20232023
第一节?重要提示、目录和释义
半年度报告 2023
申万宏源集团股份有限公司
重要提示
1111
“” 2023
申万宏源集团股份有限公司
半年度报告 2023
目录
申万宏源集团股份有限公司
备查文件目录
第一节?重要提示、目录和释义（续）
申万宏源集团股份有限公司
半年度报告 2023
释义
“”“”“”“”“”“”“”“”“”“”“”“”“”“”“”“”“”“”“”“”“”“”“”
申万宏源集团股份有限公司
“”“”“”“”“”“”“”“”“”“”571“”“”“”“”“”“A”1.00“H”1.00“ETF”“FICC”“CMBS”
第一节?重要提示、目录和释义（续）
申万宏源集团股份有限公司
半年度报告 2023
“IPO”“ABS”“PE”“WIND”“CHOICE”“”“”“”“”“”“”“”“VaR”“PB”“EBITDA”“”“”“”“”
申万宏源集团股份有限公司
“”2023112023630“%”“”“”2023
第二节?公司简介和主要财务指标
申万宏源集团股份有限公司
半年度报告 2023
一、公司简介
0001666806
Shenwan Hongyuan Group Co., Ltd.Shenwan Hongyuan
二、联系人和联系方式
0991-2301870010-880853330991-2301870010-880853330991-23017790991-2301779swhy@swhysc.comswhy@swhysc.com
公司简介和主要财务指标
半年度报告 2023
申万宏源集团股份有限公司
三、其他情况
202001830011
83001110003324840www.swhygh.comswhy@swhysc.com
AAwww.szse.cnAwww.cninfo.com.cnHwww.hkexnews.hk35820
第二节?公司简介和主要财务指标（续）
申万宏源集团股份有限公司
半年度报告 2023
A201222-28H183171712-1716721910
四、主要会计数据和财务指标
(%)
12,239,516,642.1012,818,884,641.34-4.52
3,747,733,668.183,361,795,635.2011.48
3,552,260,421.893,213,100,129.7910.56936,049,158.37-131,524,019.1648,244,730,960.6125,517,521,798.2789.07
0.15
0.1315.38
0.15
0.1315.38
(%)
3.85
3.470.38
(%)
638,776,832,740.51613,117,024,517.434.19
515,948,584,919.82496,437,331,652.353.9398,942,235,993.9895,044,944,294.284.10
申万宏源集团股份有限公司
(%)
1,040,638,584.943,129,381,972.49-66.75
885,309,696.613,028,616,124.57-70.77
–––
209,564,865.56284,623,041.53-26.37
0.04
0.12-66.67
0.04
0.12-66.67
(%)
1.49
5.013.52
(%)
89,951,982,709.1283,860,981,817.987.26
30,696,838,040.3324,739,948,509.0024.0859,255,144,668.7959,121,033,308.980.23
25,039,944,560
–
–
0.15
五、境内外会计准则下会计数据差异
第二节?公司简介和主要财务指标（续）
申万宏源集团股份有限公司
半年度报告 2023
六、非经常性损益的项目和金额
192,238.79
304,880,217.72-39,964,910.06
66,281,521.93 3,352,778.23
195,473,246.29
七、净资本及有关风险控制指标（以申万宏源证券母公司数据计算）
59,265,027,882.3055,160,968,340.257.44%
26,320,000,000.0025,900,000,000.001.62%
85,585,027,882.3081,060,968,340.255.58%
112,898,809,207.32107,442,413,756.605.08%
32,274,185,739.9531,504,006,815.842.44%556,430,314,075.43520,295,445,549.496.95%
265.18%
257.30%7.88
10.92%
10.89%0.03
169.26%
212.12%42.86
128.77%
136.74%7.97
75.81%
75.45%0.36
24.68%
24.02%0.66
32.56%
31.84%0.72
38.49%
49.13%10.64
337.28%
334.51%2.77
八、审计委员会之审阅
20236302023
公司简介和主要财务指标
重要事项
公司治理
债券相关情况
股份变动及股东情况
环境和?会责任
财务报告
第三节?管理层讨论与分析
半年度报告 2023
申万宏源集团股份有限公司
一、报告期内公司所处行业情况
1.
2.
3.
4. “”
2023“”“”“”
“+”
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
二、公司从事的主要业务
“+”
???
???
?
???
???
???
1.
2.
3.
FICC4.
申万宏源集团股份有限公司
IRA+H“IR”“”“”“
”“”
“”“”
2022“ETF”2022REITs202220222022202220222022202220222022202220222022iDeal20222022
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
2023“”
2022“”22022“”2022“”
2023“”
(2023)2022
20222022ABS
“2023”
202320232023
申万宏源集团股份有限公司
“PEAS2022”2022“
”2023“PE”“2023”2022
20222022“+”
“”
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
“”
“+”“”
2021-20222022“”2023 WIND2022WINDA
2022WINDAIPO2022WINDA2022WIND2022WIND2022WIND
申万宏源集团股份有限公司
ESG5
(IPO
2022IPO(IPO
2022IPO
TCL
2022
2022
20222023202320232023Top Market Participants in 2022
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
三、核心竞争力分析
“”“”
四、主营业务分析
2023“”
“”
申万宏源集团股份有限公司
2023122.404.52%
37.4811.48%0.1515.38%
3.85%0.38
1.
22.14
11.0811.06
(1)
5,000
单位：亿元
2018年2019年2020年2021年2022年2022年
H12023年H1IPO增发配股优先股可转债
| 可交债 | 境内债券发行统计情况600,000 | |
450,000300,000150,000
单位：亿元
2018年2019年2020年2021年2022年2022年
2023年
| H1 |
1WIND
1WIND
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
a.
2023
IPOA1731.17%2,096.7732.78%A234
9.86%4,530.486.39%3,519.4182.42%
728.5154.05%(WIND, 2023)
2023
743.9035.33%IPO177.78
9.91%2023
b.
2023“”20222%1-2
3-45-6
2023350463.4234%2023c.
202320233,8087,71025.8%(WIND2023
申万宏源集团股份有限公司
“”“”“”
(688629.SH)(688019.SH)
“”2GDRGDR
14“”
213.90
(301291.SZ)(301355.SZ)(873152.BJ)
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
(688019.SH)(301355.SZ)IPO“”
“”“”
“”
698.90
1IPO19
549.30
4340
“”“”“”“”
77.26
7,069.23
申万宏源集团股份有限公司
255“”a.
131.10
61.651197IPO
69.459105IPO
43.2034(WIND2023
20232022
IPO1069.45
535.96
856.50
629.84
162.04
15.15
12.50
19131.1013130.34
“”2023282
58821802
840902
367.141CHOICE19
36.882(WIND2023
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
5881802
840902367.14
1936.88
3GDR2GDRb.
“”+++2776202251,280.99720221(WIND2023)
20232022
732.58101957
601.8981128(WIND)
554.519675
476.277407
(WIND)
161.36124412
59.96142711ABS(WIND)
25.397813
42.12697
公司简介和主要财务指标
重要事项
公司治理
债券相关情况
?????
股份变动及股东情况
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
2018年至今公司债权融资排名情况
2023 H120222021202020192018
融资金额排名融资家数排名
C.
5523
20232023“”“”
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
(2)
2023“”“”“+”
4REITs2.10
6.40
41.0211IPO20232023“+”2.
40.75
(1)
20233.65%0.10%
5.61%111.24
2.60%WIND2023
申万宏源集团股份有限公司
“”
4.0215.16
9.50%45.60%ESOP307,500
2.22
2.85
2.35
3.14
4.12
4.33
3.81
4.02
单位：万亿元
客户证券托管市值
2018年2017年2016年2019年2020年2021年2022年2023年
H1
移动交易客户端客户月均活跃情况
月活跃度均值（单位：万）月活跃度峰值（单位：万）
2019年2020年2021年2023年
H12022年
APPAPP
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
20232023
(2)
2023
2023
39.5129.71%262.13
1.80%2023
2023“”“”
“”“+”29“+”
137.722.00%65%
申万宏源集团股份有限公司
20232023“”“”
(3)
2023A2023615,884.98
3.12%(WIND2023)
0.00
0.50
1.00
1.50
2.00
2.50
3.00
0.00
2,000.004,000.006,000.008,000.0010,000.0012,000.0014,000.0016,000.0018,000.0020,000.00
A(%)201912202032020620209202012202112202132021620219
2022122022320226202332023620229
“
1.0”
592.91579.6113.30
266.49%
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
20232
100.00%
120.00%
140.00%
160.00%
180.00%
200.00%
220.00%
240.00%
260.00%
280.00%
300.00%
– 200.00 400.00 600.00 800.00 1,000.00
20192020202120222023
20232023“”(4)
2023“”
“”
28.4438.87%
2023
申万宏源集团股份有限公司
(5)
20232022
2023“”
“”“”2,453.972,212.92241.0520232023
3.
FICC
53.43
(1)
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
PB2023
4.06
PB
1,4052,629.59“SWHYMatrix”“SWHYMatrix”
215.08
20232023
(2)
申万宏源集团股份有限公司
“”2023G60G60
2023AIGC“”20232023(3)
FICC
2023“”
2.93%2.60%
23-01-3123-01-0323-02-2823-03-3123-04-3023-05-3123-06-30
%
| 1 |
2023
2023
2023
2023
2023
2023
BP
| AAA5 - 5 |
AAA3 - 3AAA1 - 1
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
FICCFICCFICC
“”
ESGTRSESG
申万宏源集团股份有限公司
20232023FICC“”
“”“”
2023“”“”“”503005.43%
0.75%
2023“”“”“”“”“”
20232023“”“”“”
“”
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
20232022
2023
DeltaOne2,300
“”“+”
申万宏源集团股份有限公司
50ETF20236
202352023520236202322023420234202342023420234202362023620236
20232023
4.
