,060          –    9,492,111
                                    –    4,774,106     849,697             –           –         –    5,623,803
                                    –     402,034             –           –           –         –     402,034
                              860,277     9,507,813            –           –           –         –   10,368,090
                                    –            –    304,555      361,934       58,982           –     725,471
                                    –      25,399       56,735      844,083      281,960           –    1,208,177
                                    –            –           –           –           –   732,965      732,965
                              860,277    14,719,418    2,620,860    3,689,327    6,388,002    732,965    29,010,849
                                 132              –           –           –           –         –         132
329    中原證券        2017
58
58.5 
                      2016
          2016   10   1
                             100%
                             8%
                              100%
                              100%
                                     中原證券   2017   330
  59
  59.1
  59.2
331    中原證券   2017
59
59.2
                        2017   12   31   2016    12    31
       2017   12   31
                                            275,799          360,428           22,671             658,898
                                          1,238,762         3,634,710                –          4,873,472
                                                22,310       566,266                 –           588,576
                                                86,945         6,449           70,493             163,887
                                            363,693          643,933                 –          1,007,626
                                                 4,021       147,276                 –           151,297
                                                      –     119,104           98,147             217,251
                                                      –     427,909                 –           427,909
                                                      –     238,421                 –           238,421
                                                      –            –        515,000             515,000
                                                      –     424,144         1,077,413           1,501,557
                                                      –            –         59,938              59,938
                                          1,991,530         6,568,640        1,843,662      10,403,832
                                                  (471)             –               –              (471)
                                                      –            –       (361,418)           (361,418)
                                                  (471)             –       (361,418)           (361,889)
                                                                  中原證券                2017
  59
  59.2
          2016    12   31
                                     341,913      384,174       96,824        822,911
                                   1,702,187    4,037,648            –     5,739,835
                                     863,728            –           –       863,728
                                           –      95,803            –        95,803
                                      98,733       29,769      123,739        252,241
                                           –      60,000            –        60,000
                                      13,825       14,182            –        28,007
                                           –      92,097      180,203        272,300
                                           –     100,000            –       100,000
                                           –     320,149            –       320,149
                                           –           –     158,000        158,000
                                           –   1,334,560            –     1,334,560
                                           –           –     514,819       514,819
                                   3,020,386    6,468,382    1,073,585     10,562,353
                                        (132)           –            –         (132)
                                           –           –   (1,208,177)   (1,208,177)
                                        (132)           –   (1,208,177)   (1,208,309)
          2017         2016
333    中原證券
59
59.2
(a)
(b)
       中原證券   2017   334
  59
  59.2
  (c)
           2017    12   31
         (1)
         (2)
         (3)
         (4)
335     中原證券
59
59.2
(d)
                  2017      2016
       2017   1    1                                  96,824
                                                      10,009
                                                     (84,162)
       2017   12       31                             22,671
                                                           –
       2016   1    1                                   8,676
                                                     120,680
                                                     (32,532)
       2016   12       31                             96,824
                                                           –
                                                      42,773
                                   中原證券   2017
  59
  59.2
  (d)
         2017      1    1               461,942
                                        574,525
                                        (352,827)
         2017      12       31          683,640
                                         34,327
         2016      1    1               530,743
                                        391,497
                                        (460,298)
         2016      12       31          461,942
                                           1,151
                                         25,730
337     中原證券
59
59.2
(d)
       2017   1    1                           514,819
                                              1,107,292
                                              (544,698)
       2017   12       31                     1,077,413
                                                54,629
                                                22,883
       2016   1    1                                  –
                                               514,819
       2016   12       31                      514,819
                                                17,988
                                                27,078
                            中原證券   2017
  59
  59.2
  (d)
         2017      1    1                       –
                                          59,938
         2017      12       31            59,938
                                                –
                                                –
         2017      1    1               1,208,177
                                          30,000
                                        (877,019)
         2017      12       31           361,418
                                          (20,652)
                                          (20,652)
339     中原證券
59
59.2
(d)
       2016   1    1                          1,144,170
                                                33,600
                                                42,103
                                                (11,696)
       2016   12       31                     1,208,177
                                                (13,466)
                                                (13,466)
                            中原證券   2017
  59
  59.2
  (d) 
341     中原證券   2017
59
59.2
(d) 
             中原證券      2017   342
  60
          2017      12     31
  61
                                                          3.2.6)   2017
                                        79.75         2016            63.45   1.29
                  2016                 55.79
          2017      12     31
                  21,690                2016    12   31            10,968
343    中原證券
61
                                                    2017
                                               12     31            12    31
                                              1,014,723              769,455
                                                475,870              885,106
                                                    43,187               31,480
                                              1,533,780             1,686,041
     2017        2016
                                               2017
                                                     1,286               55,793
                                                    79,745               63,452
                                                    81,031           119,245
     2017   12   31     2016   12   31
                                         中原證券            2017
  62
  62.1 H
                   2018      2           H              6,188,000                  H
                  0.495%     0.158%                         19,407,620
  62.2                   A
                   2018      1     12
                                   A
  62.3
                                        2017      11   30                   2018   2   9
  62.4
                             2017       3    29             2017
          0.35                                                137,330,715
345    中原證券
63
                  2017
                12 31              12 31
                 218,107             221,077
                  32,168              33,547
                 160,020             151,913
     23        3,976,369           1,983,424
                  24,056              17,843
               1,361,835             336,999
                 130,884             105,281
                  95,317             153,315
               7,953,793             676,704
             13,952,549            3,680,103
                 560,182             471,175
     23                –            221,472
               5,722,069           5,873,865
                 331,729           1,641,983
               1,103,609           4,892,466
                  40,000                   –
               5,435,181           5,633,992
               2,114,166           2,861,280
               5,242,931           7,374,122
               1,432,091           3,532,247
     40           13,188                   –
             21,995,146       32,502,602
             35,947,695       36,182,705
               3,923,735           3,923,735
     a         5,870,331           5,740,540
     a           271,988             767,341
             10,066,054       10,431,616
          中原證券          2017
  63
                                     2017         2016
                                   12 31        12 31
                                   6,496,635    5,494,299
                                       1,277       17,076
                                   6,497,912    5,511,375
                                     830,809    1,051,728
                                     434,400            –
                                      46,583       80,816
                                   1,015,000      400,000
                                   7,284,879    5,313,079
                                   1,500,000    3,399,756
                                   1,363,870      410,000
                                         471
                                   6,907,717    9,584,203
                                  19,383,729   20,239,714
                                  25,881,641   25,751,089
                                  35,947,695   36,182,705
                  2018   3   29
347    中原證券   2017
63
      (a)
     2016   1    1              1,402,524             1,635,666
                                  364,175               221,321
                                 (999,358)                    –
     2016   12       31              767,341          1,856,987
     2017   1    1                767,341             1,856,987
                                  265,852               149,541
                                 (761,205)                    –
     2017   12       31              271,988          2,006,528
                          中原證券             2017

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