tock code ：000413,200413 Abbreviation：Dongxu Optoelectronic, Dongxu B Announcement No.：2020-026
Tunghsu Optoelectronic Technology Co., Ltd.
The Frist Quarterly Report 2020
I. Important NoticeThe Board of Directors ,Supervisory Committee, all directors, supervisors and senior executives of the Companyhereby guarantees that there are no misstatement, misleading representation or important omissions in this reportand shall assume joint and several liability for the authenticity, accuracy and completeness of the contents hereof.All of the directors presented the board meeting at which this Quarterly Report was examined.Mr. Gu Xuan, Person in charge of the Company, Mr. Wang Qing, Person in charge of accounting works, Mr. WangQing, Chief of the accounting organ (chief of accounting ) hereby confirm the authenticity and completeness ofthe financial report enclosed in this report.
II. Basic information about the companyI.Main financial data and financial indexIndicate by tick mark whether the Company needs to retroactively restate any of its accounting data.
□Yes √No
| This period | Same period of last year | Changes of this period-end over same period-end of last year(%) | |
| Operating revenue（Yuan） | 1,030,628,692.95 | 3,816,412,812.51 | -72.99% |
| Net assets attributable to the shareholders of the listed company（Yuan） | -332,074,298.57 | 431,060,886.41 | -177.04% |
| Net profit after deducting of non-recurring gain/loss attributable to the shareholders of listed company（Yuan） | -354,123,553.35 | 396,063,134.95 | -189.41% |
| Net cash generated from /used in operating activities（Yuan） | 159,026,281.37 | 638,683,628.95 | -75.10% |
| Basic earning per share(Yuan/Share) | -0.06 | 0.08 | -175.00% |
| Diluted gains per share(Yuan/Share) | -0.06 | 0.08 | -175.00% |
| Weighted average return on equity（%） | -1.08% | 1.32% | -2.40% |
| End of this period | End of last period | Changes of this period-end over same period-end of last year(%) | |
| Gross assets（Yuan） | 70,212,669,842.89 | 69,628,320,928.19 | 0.84% |
| Net assets attributable to the shareholders of the listed company（Yuan） | 30,684,717,024.74 | 31,020,123,473.81 | -1.08% |
Items and amount of non-current gains and losses
√ Applicable □ Not applicable
In RMB
| Items | Amount (Year-beginning to the end of the report period.) | Notes |
| Govemment subsidy recognized in current gain and loss(excluding those closely related to the Company’s business and granted under the state’s policies) | 34,798,415.75 | |
| Other non-operating income and expenditure beside for the above | -3,134,773.94 |
| items | ||
| Less: Influenced amount of income tax | 5,998,980.39 | |
| Amount of influence of minority interests（After tax） | 3,615,406.64 | |
| Total | 22,049,254.78 | -- |
For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 oninformation disclosure for Companies Offering their Securities to the Public-Non-recurring Gains and Losses andits non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosurefor Companies offering their securities to the public-non-recurring Gains and losses which have been defined asrecurring gains and losses, it is necessary to explain the reason.
□ Applicable√ Not applicable
None of Non-recurring gain /loss items recognized as recurring gain /loss/items as defined by the informationdisclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period.
II.Total Shareholders and Shares Held by Top Ten Shareholders at the End of the Reporting Period
1. About Total Common Shareholders, Total Preference Shareholders with the Voting Power Recoveredand the Shares Held by Top Ten Common Shareholders
In shares
| Total number of common shareholders at the period-end | 406,749 (including 389,995 shareholders holding A shares and 16,754 shareholders holding B shares) | Total preference shareholders with the voting power recovered at the end of the reporting period(if any) | 0 | |||
| Shares held by the top 10 shareholders | ||||||
| Shareholder name | Properties of shareholder | Share proportion % | Quantity | Amount of tradable shares with Conditional held | Pledging or freezing | |
| Status of the shares | Quantity | |||||
| Tunghsu Group Co., Ltd. | Domestic Non -State-owned legal person | 15.97% | 915,064,091 | 352,006,791 | pledge | 799,643,042 |
| freeze | 915,064,091 | |||||
| Shijiazhuang Baoshi Electronic Group Co., Ltd. | Domestic Non -State-owned legal person | 4.82% | 276,064,271 | pledge | 153,520,000 | |
| Shanghai Huimao Enterprise Management Co., Ltd. | Domestic Non -State-owned legal person | 4.58% | 262,626,262 | 262,626,262 | pledge | 80,000,000 |
| Shenzhen Taianer Information Technology Co., Ltd. | Domestic Non -State-owned legal person | 1.07% | 61,165,682 | pledge | 61,165,682 | |
| Hong Kong central clearing company limited | Foreign legal person | 0.82% | 47,107,537 | |||
| Kunshan | State-owned legal | 0.73% | 41,838,269 | |||
| Development Zone State-Owned Investment Holding Co., Ltd. | person | |||||
| China securities finance co., Ltd | Domestic Non -State-owned legal person | 0.54% | 30,906,112 | |||
| Lin Zhengnan | Domestic Natural person | 0.22% | 12,860,000 | |||
