深圳南山热电股份有限公司 2014 年第三季度报告全文
Shenzhen Nanshan Power Co., Ltd.
The Third Quarterly Report for 2014
2014-073
October 2014
深圳南山热电股份有限公司 2014 年第三季度报告全文
Section I. Important Note
Board of Directors, Supervisory Committee, all directors, supervisors and senior executives of Shenzhen Nanshan
Power Co., Ltd. (hereinafter referred to as the Company) hereby confirm that there are no any fictitious statements,
misleading statements, or important omissions carried in this report, and shall take all responsibilities, individual
and/or joint, for the reality, accuracy and completion of the whole contents.
Absent name Title Reasons for absence Attorney
Huangfu Han Director Due to business Chairman Yang Haixian
Chairman Yang Haixian, person in charge of the Company, head of the accounting works Director GM Fu Bo and
CFO Lu Xiaoping as well as Financial Manager Huang Jian, accounting body principals (accountant in charge)
hereby confirms that the Financial Report of the Third Quarterly Report is authentic, accurate and complete.
深圳南山热电股份有限公司 2014 年第三季度报告全文
Section II. Main accounting data and changes of shareholders
I. Main accounting data and index
Whether it has retroactive adjustment or re-statement on previous accounting data for accounting policy changed and accounting
error correction or not
□Yes √ No
Current period-end Period-end of last year Increase/decrease
Total assets(RMB) 5,433,605,306.10 5,440,291,369.21 -0.12%
Net assets attributable to
shareholders of listed company 1,511,857,696.05 1,601,055,539.87 -5.57%
(RMB)
Increase/decrease in
Increase/decrease in
From year-begin to comparison with
Current period comparison with same
end of the Period year-begin to
period of last year
Period-end of last year
Operating revenue (RMB) 454,105,605.95 20.31% 981,503,161.72 4.09%
Net profit attributable to
shareholders of the listed company -13,949,995.11 -85.35% -89,197,843.82 -54.67%
(RMB)
Net profit attributable to
shareholders of the listed company
-16,522,353.26 -82.85% -93,659,504.39 -54.81%
after deducting non-recurring
gains and losses(RMB)
Net cash flow arising from
-- -- 354,958,633.16 -36.50%
operating activities(RMB)
Basic earnings per share
-0.020 -85.35% -0.150 -54.67%
(RMB/Share)
Diluted earnings per share
-0.020 -85.35% -0.150 -54.67%
(RMB/Share)
Weighted average ROE -0.92% -86.50% -5.73% -57.76%
Items and amount of extraordinary profit (gains)/losses
√Applicable □Not applicable
In RMB
Amount from year-begin to
Item Note
end of the Period
Governmental subsidy reckoned into current gains/losses (not 2,723,401.15
深圳南山热电股份有限公司 2014 年第三季度报告全文
including the subsidy enjoyed in quota or ration according to
national standards, which are closely relevant to enterprise’s
business)
Other non-operating income and expenditure except for the
1,924,799.52
aforementioned items
Impact on minority shareholders’ equity (post-tax) 186,540.10
Total 4,461,660.57 --
Concerning the extraordinary profit (gain)/loss defined by Q&A Announcement No.1 on Information Disclosure for Companies
Offering Their Securities to the Public --- Extraordinary Profit/loss, and the items defined as recurring profit (gain)/loss according to
the lists of extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their
Securities to the Public --- Extraordinary Profit/loss, explain reasons
□ Applicable √ Not applicable
In reporting period, the Company has no particular about items defined as recurring profit (gain)/loss according to the lists of
extraordinary profit (gain)/loss in Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to
the Public --- Extraordinary Profit/loss.
II. Statement of the total shareholders and shares-held of top ten shareholders at end of the
Period
1. Statement of the total common shareholders and shares-held of top ten common shareholders at end of
the Period
In Share
Total common shareholders in
38,059
reporting period-end
Shares-held of top ten common shareholders
Amount of Number of share pledged/frozen
Nature of Proportion of Amount of shares
Shareholders restricted shares
shareholder shares held held State of share Amount
held
Shenzhen Guangju State-owned
16.72% 100,769,712
Industrial Co., Ltd. corporate
HONG KONG
NAM HOI
Foreign corporate 15.28% 92,123,248
(INTERNATIONA
L) LTD
SHENZHEN
ENERGY State-owned
10.80% 65,106,130
(GROUP) CO., corporate
LTD.