6.07
(1)
2023
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
202320236302,421.502071.0885.53%
“+”
188.5920228.48%
ABSABS
202363020221231
772.62
1,051.731,212.031,445.97
436.85
382.50
2,421.502,880.20
ABS
“
”CMBSCMBSCMBS“1”“22”
20232023“”“”
申万宏源集团股份有限公司
(2)
10,98027.69
2023
“”“”
5.7775%90%
“”KAP
“”“”“”“”
20236301.43
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
20232023“”“”“
”“”“”
(3)
“”
1IPO
28.18
PE
TMT“”PE+PE+“PE+”20232023“++”
申万宏源集团股份有限公司
1.
(%)
8,883,015,572.4317,440,363,480.19-49.0744,973,098,793.682,029,729,506.752,115.72
2,593,574,105.251,795,073,053.5144.48
1,038,682,357.893,462,411,111.91-70.00
12,773,892,493.425,500,998,696.96132.21
43,210,796,446.4833,021,976,346.6530.85
31,927,077.875,386,758.53492.7049,251,080.2937,785,339.6230.34
121,693.00-100.0096,303,819.83-840,632,581.06
(%)
-91,440,897.20-34,757,761.874,077,855,723.87287,286,300.501,319.442,251,314,719.064,465,678,262.92-49.591,916,795,974.413,544,556,615.55-45.92192,238.79812,939.37-76.3525,649,158.53684,361,499.00-96.25
53,713,662.59-24,267,341.621,977,129,959.393,625,529,803.32-45.47
2,297,891.373,297,084.89-30.31703,988,560.61456,342,313.3354.27522,304,954.88270,778,530.5392.89936,049,158.37-131,524,019.16
48,244,730,960.6125,517,521,798.2789.07-47,316,202,473.21-6,157,260,664.34
-6,619,095,298.854,376,515,442.21-251.24-5,718,172,111.9523,715,135,877.57-124.11
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
2.
20231-620221-6
(%)
(%)
(%)
3,807,523,965.9531.114,330,998,801.8333.79-12.092,358,313,529.4819.272,787,646,691.2921.75-15.40
836,145,158.326.83813,411,847.556.352.79
521,612,200.454.26662,923,224.035.17-21.32
-91,440,897.20-0.75-34,757,761.87-0.274,077,855,723.8733.32287,286,300.502.241,319.44
2,251,314,719.0618.394,465,678,262.9234.84-49.59
2,194,263,130.4217.933,769,679,037.9629.40-41.7912,239,516,642.10100.0012,818,884,641.34100.00-4.52
兌
(1) 38.0831.11%5.23
12.09%
(2) 63.2951.71%
15.7633.16%
(3) 0.9148.011.65
3.32%48.92
1.082.16%
(4) 兌21.94
15.7541.79%
申万宏源集团股份有限公司
3.
(%)
(%)
(%)
2,214,111,671.611,012,557,825.6554.2776.1656.635.701,107,628,527.76803,255,191.8627.4831.8264.19-14.30 1,106,483,143.85209,302,633.7981.08165.6233.1318.82
4,075,409,730.722,379,566,663.7741.61-7.58-23.5912.245,343,176,985.373,300,870,111.0538.22-16.08-27.229.45606,818,254.40532,529,947.9012.24-22.7238.18-38.6812,239,516,642.107,225,524,548.3740.97-4.52-16.778.70
4.
(1)
(%)
54453,290,238.6154458,896,188.74-1.22
15156,933,875.6815159,067,341.15-1.3446578,395,115.9446556,808,216.883.8826237,328,861.9726256,243,774.05-7.381411,874,329,136.381412,037,557,455.30-8.0115125,524,937.7815139,144,062.29-9.793,752,610,248.193,693,635,785.831.60
263,536,685.72174,156,967.6051.326,027,077,452.615,832,078,029.993.34
-1,229,509,910.78-488,703,180.4929712,239,516,642.1029712,818,884,641.34-4.52
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
(2)
(%)
54156,771,457.1354204,544,870.78-23.36
1540,127,560.891566,401,827.97-39.5746381,816,557.6746345,515,160.9810.512687,895,641.4626127,889,708.82-31.27141851,189,718.561411,208,193,055.86-29.551528,396,435.871544,756,502.50-36.55
443,274,072.10444,349,008.71-0.24-36,758,627.99-100,211,776.584,141,430,151.952,034,008,612.41103.61-1,080,150,873.91-238,179,668.922975,013,992,093.732974,137,267,302.5321.19
五、非主营业务分析
公司简介和主要财务指标
重要事项
公司治理
债券相关情况
股份变动及股东情况
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
六、资产及负债情况分析
(%)
(%)
118,136,348,346.1218.49113,218,784,401.7518.470.0226,458,702,931.184.1429,511,692,361.964.81-0.67
61,206,393,752.529.5861,299,617,386.5510.00-0.428,094,616,876.571.278,197,281,520.041.34-0.07
28,012,374,420.274.3926,517,378,261.124.330.066,777,224,473.161.065,248,559,271.490.860.20
8,883,015,572.431.3917,440,363,480.192.84-1.45
259,118,634,727.5840.56279,019,040,241.3745.51-4.953,662,913,391.390.574,117,368,902.830.67-0.1061,528,390,381.819.6354,510,847,491.058.890.7444,973,098,793.687.042,029,729,506.750.336.713,821,296,112.540.604,108,397,776.550.67-0.0745,737,316.510.0147,980,142.340.010.001,240,246,033.030.191,172,479,676.790.190.00236,837,144.930.04230,149,783.510.040.00963,497,567.320.15899,563,368.160.150.00311,794,026.970.05291,293,430.530.050.00
2,712,136,767.250.423,461,424,460.940.56-0.142,593,574,105.250.421,795,073,053.510.280.14
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
1,780,974,064.700.281,719,394,758.600.280.0017,927,067,920.542.8122,052,000,648.263.60-0.791,038,682,357.890.163,462,411,111.910.56-0.40
12,773,892,493.422.005,500,998,696.960.901.105,153,144,125.700.814,749,684,105.280.770.04159,477,887,776.7824.97153,494,133,968.7125.04-0.07
102,429,488,175.3316.04100,310,770,402.6516.36-0.3243,120,000.000.0141,100,000.000.010.005,984,713,314.460.945,983,784,852.730.98-0.04882,267,103.420.14805,867,331.720.130.0143,210,796,446.486.7633,021,976,346.655.391.37149,604,800,950.9323.42151,064,560,178.2224.64-1.22997,091,291.540.16926,006,346.990.150.0131,927,077.870.005,386,758.530.000.0049,251,080.290.0137,785,339.620.010.00121,693.000.000.0014,563,480,740.472.2813,261,349,112.522.160.12
27,243,499,461.77298,131,912.893.82%
申万宏源集团股份有限公司
1. 279,019,040,241.373,110,086,514.161,465,879,014,445.861,487,897,759,068.19259,118,634,727.58
2. 8,197,281,520.04-347,804,242.72245,139,599.258,094,616,876.57
3. 54,510,847,491.05530,698,821.326,256,513.0557,019,845,215.7950,494,529,190.4861,528,390,381.81
4. 2,029,729,506.75543,999,882.8442,594,073,115.59194,703,711.5044,973,098,793.68
343,756,898,759.212,762,282,271.441,074,698,704.166,256,513.051,565,738,072,376.491,538,586,991,970.17373,714,740,779.64
1.5,500,998,696.96-591,525,658.0143,684,436,083.7835,820,016,629.3112,773,892,493.42
2.4,749,684,105.2880,558,105.63322,901,914.795,153,144,125.70
10,250,682,802.24-510,967,552.3844,007,337,998.5735,820,016,629.3117,927,036,619.12
“18101115”
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
1.
2.
202363020221231
149,604,800,950.93151,064,560,178.2217,927,067,920.5422,052,000,648.26
1,780,974,064.701,719,394,758.601,038,682,357.893,462,411,111.91170,351,525,294.06178,298,366,696.99
1,086.67616.84
63.79%36.21%1,594.783.
“”
4.
七、投资状况分析
(%)
3,821,296,112.544,108,397,776.55-6.99
申万宏源集团股份有限公司
1.
1139381014,309,989,162.7411,719,969,675.86441,391,423.972,499,999,998.56441,391,423.9714,661,361,098.39113914
9,601,200,528.387,054,902,459.04274,241,953.992,499,999,998.69274,241,953.999,829,144,411.7211393693,398,299,966.132,902,135,654.3272,903,707.30549,999,996.47554,923,801.143,525,039,358.093007503,117,251,691.613,513,950,376.78249,588,643.583,703,611,582.524,402,917,473.66220,637,497.863,064,234,346.222128013212,310,000,000.001,199,679.442,492,379,968.90147,846,284.021,828,728.972,347,332,553.772128015211,890,000,000.001,117,001.561,918,120,634.25574,425.581,919,279,177.712120107211,760,242,042.0715,444,677.933,203,730,544.791,443,508,542.5864,739,636.851,775,686,720.00202800320011,784,595,246.45-18,703,926.453,537,160,830.851,753,517,841.9345,198,104.501,765,891,320.00113936FOF3
1,448,100,000.001,582,712,653.8823,431,803.9130,000,000.0023,431,803.911,636,144,457.791920076191,529,205,183.97 692,977,400.00 6,622,263.99 46,003,916.03 2,928,827,586.30 2,034,585,664.13 53,116,730.53 1,576,032,113.42
328,794,575,909.59312,210,337,922.122,041,906,717.421,029,637,355.651,548,864,128,992.891,536,146,259,572.437,995,378,766.47327,182,891,737.35369,943,459,730.94339,676,986,142.003,110,086,514.161,074,698,704.161,572,227,960,134.221,545,928,635,378.759,675,462,873.77369,283,037,294.46
2.