| Mianyang science and technology city development investment (group) co., Ltd | Domestic legal person | 0.20% | 11,380,165 | pledge | 11,380,000 | |
| Ye Yajun | Domestic Natural person | 0.17% | 10,000,000 | |||
| Shares held by the Top 10 Shareholders of Non-restricted shares | ||||||
| Shareholders’ Names | Number of the non-restricted shares held | Share type | ||||
| Share type | Quantity | |||||
| Tunghsu Group Co., Ltd. | 563,057,300 | RMB Common shares | 563,057,300 | |||
| Shijiazhuang Baoshi Electronic Group Co., Ltd. | 276,064,271 | RMB Common shares | 276,064,271 | |||
| Shenzhen Taianer Information Technology Co., Ltd. | 61,165,682 | RMB Common shares | 61,165,682 | |||
| Hong Kong Securities Clearing Co., Ltd. | 47,107,537 | RMB Common shares | 47,107,537 | |||
| Kunshan Development Zone State-Owned Investment Holding Co., Ltd. | 41,838,269 | RMB Common shares | 41,838,269 | |||
| China securities finance co., Ltd | 30,906,112 | RMB Common shares | 30,906,112 | |||
| Lin Zhengnan | 12,860,800 | RMB Common shares | 12,860,800 | |||
| Mianyang science and technology city development investment (group) co., Ltd | 11,380,165 | RMB Common shares | 11,380,165 | |||
| Ye Yajun | 10,000,000 | RMB Common shares | 10,000,000 |
| Industrial and Commercial Bank of China. - huataibairui Csi 300 etf investment fund | 9,562,353 | RMB Common shares | 9,562,353 |
| Explanation on shareholders participating in the margin trading business | Among the top 10 shareholders, Shijiazhuang Baoshi Electronics Group Co., Ltd. and Dongxu Group Co., Ltd. constitute a concerted relationship. The company does not know whether the other 8 shareholders are related to each other or whether they belong to the concerted action as stipulated in the Regulations Governing the Purchase of Public Companies. | ||
| Participation of top 10 unconditional common share shareholders in securities margin trading (if any) | Among the top 10 shareholders, Shijiazhuang Baoshi Electronic Group Co., Ltd. conducted margin financing and short selling business through the customer credit transaction guarantee securities account of Southwest Securities co., ltd, involving 122,538,600 shares. | ||
Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have abuy-back agreement dealing in reporting period.
□ Yes √ No
The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Companyhave no buy –back agreement dealing in reporting period.
2.Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end ofthe report period
□ Applicable √Not applicable
III Significant Events
I. Major changes of main accounting statement items and financial indicators in the reporting period, aswell as reasons for the changes
√ Applicable □ Not applicable
| No | Items | Ending balance | Opening balance | Changes | Remarks on the change |
| 1 | Operating revenue | 1,030,628,692.95 | 3,816,412,812.51 | -72.99% | COVID-19 epidemic effects |
| 2 | Operating costs | 869,978,952.06 | 2,866,380,893.72 | -69.65% | COVID-19 epidemic effects |
| 3 | Finance | 305,954,286.63 | 195,587,354.83 | 56.43% | The rising cost of financing leads to an increase in interest charges |
| 4 | Other income | 76,186,615.30 | 105,585,373.30 | -27.84% | Reduced government subsidies |
II. The progress of significant events and influence, as well as the analysis and explanation on resolvingproposal.
□ Applicable √ Not applicable
Progress in the implementation of share repurchase
□ Applicable √ Not applicable
Progress in the implementation of the reduction of the repurchased shares by means of centralized bidding
□ Applicable √ Not applicable
III. Commitments finished in implementation by the Company, shareholders, actual controller, acquirer,directors, supervisors, senior executives or other related parties in the reporting period and commitmentsunfinished in implementation at the end of the reporting period
□ Applicable √Not applicable
The company has no commitments completed in period and those without completed till lend of the period fromactual controller, shareholders, related parties, purchaser and companies.IV. Investment in securities
□ Applicable √Not applicable
There is no securities investment during the reporting period.V. Entrusted Financial Management
□ Applicable √Not applicable
There is no Entrusted Financial Management during the report period.VI. Investment in derivatives
□ Applicable √Not applicable
There is no derivative investment during the report period.
VII. The registration form of acceptance of investigation, communication and interview in the reportperiod for future reference
□ Applicable √Not applicable
The Period has no research, communication and written inquiry from the investors in the report period.VIII. External guarantee get out of line
□ Applicable √Not applicable
The Company has no external guarantee get out of the line in the Period
IX. Controlling shareholder and its related parties occupying non-business capital of the listed company
□ Applicable √Not applicable
There are no controlling shareholder and its related parties occupying non-business capital of the listed company in Period
Tunghsu Optoelectronic Technology Co., Ltd.
Board Chairman: Gu Xuan
Issue day approved by the Board of Directors：April 30,2020