BNP P P/PANDA
Foreign corporate 6.54% 39,426,518
INVESTMENT
深圳南山热电股份有限公司 2014 年第三季度报告全文
COMPANY
LIMITED
Shenzhen Guoneng
State-owned
International 5.42% 32,673,560
corporate
Trading Co., LTD
Domestic nature
Yang Fangping 0.42% 2,536,073
person
China Everbright
Bank Co., Ltd. –
Prudential
Everbright Other 0.33% 1,981,018
Quantization Core
Securities
Investment Fund
Hongxin Securities
– Everbright –
Hongxin Securities
Other 0.27% 1,620,952
Hongda No.1
Collection Assets
Management Plan
Jinbang Security
Foreign corporate 0.25% 1,500,000
Holding Co., Ltd
Domestic nature
Yang Guoxiong 0.17% 1,005,530
person
Particular about top ten common shareholders with un-restrict shares held
Amount of unrestricted common shares held at Type of shares
Shareholders’ name
reporting period-end Type Amount
Shenzhen Guangju Industrial Co., RMB ordinary
100,769,712 100,769,712
Ltd. shares
Domestically
HONG KONG NAM HOI
92,123,248 listed foreign 92,123,248
(INTERNATIONAL) LTD
shares
SHENZHEN ENERGY (GROUP) RMB ordinary
65,106,130 65,106,130
CO., LTD. shares
Domestically
BNP P P/PANDA INVESTMENT
39,426,518 listed foreign 39,426,518
COMPANY LIMITED
shares
Shenzhen Guoneng International RMB ordinary
32,673,560 32,673,560
Trading Co., LTD shares
Yang Fangping 2,536,073 Domestically 2,536,073
深圳南山热电股份有限公司 2014 年第三季度报告全文
listed foreign
shares
China Everbright Bank Co., Ltd. –
RMB ordinary
Prudential Everbright Quantization 1,981,018 1,981,018
shares
Core Securities Investment Fund
Hongxin Securities – Everbright –
RMB ordinary
Hongxin Securities Hongda No.1 1,620,952 1,620,952
shares
Collection Assets Management Plan
Domestically
Jinbang Security Holding Co., Ltd 1,500,000 listed foreign 1,500,000
shares
Domestically
Yang Guoxiong 1,005,530 listed foreign 1,005,530
shares
1. Shenzhen Energy (Group) Co., Ltd. holds 100% equities of HONG KONG NAM HOI
Explanation on associated
(INTERNATIONAL) LTD indirectly; 2. Among other social public shareholders, the
relationship among the top ten
Company did not know whether there were associated relationships or belonging to
shareholders or consistent action
consistent actors.
Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a buy-back agreement
dealing in reporting period
□ Yes √ No
The shareholders of the Company have no buy-back agreement dealing in reporting period.
2. Total of shareholders with preferred stock held and the top ten shareholdings in Period-end
□Applicable √Not applicable
深圳南山热电股份有限公司 2014 年第三季度报告全文
Section III. Important events
I. Particular about major changes from items of main accounting statements and financial
indexes as well as reasons
√ Applicable □Not applicable
(I) Ministry of Finance revised the Accounting Standards for Business Enterprise No.2-Long-term Equity Investment, the new
standards states that long-term investment refers to the equity investment on the invested entity with control and significant influence
implemented by the investor as well as the equity investment on its cooperative enterprise. The Company adjusted consolidates
statement for year of 2013 due to the above new standards:
2013-12-31
Equity attributable
Equity
to shareholder of Long-term Financial assets
Basic attributable to
Invested entity parent company equity available for
information shareholder of
dated 1 January investment sale
parent company
2013 (+/-) (+/-) (+/-)
(+/-)
Holds 5%
JXNPC equity in the -57,315,000 +57,315,000
invested entity
Total -- -57,315,000 +57,315,000
(II) 1. Balance of account paid in advance dated 30 September 2014 was 44,693,709.58 Yuan, increased
306.28% over beginning of the Year, mainly because account paid in advance for goods increased.
2. Balance of construction in progress dated 30 September 2014 was 72,530,339.82 Yuan, increased 48.96%
over beginning of the Year, mainly because there is a low-nitrogen renovation project in the Period
3. Balance of note payable dated 30 September 2014 was 90,000,000 Yuan, increased 80% over beginning
of the Year, mainly because there is a trade acceptance in the Period
4. Balance of account payable dated 30 September 2014 was 342,500,656.45 Yuan, increased 338.14% over
beginning of the Year, mainly because payable natural gases increased
5. Balance of account received in advance dated 30 September 2014 was 103,360 Yuan, decreased 79.83%
over beginning of the Year, mainly because overcharge for oil was returned back
6. Balance of taxes payable dated 30 September 2014 was 386,775.05 Yuan, decreased 98.29% over
beginning of the Year, mainly because income tax for year of 2013 was paid in the Year
7. Non-operating expenditure for year of 2014 was 10,380.5 Yuan, decreased 77.2% over same period of
last Year, mainly because other expenditure declined.
8. Net cash flow arising from operating activity for year of 2014 was 354,958,633.16 Yuan, decreased
36.5% over same period of last Year, mainly because subsidy received in the Year decreased over same
period of last year.
深圳南山热电股份有限公司 2014 年第三季度报告全文
9. Net cash flow arising from investment activity for year of 2014 was -42,919,280.74 Yuan with a negative
growth of 137.46% over same period of last Year, mainly because expenditure for low-nitrogen renovation
increased in the Year.
II. Progress and influence of the main events as well as solution analysis specification
√ Applicable □Not applicable
During the reporting period, in process of private placement preparation, the event still exist major uncertainties,
stock of the Company suspended since open dated 9 January 2014 in order to prevent price fluctuation arising
from the event. The Company released notice of progress once a week during suspension and implemented
information disclosure obligation earnestly.
On 20 August 2014, the Company received a “Letter of Cooperation Termination with Shenzhen nanshan Power”
from strategy investor, the Company decided to release an annoucement for terminated the private placement with
purpose of protect the interest of investors, stock of the Company resume trading since opening on 21 August
2014.
Query indexes of disclosure website for
Overview Disclosure date
interim report
In 2013, Deloitte Touche Tohmatsu CPAs
Co., Ltd. (LLP) issued qualified auditor’s
report with paragraph of emphasized
matters for the Company. During the report
2014-04-25