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
八、募集资金使用情况
2018700,000.00700,000.002021800,000.00800,000.002022955,000.00955,000.002023500,000.00500,000.00
2,955,000.002,455,000.00500,000.00
九、重大资产和股权出售
公司简介和主要财务指标
重要事项
公司治理
债券相关情况
股份变动及股东情况
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
十、主要控股参股公司分析
53,500,000,000.00594,486,961,615.07120,130,863,917.6310,326,441,255.354,831,064,391.334,137,008,132.59
200,000,000.00221,402,387.19221,190,707.19-183,982.40-291,480.471,087,197.072,000,000,000.004,585,743,748.702,175,507,628.91103,063,108.4936,162,332.6027,162,586.201,000,000,000.0016,457,341,237.201,504,845,836.241,496,544,632.25-62,854,764.56-48,158,484.06500,000,000.00555,545,511.63484,342,757.5626,106,823.08-8,755,932.76-11,823,727.36
5,700,000,000.0018,145,227,856.548,183,673,884.03687,652,593.91486,135,811.91365,524,713.96
2,500,000,000.002,923,554,557.592,892,719,857.97222,012,427.17189,899,576.95147,019,607.431,441,588,300.0037,604,176,270.253,969,440,620.49864,677,740.2692,536,997.7181,238,254.24
1,000,000,000.002,174,981,285.631,572,998,360.84564,072,666.48109,951,212.0176,786,337.99
150,000,000.001,625,962,418.181,294,673,087.19283,714,486.4868,527,644.4651,883,048.19
20,000,000.00278,823,164.5389,822,683.01172,920,388.4013,864,359.5410,696,215.191,000,000,000.001,273,188,355.311,079,604,929.6919,681,957.984,234,126.621,627,232.424,070,919,698.0027,243,499,461.775,088,991,147.42298,131,912.89-41,584,039.99-42,033,620.45
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
520,000,000.0013,623,840,619.777,781,343,130.593,648,084,087.971,414,521,970.691,065,400,275.91
1.2.
(1)(2)
(3)
十一、
公司控制的结构化主体情况
2023630
235.00
公司简介和主要财务指标
重要事项
公司治理
债券相关情况
股份变动及股东情况
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
十二、公司面临的风险和应对措施
VaR195%
2.11
1.2.3.
4.VaR
5.6.
1.2.3.
4.1
5.
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
(LCR)(NSFR)
1.2.
3.4.
5.6.
7.
1.2.
3.4.5.
申万宏源集团股份有限公司
1.“”“”
2.3.4.
1.
2.3.
4.5.
6.7.
8.9.
1.
2.3.4.5.
6.
第三节?管理层讨论与分析（续）
申万宏源集团股份有限公司
半年度报告 2023
1.2.
3.
十三、下一报告期的经营计划及相关措施
2023
“++”
公司简介和主要财务指标
重要事项
债券相关情况
管理??与分析
股份变动及股东情况
环境和?会责任
财务报告
第四节?公司治理
半年度报告 2023
申万宏源集团股份有限公司
一、公司治理情况
A+H
二、报告期内召开的年度股东大会和临时股东大会的有关情况
2022 2023-06-2063.14%1.<2022>2023621
www.cninfo.com.cn2023620www.hkexnews.hk
2.<2022>
3.<2022>
4.2022
5.<2022>
6.AH
7.2023
8. <
>
9.2023
三、公司董事会、监事会组成
第四节?公司治理（续）
申万宏源集团股份有限公司
半年度报告 2023
四、公司执行委员会组成情况
五、公司董事、监事、高级管理人员变动情况
六、董事、监事及高级管理人员简历变动情况
1.
199781998619986200742007420079200792013920139202012020120227202042021520215202272021720228
601816202272022820229
20221220238199471997720046199081999
1119991220155200122015520044201542015
520211120175202111
20181202111
2015520211120135202112201752023720175201811(837344.OC)20196(601328.SH03328.HK)20205(601088.SH01088.HK)202151990719978
申万宏源集团股份有限公司
20057201222007102010620095200912
20111020139201232016112015820165201611201612201992019102020112016920206(833175.OC)20184(600712.SH)20206(688366.SH06826.HK)2021520236(601163.SH)199972004720077
2.
199011199281992919959199511199731997
32003120031200310200310200610200610200792007920083200832014122011620111120141220157201412201412
20157201712201712
202112018520185
20211202192021920211020211120235
20235202112202272022720234198771990719959
第四节?公司治理（续）
申万宏源集团股份有限公司
半年度报告 2023
199782000220002200710200710201232012320177
20177202012020120221020215202210202341997720047
200172010620081020106201072013320133201422013620203
201422016112015120154201682016920181020161120183
2017122018320211220183201962019620214201912202032020320233
2023320215202332023
42023720017201412199461996101996102000112000112004920049200511
2005112015420154201562023620215202112202272022719946
13.51B(1)
公司简介和主要财务指标
重要事项
债券相关情况
管理??与分析
股份变动及股东情况
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
七、员工及薪酬政策
202363011,6939510,994441604
“”
“”
八、本报告期利润分配及资本公积金转增股本方案
2023
九、公司股权激励计划、员工持股计划或其他员工激励措施的实施情况
第五节?环境和社会责任
申万宏源集团股份有限公司
半年度报告 2023
一、保护生态、防治污染、履行环境责任的相关信息
“” ESG
ESGESG–ISSBIFRS S1IFRS S2ESGESGESGESGESG “”“”(301291.SZ)(301355.SZ)(873152.BJ)14“
”CMBSCMBSCMBS“1”
“”“”“”ESG
公司简介和主要财务指标
重要事项
公司治理
债券相关情况
管理??与分析
股份变动及股东情况
财务报告
半年度报告 2023
申万宏源集团股份有限公司
二、巩固拓展脱贫攻坚成果、乡村振兴的情况
20232023
“1+1+1+N”“1”“1”“1”“N”
2023
“”“”
2023““502023170“”5“·”
第六节?重要事项
申万宏源集团股份有限公司
半年度报告 2023
一、承诺事项
二、控股股东及其他关联方对本公司非经营性占用资金情况
三、违规对外担保
四、聘任、解聘会计师事务所情况
2023
2023
20233302023“”“”20232023202359820222022
202331520232023202362020222023
五、董事会、监事会对会计师事务所本报告期“非标准审计报告”的说明
六、董事会对上年度“非标准审计报告”相关情况的说明
七、破产重整相关事项
公司简介和主要财务指标
公司治理
债券相关情况
管理??与分析
股份变动及股东情况
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
八、诉讼事项
10%10%
202211“”2022530
4,125.1323
85,637,746.552023112
20227
“”
1.
2020685,400,805.71
2021120219
20211120231
2. RAAS CHINA LIMITED
201710RAAS CHINA LIMITED
RAAS CHINA LIMITED20183RAAS CHINA LIMITED20189RAASCHINA LIMITED20,000
2021420211120233
第六节?重要事项（续）
申万宏源集团股份有限公司
半年度报告 2023
3.
(1) 20173
8,30020203
2020820219
202211
(2) 20173
10,0004,00020203
202082021
202211
(3) 20177
9,0002,17320208
20218
20226
20234
20237
4.
(1) 20177
6,500202010283,696.42
20234
申万宏源集团股份有限公司
(2) 20184
6,990202010284,32320234
(3) 20184
2,510202010281,499202345.
2018
20181020191245,00020211220221
202316.
20183“”
201810
20191232,896202112
2022120226202317.
20166201829,900“”2018122021320218
20233
第六节?重要事项（续）
申万宏源集团股份有限公司
半年度报告 2023
8.
2018101
“”2“2”7,000“1701”100,000201912
2021727,109.3920237
9.
2017313,6007,368
20216202211
20238
10.
“1905”兌
“”11,290
2022920232
11.
