Stock Code: 000570, 200570 Stock Name: Changchai, Changchai-B Announcement No. 2021-053
CHANGCHAI COMPANY, LIMITEDINTERIM REPORT 2021 (SUMMARY)Part I Important NotesThis Summary is based on the full text of the Interim Report of Changchai Company, Limited (together with itsconsolidated subsidiaries, the “Company”, except where the context otherwise requires). In order for a fullunderstanding of the Company’s operating results, financial condition and future development plans, investorsshould carefully read the aforesaid full text, which has been disclosed together with this Summary on the mediadesignated by the China Securities Regulatory Commission (the “CSRC”).Independent auditor’s modified opinion:
□ Applicable √ Not applicable
Board-approved interim cash and/or stock dividend plan for ordinary shareholders:
□ Applicable √ Not applicable
The Company has no interim dividend plan, either in the form of cash or stock.Board-approved interim cash and/or stock dividend plan for preference shareholders:
□ Applicable √ Not applicable
This Report and its summary have been prepared in both Chinese and English. Should there be any discrepanciesor misunderstandings between the two versions, the Chinese versions shall prevail.Part II Key Corporate Information
1. Stock Profile
| Stock name | Changchai, Changchai-B | Stock code | 000570, 200570 | |
| Stock exchange | Shenzhen Stock Exchange | |||
| Contact information | Board Secretary | Securities Representative | ||
| Name | He Jianjiang | |||
| Office address | 123 Huaide Middle Road, Changzhou, Jiangsu, China | |||
| Tel. | （86）519-68683155 | |||
| E-mail address | cchjj@changchai.com | |||
2. Key Financial Information
Indicate by tick mark whether there is any retrospectively restated datum in the table below.
□ Yes √ No
| H1 2021 | H1 2020 | Change (%) | |
| Operating revenue (RMB) | 1,497,170,455.80 | 1,167,455,782.30 | 28.24% |
| Net profit attributable to the listed company’s shareholders (RMB) | 129,189,065.60 | 27,690,311.06 | 366.55% |
| Net profit attributable to the listed company’s shareholders before exceptional gains and losses (RMB) | 27,160,414.58 | 20,672,139.96 | 31.39% |
| Net cash generated from/used in operating activities (RMB) | -92,554,120.06 | -20,354,729.25 | - |
| Basic earnings per share (RMB/share) | 0.2301 | 0.0493 | 366.73% |
| Diluted earnings per share (RMB/share) | 0.2301 | 0.0493 | 366.73% |
| Weighted average return on equity (%) | 5.51% | 1.32% | 4.19% |
| 30 June 2021 | 31 December 2020 | Change (%) | |
| Total assets (RMB) | 4,991,614,977.27 | 3,952,954,464.45 | 26.28% |
| Equity attributable to the listed company’s shareholders (RMB) | 3,129,838,126.40 | 2,273,349,347.02 | 37.68% |
3. Shareholders and Their Holdings as at the end of the Reporting Period
Unit: share
| Number of ordinary shareholders | 52,417 | Number of preference shareholders with resumed voting rights (if any) | 0 | ||||||
| Top 10 shareholders | |||||||||
| Name of shareholder | Nature of shareholder | Shareholding percentage | Number of shares | Restricted shares | Shares in pledge or frozen | ||||
| Status | Shares | ||||||||
| Changzhou Investment Group Co., Ltd | State-owned legal person | 30.43% | 170,845,236 | ||||||
| KGI Asia Limited | Foreign legal person | 0.55% | 3,111,695 | ||||||
| Chen Jian | Domestic natural person | 0.37% | 2,069,000 | ||||||
| China Construction Bank | Other | 0.29% | 1,601,347 | ||||||
| Corporation-First State Cinda New Energy Industry Stock Type Securities Investment Fund | ||||||
| Li Suinan | Domestic natural person | 0.28% | 1,548,100 | |||
| Huang Guoliang | Domestic natural person | 0.27% | 1,528,891 | |||
| Industrial and Commercial Bank of China－Hua An Anxin Consumption Service Stock Type Securities Investment Fund | Other | 0.26% | 1,450,493 | |||
| Chen Xiaojing | Domestic natural person | 0.26% | 1,433,000 | |||
| Xue Hong | Domestic natural person | 0.23% | 1,277,300 | |||
| Tao Xiaofang | Domestic natural person | 0.22% | 1,220,000 | |||
| Related or acting-in-concert parties among the shareholders above | It is unknown whether there is among the top 10 public shareholders and the top 10 unrestricted public shareholders any related parties or acting-in-concert parties as defined in the Administrative Measures for Information Regarding Shareholding Alteration. | |||||
| Shareholders involved in securities margin trading (if any) | Shareholders Chen Jian and Chen Xiaojing held 150,000 and 1,211,800 shares respectively in the Company through their margin accounts. | |||||
4. Change of the Controlling Shareholder and the De Facto Controller in the Reporting PeriodChange of the controlling shareholder in the Reporting Period:
□ Applicable √ Not applicable
The controlling shareholder remained the same in the Reporting Period.Change of the de facto controller in the Reporting Period:
□ Applicable √ Not applicable
The de facto controller remained the same in the Reporting Period.
5. Number of Preference Shareholders and Shareholdings of Top 10 of Them
□ Applicable √ Not applicable
No preference shareholders in the Reporting Period.
6. Corporate Bonds
Does the Company have any corporate bonds publicly offered on the stock exchange, which were outstandingbefore the date of this Report’s approval or were due but could not be redeemed in full?No.
Part III Significant Events
1. Non-public offering of shares
On 9 April 2020, the 24th meeting of the 8th board of directors of the Company discussed and approved theNon-public Offering Plan of the Company for 2020. The Company intended to make non-public issuance ofdomestic common shares listed in RMB to specific objects, and this matter was approved by the controllingshareholder Changzhou Investment Group Co., Ltd. and was reviewed and adopted in the meeting of shareholdersof 2019. On 18 September 2020, the temporary meeting of the board of directors of the Company discussed andapproved the relevant revision matters concerning non-public issuance of shares, the Company supplemented andimproved the foresaid plan according to the relevant revision matters, and prepared the Non-public Offering Planof the Company for 2020 (Revision Version), which was discussed and approved in the second temporary meetingof shareholders in 2020.On 17 December 2020, the Company received the Reply concerning the Approval of the Non-public Offering ofShares of Changchai Company, Limited (ZJXK [2020] No. 3374) from the China Securities RegulatoryCommission, which approved the non-public offering of up to 168,412,297 shares of the Company. Thenon-public offering was completed in the Reporting Period. The Company's offered 144,318,181 RMB ordinaryshares (A shares) in a non-public manner. The issuing price was RMB4.40 per share, total amount raised wasRMB634,999,936.40, and the net amount raised was RMB622,499,996.40. The net amount raised arrived at thespecial account for funds raised in non-public offering of the Company on 15 June 2021. After the capitalverification by Gongzheng Tianye Accounting Firm (Special General Partnership), the Capital Verification Reportof the Funds Raised by the Non-public Issuance of Changchai Co., Ltd. (S.G.W [2021] B062) was issued. Thenew shares issued in a non-public manner were listed on the Shenzhen Stock Exchange on 5 July 2021. For details,please refer to the Report on Non-public Offering by Changchai Company, Limited and Listing Bulletin disclosed
by the Company on www.cninfo.com.cn on 1 July 2021.