201511“”
2016116,178.54202142022620227
公司简介和主要财务指标
公司治理
债券相关情况
管理??与分析
股份变动及股东情况
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
九、处罚及整改情况
十、公司及其控股股东、实际控制人的诚信情况
十一、
重大关联交易
20222023
2023630
(%)
1,206.120.42
––3,601.201.04
90.500.14
––
159.500.20
5,705.142.27
––
第六节?重要事项（续）
申万宏源集团股份有限公司
半年度报告 2023
2023630
(%)
237,950.680.35
––
1,140,578.180.13
590,280.721.09
––
––
55,999.000.97
319.072.02
申万宏源集团股份有限公司
2023630
(%)
––
18,000.001.60
––
––
720.00––
50.00––
960.00––
第六节?重要事项（续）
申万宏源集团股份有限公司
半年度报告 2023
十二、重大合同及其履行情况
–––––––––(A1)
(A2)
(A3)
(A4)
2023-5-3178,0002023-5-2518,0003(B1)
78,000
(B2)
18,000(B3)
78,000
(B4)
18,000
申万宏源集团股份有限公司
–––––––––(C1)0(C2)0(C3)627,651.05(C4)627,651.05(A1+B1+C1)78,000(A2+B2+C2)18,000(A3+B3+C3)705,651.05(A4+B4+C4)645,651.05A4+B4+C46.53%(D)070%(E)050%(F)0(D+E+F)0
(1)
(ISDA)(GMRA)1.3
(2) 10
38.4
(3) 17.2
1.2
第六节?重要事项（续）
申万宏源集团股份有限公司
半年度报告 2023
20213302021528100,000
7.82023531www.cninfo.com.cn2023530www.hkexnews.hk645,651.056.53%
14A2021126
202112302021202211202412312022202420211271231www.cninfo.com.cn20211261230www.hkexnews.hk
公司简介和主要财务指标
公司治理
债券相关情况
管理??与分析
股份变动及股东情况
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
十三、
报告期内公司单项业务资格变化情况
50ETF
十四、报告期内监管部门对公司的行政许可决定
12023.01.30[2023]9922023.02.02202323632023.02.022023239
十五、
报告期内，公司所属子公司申万宏源证券风险控制指标情况
第六节?重要事项（续）
申万宏源集团股份有限公司
半年度报告 2023
十六、
报告期内，公司接待调研和采访的情况
202315202320234320222023511202320235172023
2023
202352520236162023
www.szse.cnwww.cninfo.com.cn
十七、其他重要事项2022202220221231AH25,039,944,560AH100.30A2023810202381120238112022202385www.cninfo.com.cn2022AH202373202210
0.30202220238112022H2023620兌0.91228兌1.0010H
0.328852023620www.hkexnews.hk2022
公司简介和主要财务指标
公司治理
债券相关情况
管理??与分析
股份变动及股东情况
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
十八、
报告期已披露重要信息索引
(www.cninfo.com.cn)AH
12023-01-1822023-01-1832023-01-1842020兌兌2023-01-18520222023-01-2062023-02-0172023-02-0182023-02-0192023-02-04102023-02-09112023-02-09122023-02-09132022兌2023-02-18142023-02-18152020兌兌2023-02-2316202220232023-03-0617202120232023-03-0618202220232023-03-0619202120232023-03-062020232023-03-082120232023-03-142220222023-03-282320232023-03-29242022兌2023-03-302520222023-03-312620222023-03-31
第六节?重要事项（续）
申万宏源集团股份有限公司
半年度报告 2023
272023-03-31282023-03-312920222023-03-31302023-03-31312023-03-313220222023-03-31332023-03-31342023-03-31352023-03-31362023-03-31372023-03-31382023-03-31392023-03-314020222023-03-314120232023-03-314220222023-03-314320232023-04-01442023-04-03452023-04-03462023-04-03472023-04-06482023-04-06492023-04-06502023-04-13512023-04-13522023-04-135320232023-04-155420232023-04-185520232023-04-2256202220232023-04-2457202220232023-04-24582020兌兌2023-04-26
申万宏源集团股份有限公司
5920232023-04-296020232023-05-3061180118022023-05-30622020兌兌2023-05-306320222023-05-316420222023-05-31652023-05-316620232023-06-086720232023-06-086820232023-06-08692023-06-087020232023-06-087120232023-06-107220232023-06-107320232023-06-127420232023-06-127520232023-06-127620232023-06-127720232023-06-147820232023-06-16792022兌2023-06-178020232023-06-208120222023-06-218220222023-06-218320222023-06-30842018
2022
2023-06-30
第六节?重要事项（续）
申万宏源集团股份有限公司
半年度报告 2023
(www.hkexnews.hk)H
1202212312023-01-04220222023-01-19320231312023-02-01420232282023-03-0152023-03-156202212312023-03-307202212312023-03-30820222023-03-3092023-03-301020233312023-04-061120232023-04-141220222023-04-17132023-04-181420232023-04-281520234302023-05-0416202212312023-05-301720222023-05-30182023620H2023-05-301920222023-05-302020235312023-06-0121202212312023-06-202220222023-06-20
公司简介和主要财务指标
公司治理
债券相关情况
管理??与分析
股份变动及股东情况
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
十九、
公司子公司重要事项
1.
201717021369812017/2/172017/2/172024/2/1750,000.004.50%
兌
201818031128122018/12/102018/12/102023/12/10150,000.004.08%202020081492302020/9/102020/9/102023/9/10320,000.003.76%202020101492742020/10/262020/10/262023/10/26570,000.003.68%202121011494252021/4/292021/4/292024/4/29250,000.003.45%202121021494312021/4/292021/4/292031/4/29200,000.004.05%202121031494792021/5/242021/5/242026/5/24260,000.003.63%202121041494902021/5/282021/5/282024/5/28200,000.003.27%202121051494912021/5/282021/5/282031/5/28250,000.004.00%202121061495592021/7/212021/7/212024/7/21200,000.003.13%202121071495602021/7/212021/7/212031/7/21300,000.003.77%202121081495742021/7/282021/7/282024/7/28280,000.003.04%202121091495752021/7/282021/7/282026/7/28420,000.003.38%202121101496142021/8/262021/8/262024/8/26300,000.003.02%202121111496152021/8/262021/8/262031/8/26300,000.003.75%202121121496262021/9/92021/9/92024/9/9480,000.003.05%202121131496272021/9/92021/9/92026/9/9100,000.003.40%202121141495952021/9/222021/9/222023/9/22230,000.002.95%202121151496402021/9/222021/9/222024/9/22230,000.003.10%
第六节?重要事项（续）
申万宏源集团股份有限公司
半年度报告 2023
202222011497892022/1/212022/1/212025/1/21500,000.002.80%202222021497902022/1/212022/1/212032/1/21240,000.003.60%202222031498092022/2/232022/2/232025/2/23220,000.002.95%202222051498522022/3/242022/3/242025/3/24350,000.003.18%202222061498532022/3/242022/3/242027/3/24210,000.003.53%202222071129042022/5/232022/5/232025/5/23180,000.002.78%202222081492522022/5/232022/5/232027/5/23220,000.003.20%202323011482472023/4/142023/4/142025/4/1480,000.002.85%202323021482482023/4/142023/4/142026/4/14200,000.002.99%202323031484292023/8/172023/8/172025/8/17220,000.002.50%202323041484302023/8/172023/8/172026/8/17180,000.002.67%202323051484442023/8/302023/8/302025/8/3050,000.002.55%202323061484452023/8/302023/8/302023/8/30150,000.002.95%202121C11493602021/1/212021/1/212024/1/21300,000.003.93%
兌
202121C21494052021/3/112021/3/112024/3/11380,000.003.94%202121C31497612021/12/272021/12/272023/12/27180,000.003.08%202121C41497622021/12/272021/12/272024/12/27120,000.003.20%202222C11499042022/4/272022/4/272025/4/27300,000.003.19%202323C11481982023/3/62023/3/62025/3/6140,000.003.35%202323C21481992023/3/62023/3/62026/3/6130,000.003.55%
申万宏源集团股份有限公司
202323C31482232023/3/272023/3/272026/3/27230,000.003.38%202121Y11495292021/6/242021/6/245200,000.004.10%
202121Y21496052021/8/192021/8/195330,000.003.70%
202121Y31497002021/11/152021/11/155470,000.003.88%
202222Y11480052022/7/272022/7/275
兌
500,000.003.45%
第六节?重要事项（续）
申万宏源集团股份有限公司
半年度报告 2023
202222Y21480402022/8/252022/8/255
兌
480,000.003.28%
202323Y11483102023/6/82028/6/85
兌
180,000.003.44%
202323Y21483702023/7/122028/7/125
兌
180,000.003.44%
1702180320082010210121022103210421052106210721082109211021112112211321142115220122022203220522
21C121C221C321C422C123C123C223C321Y121Y221Y322Y122Y223Y123Y2220722082301230223032304230523061702180320062008201021012102210321042105210621072108210921102111211221132114211521C121C221C321C422C123C123C223C321Y121Y221Y3220122022203220522062207220823012302230323042305230622Y122Y223Y1
申万宏源集团股份有限公司
2.3.4.
5.
10%
20231“”20231
第七节?股份变动及股东情况
申万宏源集团股份有限公司
半年度报告 2023
一、股份变动情况
()
437,2440.0017%00000437,2440.0017%
1. 0000000
00.0000%
2. 0000000
00.0000%
3. 437,2440.0017%00000437,2440.0017%0000000
00.0000%
437,2440.0017%00000437,2440.0017%
4. 00.0000%00000
00.0000%
00.0000%00000
00.0000%
00.0000%00000
00.0000%
25,039,507,31699.9983%0000025,039,507,31699.9983%
1. 22,535,507,31689.9983%0000022,535,507,31689.9983%
2. 00.0000%00000
00.0000%
3. 2,504,000,00010.0000%000002,504,000,00010.0000%
4. 00.0000%00000
00.0000%
25,039,944,560100.0000%0000025,039,944,560100.0000%
A
二、证券发行与上市情况
“”“”“”
公司简介和主要财务指标
重要事项
公司治理
债券相关情况
管理??与分析
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
三、公司股东数量和持股情况
2023630
260,573A260,513H
(%)
26.346,596,306,947006,596,306,9470
20.055,020,606,527005,020,606,5270
10.002,503,800,9703,20002,503,800,970
4.841,211,896,28948,60001,211,896,2890
4.491,124,543,633001,124,543,6330
3.99999,000,00000999,000,00067,500,000
2.54635,215,42600635,215,4260
1.84460,642,21600460,642,216217,000,000
1.29323,131,88334,175,7920323,131,8830
0.81202,085,28014,767,3000202,085,2800
100%
63.16%
第七节?股份变动及股东情况（续）
申万宏源集团股份有限公司
半年度报告 2023
6,596,306,9476,596,306,9475,020,606,5275,020,606,5272,503,800,9702,503,800,9701,211,896,2891,211,896,2891,124,543,6331,124,543,633
999,000,000999,000,000635,215,426635,215,426460,642,216460,642,216323,131,883323,131,883202,085,280202,085,280
1010
100%
63.16%
20221248,600
1. H 2. H
A
公司简介和主要财务指标
重要事项
公司治理
债券相关情况
管理??与分析
环境和?会责任
财务报告
半年度报告 2023
申万宏源集团股份有限公司
四、董事、监事和高级管理人员持股变动
五、截至报告期末公司控股股东和实际控制人变更
六、董事、监事及最高行政人员于本公司及相联法团的股份，相关股份或债券之权益及
淡仓2023630XVXV78
七、主要股东于本公司股份及相关股份中拥有的权益及淡仓
2023630XV23
%
AH%
A5,020,606,52720.0522.28A7,792,697,33231.1234.58H756,472,0003.0230.21H64,193,6000.262.562A6,596,306,94726.3429.273H648,404,8002.5925.89
H216,134,4000.868.63
H216,134,0000.868.636H172,907,2000.696.907China Life Franklin Asset
Management Co., Limited
H153,633,6000.616.14
1 100%100%
63.16%7,792,697,332
A756,472,000H648,404,800108,067,200
1H
第七节?股份变动及股东情况（续）
申万宏源集团股份有限公司
半年度报告 2023
3 XV
4 2023630A22,535,944,560H2,504,000,00025,039,944,560
2023630XV23
八、足够的公众持股数量
10%2019412
H2019520
九、购回、出售或赎回本公司的上市证券
公司简介和主要财务指标
重要事项
公司治理
管理??与分析
股份变动及股东情况
环境和?会责任
财务报告
第八节?债券相关情况
半年度报告 2023
申万宏源集团股份有限公司
一、公司债券
1. 2018
201818011127282018-07-132018-07-172023-07-173,2502018.07.17-
2021.07.16
4.40%
2021.07.17-2023.07.16
3.20%
201818021127292018-07-132018-07-172023-07-17650,0004.80%
A
2018
2023717兌
第八节?债券相关情况（续）
申万宏源集团股份有限公司
半年度报告 2023
2. 2021
(%)
202121011493932021-03-042021-03-082026-03-08150,0003.68
202121021493942021-03-042021-03-082028-03-0850,0003.95202121041495532021-07-132021-07-152028-07-15300,0003.65202121051495782021-08-022021-08-042024-08-0450,0002.99202121061495792021-08-022021-08-042026-08-04250,0003.38
A
申万宏源集团股份有限公司
3. 2022
(%)
202222011498252022-03-042022-03-082025-03-08180,0003.11
202222021498262022-03-042022-03-082027-03-08120,0003.50202222031498982022-04-222022-04-262025-04-26300,0003.06202222041498992022-04-222022-04-262027-04-26100,0003.45202222061480542022-08-262022-08-302032-08-30255,0003.56
A
第八节?债券相关情况（续）
申万宏源集团股份有限公司
半年度报告 2023
4. 2023
(%)
202323021483182023-06-122023-06-142033-06-14500,0003.49
A
1.2.
AAAAAA
1. 2018
2018兌
兌“1801”“1802”
20237兌“1801”“1802”20227172023716
申万宏源集团股份有限公司
2. 2021
2021兌
兌“2101”“2102”“2104”“2105”“2106”20233兌“2101”“2102”20223820233720237兌“2104”202271520237142023
8兌“2105”“2106”202284202383
3. 2022
2022兌
兌“2201”“2202”“2203”“2204”“2206”20233兌“2201”“2202”20223820233720234
兌“2203”“2204”2022426202342520238兌“2206”202283020238
4. 2023
2023兌
第八节?债券相关情况（续）
申万宏源集团股份有限公司
半年度报告 2023
二、其他债券事项
10%“”“”
三、截至报告期末公司近两年的主要会计数据和财务指标
1.56
1.580.02
77.10%
77.25%0.15
1.56
1.580.02
4,071,212,598.543,483,732,413.4716.86%EBITDA
0.06
0.040.02
2.11
1.8812.23%
14.20
7.2595.86%
EBITDA
2.21
1.9612.76%
100.00%
100.00%–
100.00%
100.00%–
=/*100%
审阅报告
半年度报告 2023
申万宏源集团股份有限公司
(2023)0047
“”20236302023630
2101
?2023830
2023630()合并资产负债表
申万宏源集团股份有限公司
半年度报告 2023
202363020221231
118,136,348,346.12113,218,784,401.75
80,259,543,306.3181,123,218,363.48
26,458,702,931.1829,511,692,361.969,244,551,431.878,405,451,003.51
61,206,393,752.5261,299,617,386.55
8,094,616,876.578,197,281,520.04
28,012,374,420.2726,517,378,261.12
6,777,224,473.165,248,559,271.49
8,883,015,572.4317,440,363,480.19
259,118,634,727.58279,019,040,241.37
3,662,913,391.394,117,368,902.83
61,528,390,381.8154,510,847,491.05
44,973,098,793.682,029,729,506.75
3,821,296,112.544,108,397,776.55
45,737,316.5147,980,142.34
1,240,246,033.031,172,479,676.79
236,837,144.93230,149,783.51
963,497,567.32899,563,368.16
311,794,026.97291,293,430.53
2,712,136,767.253,461,424,460.94
2,593,574,105.251,795,073,053.51
638,776,832,740.51613,117,024,517.43
申万宏源集团股份有限公司
202363020221231
1,780,974,064.701,719,394,758.60
17,927,067,920.5422,052,000,648.26
1,038,682,357.893,462,411,111.91
12,773,892,493.425,500,998,696.96
5,153,144,125.704,749,684,105.28
159,477,887,776.78153,494,133,968.71
102,429,488,175.33100,310,770,402.6543,120,000.0041,100,000.00
5,984,713,314.465,983,784,852.73
882,267,103.42805,867,331.72
43,210,796,446.4833,021,976,346.65
149,604,800,950.93151,064,560,178.22
997,091,291.54926,006,346.99
31,927,077.875,386,758.53
49,251,080.2937,785,339.62–121,693.00
14,563,480,740.4713,261,349,112.52
515,948,584,919.82496,437,331,652.35
25,039,944,560.0025,039,944,560.00
19,367,146,136.4619,367,146,136.46
96,303,819.83(840,632,581.06)
4,131,472,842.834,131,472,842.83
17,224,058,291.4717,197,715,067.00
33,083,310,343.3930,149,298,269.05
98,942,235,993.9895,044,944,294.2823,886,011,826.7121,634,748,570.801,692,769,323.801,615,995,531.80
22,193,242,502.9120,018,753,039.00
122,828,247,820.69116,679,692,865.08
638,776,832,740.51613,117,024,517.43
100110
2023830
2023630()
公司资产负债表
申万宏源集团股份有限公司
半年度报告 2023
202363020221231
7,082,440,451.861,357,843,208.7612,994,004,209.8612,742,908,548.572,223,724,450.212,533,237,339.82
63,137,570,024.4163,125,223,245.85
136,252,840.62139,036,445.54302,158,948.05312,827,222.86381,542.99581,776.03
–40,778,358.10
4,075,450,241.123,608,545,672.45
89,951,982,709.1283,860,981,817.98
172,239,452.91136,021,693.877,273,610.4512,102,825.28
29,718,055,132.0424,559,700,389.9315,255,798.43–
784,014,046.5032,123,599.92
30,696,838,040.3324,739,948,509.00
25,039,944,560.0025,039,944,560.00
23,811,448,219.4623,811,448,219.46
3,541,001,240.403,541,001,240.40
3,849,860,528.883,849,860,528.883,012,890,120.052,878,778,760.24
59,255,144,668.7959,121,033,308.98
89,951,982,709.1283,860,981,817.98
20236306()
合并利润表
半年度报告 2023
申万宏源集团股份有限公司
6306
20232022
12,239,516,642.1012,818,884,641.34
3,807,523,965.954,330,998,801.832,358,313,529.482,787,646,691.29
836,145,158.32813,411,847.55521,612,200.45662,923,224.03
(91,440,897.20)(34,757,761.87)
4,800,578,906.434,965,236,357.514,892,019,803.634,999,994,119.38
4,077,855,723.87287,286,300.50316,739,466.88371,721,706.17
(4,155,667.29)(19,341,172.21)
304,880,217.72245,950,181.61
2,251,314,719.064,465,678,262.92兌(27,605,300.50)(21,640,698.57)
1,916,795,974.413,544,556,615.55
192,238.79812,939.37
7,225,524,548.378,681,617,338.81
72,199,470.5777,310,542.61
5,096,832,297.294,318,682,835.50
25,649,158.53684,361,499.00
53,713,662.59(24,267,341.62)
1,977,129,959.393,625,529,803.32
5,013,992,093.734,137,267,302.53
2,297,891.373,297,084.89
42,262,801.4351,647,908.36
4,974,027,183.674,088,916,479.06
703,988,560.61456,342,313.33
4,270,038,623.063,632,574,165.73
1.4,270,038,623.063,632,574,165.732.––
1.3,747,733,668.183,361,795,635.202.522,304,954.88270,778,530.53
合并利润表（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
630620232022
936,049,158.37(131,524,019.16)
900,761,800.71(146,708,228.33)
1. 372,197,123.09(214,775,589.37)
1. 2,986,155.204,365,114.58
2. 404,003,258.67(139,652,557.46)
3. 4,120,447.6030,385,774.48
4. 117,454,816.15172,969,029.44
35,287,357.6615,184,209.17
5,206,087,781.433,501,050,146.57
4,648,495,468.893,215,087,406.87557,592,312.54285,962,739.70
0.15
0.13
0.15
0.13
20236306()
公司利润表
半年度报告 2023
申万宏源集团股份有限公司
6306
20232022
1,040,638,584.943,129,381,972.492,384,696.032,460,800.97
(320,552,157.45)(308,847,158.02)
142,692,962.02202,554,956.15
463,245,119.47511,402,114.17
1,109,282,041.863,300,151,560.3617,446,778.5619,591,856.49
713,341.311,287,473.59
224,203,341.35109,513,572.56兌
1.44
1.89
24,607,320.4024,815,721.14
98,002,231.8089,353,564.73
7,009,122.637,079,699.60
86,987,961.2078,487,456.27
66,715.24139,628.423,938,432.733,646,780.44
942,636,353.143,040,028,407.767,500.001,600.001,300,000.00–
941,343,853.143,040,030,007.7656,034,156.5311,413,883.19
885,309,696.613,028,616,124.57
––
885,309,696.613,028,616,124.57
20236306()
合并现金流量表
申万宏源集团股份有限公司
半年度报告 2023
630620232022
38,076,662,567.8512,220,572,908.6012,074,415,739.7612,178,490,855.516,863,160,807.79–2,335,762,224.7710,449,920,407.51297,676,692.389,157,546,929.3558(1)3,921,157,812.444,743,826,314.77
63,568,835,844.9948,750,357,415.74
2,418,786,570.001,026,775,020.00
–6,325,945,309.14
3,085,940,205.722,813,995,721.72
3,866,782,223.762,977,497,887.64
1,096,272,584.472,280,800,194.3558(2)4,856,323,300.437,807,821,484.62
15,324,104,884.3823,232,835,617.47
58(3)48,244,730,960.6125,517,521,798.27
1,894,044,745.68630,473,411.31
4,726,682.262,096,353.75
1,898,771,427.94632,569,765.06
48,895,288,104.636,683,094,269.29
319,685,796.52106,736,160.11
49,214,973,901.156,789,830,429.40
(47,316,202,473.21)(6,157,260,664.34)
申万宏源集团股份有限公司
630620232022
43,628,570,196.3867,680,923,613.501,776,650,943.37–1,776,650,943.37–
406,177,757.712,500,158,919.52
45,811,398,897.4670,181,082,533.02
48,543,339,789.4562,759,450,804.623,684,848,291.192,853,486,767.4882,000,000.00–202,306,115.67191,629,518.71
52,430,494,196.3165,804,567,090.81
(6,619,095,298.85)4,376,515,442.21
(27,605,300.50)(21,640,698.57)
58(3)(c)(5,718,172,111.95)23,715,135,877.57147,257,879,699.84146,061,433,215.75
58(4)141,539,707,587.89169,776,569,093.32
20236306()
公司现金流量表
申万宏源集团股份有限公司
半年度报告 2023
630620232022
228,436,012.66147,938,678.71
14,279,842.15155,793,127.13
54,012,247.2052,428,652.50
296,728,102.01356,160,458.34
53,111,092.9841,953,910.7021,177,544.6122,570,765.4612,874,598.867,012,740.65
87,163,236.4571,537,416.81
8(1)209,564,865.56284,623,041.53
299,550,000.00–149,014,580.4088,819,288.271,034,329,816.721,838,323,638.79
1,482,894,397.121,927,142,927.06
–500,250,000.00
1,341,524.041,556,004.39
660,000,000.00–
661,341,524.04501,806,004.39
821,552,873.081,425,336,922.67
4,994,000,000.007,000,000,000.00
4,994,000,000.007,000,000,000.00
–4,200,000,000.00299,230,000.00261,314,528.31
299,230,000.004,461,314,528.31
4,694,770,000.002,538,685,471.69
1.44
1.89
8(2)5,725,887,740.084,248,645,437.781,355,722,156.22344,130,171.90
7,081,609,896.304,592,775,609.68
20236306()
合并股东权益变动表
半年度报告 2023
申万宏源集团股份有限公司
35363738394041
20231125,039,944,560.0019,367,146,136.46(840,632,581.06)4,131,472,842.8317,197,715,067.0030,149,298,269.0595,044,944,294.281,615,995,531.8020,018,753,039.00116,679,692,865.08
900,761,800.713,747,733,668.184,648,495,468.8977,753,792.00479,838,520.545,206,087,781.43
1,776,650,943.371,776,650,943.37
(5,432.39)(5,432.39)(980,000.00)(985,432.39)
26,343,224.47(26,343,224.47)–
(751,198,336.80)(751,198,336.80)(751,198,336.80)
(82,000,000.00)(82,000,000.00)
36,174,600.18(36,174,600.18)–
202363025,039,944,560.0019,367,146,136.4696,303,819.834,131,472,842.8317,224,058,291.4733,083,310,343.3998,942,235,993.981,692,769,323.8022,193,242,502.91122,828,247,820.69
35363738394041
20221125,039,944,560.0019,367,146,136.46(640,305,705.98)3,860,338,868.3216,236,742,750.9131,358,141,449.7695,222,008,059.471,733,218,087.4310,099,367,873.36107,054,594,020.26
(146,708,228.33)3,361,795,635.203,215,087,406.879,481,972.58276,480,767.123,501,050,146.57
–
1 33,912,966.95(33,912,966.95)–2 (2,503,994,456.00)(2,503,994,456.00)(2,503,994,456.00)3 (82,000,000.00)(82,000,000.00)
1 26,405,605.81(26,405,605.81)–
202263025,039,944,560.0019,367,146,136.46(760,608,328.50)3,860,338,868.3216,270,655,717.8632,155,624,056.2095,933,101,010.341,742,700,060.0110,293,848,640.48107,969,649,710.83
20236306()
公司股东权益变动表
申万宏源集团股份有限公司
半年度报告 2023
20231125,039,944,560.0023,811,448,219.463,541,001,240.403,849,860,528.882,878,778,760.2459,121,033,308.98
885,309,696.61885,309,696.61
(751,198,336.80)(751,198,336.80)
2023630
25,039,944,560.0023,811,448,219.463,541,001,240.403,849,860,528.883,012,890,120.0559,255,144,668.79
20221125,039,944,560.0023,811,448,219.463,269,867,265.893,849,860,528.882,942,567,445.6158,913,688,019.84
3,028,616,124.573,028,616,124.57
1 (2,503,994,456.00)(2,503,994,456.00)
2022630
25,039,944,560.0023,811,448,219.463,269,867,265.893,849,860,528.883,467,189,114.1859,438,309,688.41
20236306()
财务报表附注
半年度报告 2023
申万宏源集团股份有限公司
“”“”19962015116“”1988199260,00019883,50065,208[1996]200
132,000200234“”[2002]61421,5762005928[2005]100“”2525671,57631000000004699120122245%[2012]421,218,967,7983,718,967,798
2014725“”
“”A2014121[2014]1279
20151152[2015]95“”20151162015120
201512312.0498,140,984,97714,856,744,97714,856,744,977
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
2015126“”“000166”
2016762015123114,856,744,97710
3.505,199,860,74120,056,605,7182016111
201811611,972,900,760.322,479,338,842.009,493,561,918.3222,535,944,560.00100%
2019426“”2,504,000,000H25,039,944,560“”
202363011,693441
2023830
“”2006215“”
320212022
3220236
3020236306
2022<16>“16”2023
申万宏源集团股份有限公司
(1)
100%100%–
57100%100%10100%100%
1.567%67%2,00090%90%25100%100%10100%100%
5100%100%1,000100%100%3,00051%51%2,00060%60%
1,00051%51%
100%100%–2100%100%–Shenwan
Hongyuan (International) Holdings Limited
40.71100%100%1,00051%51%
612100%100%
(2)25100%100%–
(2)
10100%100%–5100%100%–
20100%100%–
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(3)
14.4297.87%97.87%Shenwan
Hongyuan (H.K.) Limited
27.82
–64.90%–75.00%
2202212202520231
202363023,500,211,135.152022123124,310,802,268.95202363020221231
202363020221231
202363020221231
申万宏源集团股份有限公司
2023630542022123181
(1)(2)
2023
20221231
2023
20221231
0.92198
0.89327
0.88396
0.85891
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)
2023630
4,691.961.000004,691.96
71.457.22580516.2844,776.200.9219841,282.76
46,491.00
35,200,749,479.561.0000035,200,749,479.56
129,691,655.877.22580937,125,966.991,246,061,201.340.921981,148,843,506.41
369,135,165.09
37,655,854,118.05
74,628,248,189.521.0000074,628,248,189.52
369,164,085.417.225802,667,505,848.362,912,297,004.070.921982,685,079,591.81
278,709,676.62
80,259,543,306.31
117,915,397,424.36
224,415,134.021.00000224,415,134.02
1,081,682.620.92198997,289.74
225,412,423.76
118,140,856,339.12
(4,507,993.00)
118,136,348,346.12
2023630
7,812,876,340.301.000007,812,876,340.30
55,812,761.977.22580403,291,855.471,060,067,232.000.92198977,360,786.56
295,876,362.68
9,489,405,345.01
申万宏源集团股份有限公司
(1)
20221231
2,262.001.000002,262.00
71.456.96460497.6271,871.440.8932764,200.60
66,960.22
29,554,169,648.671.0000029,554,169,648.67
156,169,222.486.964601,087,656,166.861,165,633,316.400.893271,041,225,272.54
32,239,130.71
31,715,290,218.78
74,229,824,171.041.0000074,229,824,171.04
501,584,370.746.964603,493,334,508.453,443,319,686.270.893273,075,814,176.15
324,245,507.84
81,123,218,363.48
112,838,508,582.26
385,410,174.881.00000385,410,174.88
113,223,985,717.36
(5,201,315.61)
113,218,784,401.75
20221231
7,572,623,480.591.000007,572,623,480.5974,175,678.306.96460516,603,929.061,302,227,940.260.893271,163,241,152.20
314,989,560.68
9,567,458,122.53
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(2)
20236301,192,551,660.85202212311,122,287,449.83
2023630
16,923,549,383.611.0000016,923,549,383.6116,550,431.797.22580119,590,110.0625,310,898.580.9219823,336,142.27
19,030.82
17,066,494,666.76
147,656,832.551.00000147,656,832.55
7,802,435,596.261.000007,802,435,596.26
41,038,971.547.22580296,539,400.55346,791,506.930.92198319,734,833.56
8,418,709,830.37
825,841,601.501.00000825,841,601.50
26,458,702,931.18
申万宏源集团股份有限公司
20221231
20,553,093,292.031.0000020,553,093,292.03
14,402,167.046.96460100,305,332.60137,818,297.880.89327123,108,950.95
17,990.14
20,776,525,565.72
329,715,792.731.00000329,715,792.73
7,158,921,440.531.000007,158,921,440.53
37,353,251.886.96460260,150,458.06216,331,767.110.89327193,242,677.61
7,612,314,576.20
793,136,427.311.00000793,136,427.31
29,511,692,361.96
(1)
202363020221231
54,253,447,127.5254,418,246,591.716,219,395,282.836,090,242,707.70
60,472,842,410.3560,508,489,299.41
(368,463,301.72)(378,024,126.84)
60,104,379,108.6360,130,465,172.57
646,216,619.30756,741,647.04
455,798,024.59412,410,566.94
1,102,014,643.891,169,152,213.98
–
1,102,014,643.891,169,152,213.98
61,206,393,752.5261,299,617,386.55
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(2)
202363020221231
188,493,267,572.84181,501,670,657.637,901,158,601.887,013,720,706.065,546,823,021.444,562,121,823.70
241,835,496.03312,042,512.86
202,183,084,692.19193,389,555,700.25
2023630
196,357,129,339.506,145,891,835.90(3,328,371,008.52)651,660,629,334.191,469,994,664.70(1,584,099,395.63)
88,046,430,489.70448,024,271.24(205,435,610.84)10,605,331,000.0030,706,104.73(33,490,060.71)
85,119,950.00(1,748,050.00)
946,754,640,113.398,094,616,876.57(5,153,144,125.70)
20221231
222,157,928,549.256,821,959,146.17(3,574,562,982.33)531,781,107,271.74848,802,009.08(916,938,055.82)
59,962,684,162.39467,658,182.86(202,612,165.66)6,397,191,002.3758,862,181.93(55,570,901.47)
820,298,910,985.758,197,281,520.04(4,749,684,105.28)
202363035,709,069.0020221231480,673,454.12
申万宏源集团股份有限公司
2023630
20,751,812,969.641.0000020,751,812,969.64
540,000.007.225803,901,932.0037,909,782.710.9219834,952,061.46
20,790,666,963.10
44,463,279.411.0000044,463,279.41
6,928,927,056.471.000006,928,927,056.47
6,370,748.017.2258046,033,750.9753,768,878.000.9219849,573,830.14
7,024,534,637.58
152,709,540.181.00000152,709,540.18
28,012,374,420.27
20221231
19,760,052,260.421.0000019,760,052,260.42
540,000.006.964603,760,884.0025,109,335.090.8932722,429,415.76
19,786,242,560.18
63,347,663.011.0000063,347,663.01
6,304,267,669.381.000006,304,267,669.38
4,426,181.666.9646030,826,584.8252,858,850.000.8932747,217,224.94
6,382,311,479.14
285,476,558.791.00000285,476,558.79
26,517,378,261.12
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)
202363020221231
5,413,126,328.184,350,186,068.34
549,038,046.16896,761,087.00
275,534,952.74188,010,581.22
1,493,427,962.24672,130,787.42
7,731,127,289.326,107,088,523.98
(953,902,816.16)(858,529,252.49)
6,777,224,473.165,248,559,271.49
(2)
2023630
(%)(%)
6,391,689,104.1282.67(45,320,705.70)0.71
1 - 2681,488,444.288.81(518,281,576.94)76.052 - 316,634,399.120.22(2,030,689.66)12.21
641,315,341.808.30(388,269,843.86)60.54
7,731,127,289.32100.00(953,902,816.16)12.34
20221231
(%)(%)
15,139,094,753.0384.15(496,510,108.40)9.661 - 233,553,855.350.55(6,350,405.89)18.932 - 3625,687,043.9810.25(274,103,412.96)43.813308,752,871.625.05(81,565,325.24)26.42
6,107,088,523.98100.00(858,529,252.49)14.06
202363020221231
申万宏源集团股份有限公司
(1)
202363020221231
6,494,955,664.9513,523,882,592.244,088,560,296.185,745,757,318.58
10,583,515,961.1319,269,639,910.82
(1,700,500,388.70)(1,829,276,430.63)
8,883,015,572.4317,440,363,480.19
(2)
202363020221231
6,494,955,664.9513,523,882,592.244,088,560,296.185,745,757,318.58
10,583,515,961.1319,269,639,910.82
(1,700,500,388.70)(1,829,276,430.63)
8,883,015,572.4317,440,363,480.19
20236302,368,299,888.34202212313,916,684,788.43(3)
202363020221231
7,788,755,648.8411,278,874,651.76
––
20236303,081,822,309.9120221231
11,230,924,577.13
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)
2023630
127,223,604,720.17127,223,604,720.17126,897,190,856.98126,897,190,856.9843,043,653,599.2443,043,653,599.2441,636,097,917.0541,636,097,917.0531,123,330,657.0131,123,330,657.0130,896,266,300.3930,896,266,300.392,512,996,573.412,512,996,573.412,687,863,375.622,687,863,375.622,673,923,738.942,673,923,738.942,686,042,612.752,686,042,612.751,172,262,617.971,172,262,617.971,024,205,923.521,024,205,923.5251,586,723,303.0651,586,723,303.0653,290,967,741.2753,290,967,741.27
259,336,495,209.80259,336,495,209.80259,118,634,727.58259,118,634,727.58
20221231
144,087,527,561.12144,087,527,561.12143,231,222,119.39143,231,222,119.3939,293,786,162.7039,293,786,162.7037,749,598,866.9937,749,598,866.9944,845,879,109.0444,845,879,109.0444,675,487,368.7944,675,487,368.793,633,936,310.673,633,936,310.673,644,575,780.633,644,575,780.632,706,235,487.522,706,235,487.522,919,983,276.722,919,983,276.721,395,432,696.521,395,432,696.521,167,990,061.841,167,990,061.8445,387,219,794.2945,387,219,794.2945,630,182,767.0145,630,182,767.01
281,350,017,121.86281,350,017,121.86279,019,040,241.37279,019,040,241.37
(2)
12(1)3(2)
申万宏源集团股份有限公司
(3)
20236302,658,672,236.31202212314,729,663,132.54
202363095,985,857,357.102620221231118,144,300,250.56
20236308,589,446,547.0042022123110,080,094,740.00
2023630
3,551,692,669.5221,032,995.86(338,387,976.99)3,234,337,688.39324,070,000.004,350,390.30(45,219,406.20)283,200,984.10187,912,431.722,327,222.68(44,864,935.50)145,374,718.90
4,063,675,101.2427,710,608.84(428,472,318.69)3,662,913,391.39
20221231
3,651,542,669.5230,312,416.01(291,207,362.59)3,390,647,722.94838,872,734.823,386,441.64(258,438,603.55)583,820,572.91181,085,480.942,203,671.01(40,388,544.97)142,900,606.98
4,671,500,885.2835,902,528.66(590,034,511.11)4,117,368,902.83
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)
2023630
17,715,377,925.48304,920,203.04(394,256,005.48)17,626,042,123.04425,650,030.4212,130,387,762.75124,103,884.3812,627,357.2512,267,119,004.388,298,965.5511,934,295,285.46166,191,459.52(312,478,112.02)11,788,008,632.96254,350,150.29
5,313,361,157.5074,581,245.0623,995,354.905,411,937,757.465,373,224.11820,086,463.786,100,540.004,273,572.22830,460,576.00650,214.24721,731,674.033,228,520.082,242,595.97727,202,790.08–12,656,494,560.69241,850,132.89(20,725,195.69)12,877,619,497.8965,221,574.93
61,291,734,829.69920,975,984.97(684,320,432.85)61,528,390,381.81759,544,159.54
20221231
17,057,342,974.08272,928,661.60(459,752,014.08)16,870,519,621.60429,032,340.53
3,600,745,418.2548,757,909.59(11,705,783.25)3,637,797,544.592,868,651.9611,082,257,685.68217,858,338.00(432,385,732.47)10,867,730,291.21241,684,690.0310,857,916,082.11224,584,616.45(120,126,552.11)10,962,374,146.4510,953,647.971,031,314,577.6116,395,812.602,318,453.391,050,028,843.601,272,023.23726,318,660.764,912,729.96548,619.24731,780,009.96–10,399,072,566.16174,009,872.64(182,465,405.16)10,390,617,033.6459,667,727.18
54,754,967,964.65959,447,940.84(1,203,568,414.44)54,510,847,491.05745,479,080.90
(2)
202363020,173,652,302.50262022123129,836,809,577.23
20236309,431,758,571.5042022123111,196,763,223.00
2023630
45,251,554,590.2144,973,098,793.68502,401,873.83
20221231
2,848,394,702.412,029,729,506.75121,810,954.66
申万宏源集团股份有限公司
12(1)3(2)202363027,832,196,394.70262022123179,724,982.9120236308,075,850,857.204202212312023630648,232,800.242022630635,207,474.41
(1)
202363020221231
915,893,508.76556,960,173.53472,133,561.00438,825,678.0035,737,662.0050,114,773.02
(a)1,423,764,731.761,045,900,624.55
1,508,364,228.60876,578,041.00
(a) 3(2)(2)
202363020221231
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
202363020221231
(1)
880,792,294.671,159,875,776.05
(2)
2,161,268,054.532,156,011,386.99957,520,507.46970,795,357.63
3,118,788,561.993,126,806,744.62
3,999,580,856.664,286,682,520.67
–
(178,284,744.12)(178,284,744.12)
(178,284,744.12)(178,284,744.12)
3,821,296,112.544,108,397,776.55
申万宏源集团股份有限公司
(1)
202311
2023630
25,289,546.69300,000.00(308,717.74)25,280,828.95–
1,123,804.19(101,538.82)1,022,265.37–
83,173,433.08(5,489,021.95)2,245,706.5879,930,117.71–1,835,583.22(91,397.98)1,744,185.24–17,160,566.943,881,885.9921,042,452.93–54,589,820.4520,801,708.40(4,370,000.00)71,021,528.85–11,806,601.1556,382.9111,862,984.06–162,652,325.52758,513.55163,410,839.07–411,506.45(1,160.52)410,345.93–90,261,459.887,094,540.3997,356,000.27–257,782,172.17180,000,000.00(30,071,425.88)407,710,746.29–453,788,956.31(450,000,000.00)5,819,178.08(9,608,134.39)–
1,159,875,776.05180,300,000.00(455,489,021.95)10,083,674.96(13,978,134.39)880,792,294.67–
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)
202211
2022
1231
262,118,916.11(268,824,746.23)6,705,830.12–
15,350,370.93300,000.009,639,175.7625,289,546.69–
990,347.98518,804.20(385,347.99)1,123,804.19–155,184.60(12,685.00)(142,499.60)–60,334,214.7422,839,218.3483,173,433.08–1,974,898.24(139,315.02)1,835,583.22–9,252,168.997,908,397.9517,160,566.94–35,088,664.9419,501,155.5154,589,820.45–12,178,902.49(372,301.34)11,806,601.15–165,372,598.661,692,003.89(13,761,986.52)9,349,709.49162,652,325.52–410,453.7817,195.00(16,142.33)411,506.45–104,361,854.67(14,100,394.79)90,261,459.88–254,484,409.533,297,762.64257,782,172.17–351,139,726.02100,000,000.0033,164,679.23(30,515,448.94)453,788,956.31–
1,000,000.00(1,000,000.00)–
1,274,212,711.68102,528,003.09(282,599,417.75)97,392,427.57(30,657,948.54)(1,000,000.00)1,159,875,776.05–
申万宏源集团股份有限公司
(2)
202311
2023
85,913,384.929,216,514.3695,129,899.28(178,284,744.12)
214,783,391.908,538,981.94(5,400,000.00)217,922,373.84–
2,156,011,386.99291,130,512.342,986,155.20(288,860,000.00)2,161,268,054.53–
54,994,655.543,529,789.0358,524,444.57–2,054,446.6392,681.512,147,128.14–337,386.24(152,616.96)184,769.28–
16,250,197.49(4,411,294.34)11,838,903.15–301,614,498.12(836,909.82)300,777,588.30–542,973.41542,973.41–19,939,431.89(461,727.44)19,477,704.45–32,158,466.27(24,000,000.00)336,936.468,495,402.73–24,465,954.6062,153.9724,528,108.57–39,455,826.50600,000.00(389,229.13)(129.75)39,666,467.62–
2,948,522,000.50600,000.00(24,000,000.00)306,655,791.922,986,155.20(294,260,129.75)2,940,503,817.87(178,284,744.12)
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(2)
202211
2022
1231
91,900,018.25(5,986,633.33)85,913,384.92(178,284,744.12)
197,521,371.5024,462,020.40(7,200,000.00)214,783,391.90–
1,956,497,862.94580,027,547.768,335,976.29(388,850,000.00)2,156,011,386.99–
52,778,746.702,215,908.8454,994,655.54–511,344.551,581,253.65(38,151.57)2,054,446.63–349,553.74(12,167.50)337,386.24–12,973,756.971,140,610.182,135,830.3416,250,197.49–309,818,699.669,730,416.78(17,934,618.32)301,614,498.12–400,000.00142,973.41542,973.41–
20,024,706.18(85,274.29)19,939,431.89–36,213,170.57745,295.70(4,800,000.00)32,158,466.27–25,229,298.53(763,343.93)24,465,954.60–503,616,438.35(500,000,000.00)26,630,136.99(30,246,575.34)–30,010,000.00600,000.008,845,826.5039,455,826.50–
3,237,844,967.943,321,863.83(500,000,000.00)648,050,386.108,335,976.29(449,031,193.66)2,948,522,000.50(178,284,744.12)
申万宏源集团股份有限公司
(3)
(a)0.5817.54%
1.0031.00% (b)
3.1051.61%
3.0034.00%
0.1026.00%
2.5125.00%
7.0530.00%–
0.1450.00%
0.0340.00%
0.4124.894%0.01%
2.0040.00%–
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(4)
5.2027.775%
1.0030.00%
0.5030.00%
15.1033.11%–(a)10.0018.00%– (a)
1.330.01%–
0.0530.00% (a)
3.8013.16%(a)0.501.00%
0.8030.00%1.00%(a)20.201.00%
0.0220.00%
12.0224.875%
(a) 20%(b) 50%
申万宏源集团股份有限公司
(5)
202363020221231
13,623,840,619.7713,070,528,793.235,842,497,489.185,325,337,172.42
7,781,343,130.597,745,191,620.81
27.775%
27.775%
2,161,268,054.532,151,226,972.684,784,414.31
2,161,268,054.532,156,011,386.99
6306
20232022
3,648,084,087.973,772,562,283.291,065,400,275.911,122,213,277.6010,751,233.8715,715,984.10
–
1,076,151,509.781,137,929,261.70
288,860,000.00–
202363020221231
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(6)
202363020221231
880,792,294.671,159,875,776.0510,083,674.9697,392,427.57
–
10,083,674.9697,392,427.57
779,235,763.34792,510,613.5115,525,279.5868,022,838.34
–
15,525,279.5868,022,838.34
20221181,431,609.47
2022123181,431,609.47
202363081,431,609.47
202211(28,965,815.47)
(4,485,651.66)
20221231(33,451,467.13)
(2,242,825.83)
2023630(35,694,292.96)
202363045,737,316.51
2022123147,980,142.34
202363020221231202363020221231
申万宏源集团股份有限公司
(1)
202363020221231
3,279,237,747.573,157,707,031.87(2,020,921,407.98)(1,967,157,048.52)(18,070,306.56)(18,070,306.56)
1,240,246,033.031,172,479,676.79
(2)
2022111,671,338,053.7649,296,886.2817,850,121.091,118,786,172.9781,889,272.30121,858,229.733,061,018,736.13
11,447,196.343,079,712.76174,622,057.082,183,531.2218,554.67191,351,052.07
54,088,124.881,144,475.973,516,749.9258,749,350.77(219,900.00)(576,525.00)(8,178,019.62)(2,539,287.36)(11,513,731.98)(11,560,386.52)(5,504,826.74)(895,415.05)(113,627,250.43)(4,214,686.85)(6,095,809.53)(141,898,375.12)
202212311,671,224,863.5846,651,872.3016,378,181.041,225,691,084.8878,463,305.28119,297,724.793,157,707,031.87
1,238,830.45173,412,654.848,947,733.79756,226.25184,355,445.33102,751.5021,407.083,126,629.10158,941.583,409,729.26
(697,972.00)(108,500.00)(3,549,244.79)(970,756.15)(5,326,472.94)
(3,587,041.63)(376,067.06)(54,340,281.11)(2,157,871.15)(446,725.00)(60,907,985.95)
20236301,671,327,615.0843,627,096.2015,893,613.981,344,340,842.9284,441,353.35119,607,226.043,279,237,747.57
202211(848,187,746.66)(42,002,911.96)(15,544,854.40)(858,606,591.83)(68,156,779.41)(84,647,440.53)(1,917,146,324.79)
(53,628,790.96)(2,043,555.94)(177,109.65)(120,487,211.48)(1,956,251.45)(7,009,370.54)(185,302,290.02)1,849,278.855,388,531.631,385,042.59114,223,630.736,456,791.595,988,290.90135,291,566.29
20221231(899,967,258.77)(38,657,936.27)(14,336,921.46)(864,870,172.58)(63,656,239.27)(85,668,520.17)(1,967,157,048.52)
(27,034,048.57)(961,836.27)(56,911.39)(81,445,461.36)(3,107,511.26)(3,005,254.53)(115,611,023.38)
3,928,871.58459,887.9854,134,941.972,876,952.39446,010.0061,846,663.92
2023630(927,001,307.34)(35,690,900.96)(13,933,944.87)(892,180,691.97)(63,886,798.14)(88,227,764.70)(2,020,921,407.98)
202211(17,387,902.52)(17,387,902.52)
(682,404.04)(682,404.04)
20221231(18,070,306.56)(18,070,306.56)
2023630(18,070,306.56)(18,070,306.56)
2023630726,256,001.187,936,195.241,959,669.11452,160,150.9520,554,555.2131,379,461.341,240,246,033.03
20221231753,187,298.257,993,936.032,041,259.58360,820,912.3014,807,066.0133,629,204.621,172,479,676.79
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(3)
202363020221231(4)
202363020221231(5)
202363015,621,838.372022123124,912,335.63
(1)
202363020221231
108,548,621.93108,548,621.93122,932,960.90122,932,960.9055,132,053.0755,132,053.0747,331,692.4247,331,692.4266,126,157.9266,126,157.9252,888,390.3552,888,390.35
7,030,312.017,030,312.016,996,739.846,996,739.84
236,837,144.93236,837,144.93230,149,783.51230,149,783.51
(2)
2023
2023
122,932,960.9094,732,590.76(109,116,929.73)108,548,621.9347,331,692.427,800,360.6555,132,053.0752,888,390.3529,922,075.67(16,684,308.10)66,126,157.92
6,996,739.843,443,301.43(3,409,729.26)7,030,312.01
230,149,783.51135,898,328.51(3,409,729.26)(125,801,237.83)236,837,144.93
2022
2022
1231
109,462,754.74163,494,118.65(150,023,912.49)122,932,960.90
42,358,182.958,490,259.39(3,516,749.92)47,331,692.4228,883,399.9252,982,820.02(28,977,829.59)52,888,390.3546,362,994.6315,866,346.06(55,232,600.85)6,996,739.84
227,067,332.24240,833,544.12(58,749,350.77)(179,001,742.08)230,149,783.51
申万宏源集团股份有限公司
2022111,485,535,941.12
351,623,937.12(234,653,724.17)
202212311,602,506,154.07
261,760,575.79(146,199,846.66)
20236301,718,066,883.20
202211(536,929,736.54)
(386,748,311.25)220,735,261.88
20221231(702,942,785.91)
(192,901,106.18)141,274,576.21
2023630(754,569,315.88)
2023630963,497,567.32
20221231899,563,368.16
202363020221231
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
202211808,632,846.19333,315,281.481,141,948,127.67
175,042,216.15348,623.76175,390,839.91
(225,293.00)(9,303.00)(234,596.00)
20221231983,449,769.34333,654,602.241,317,104,371.58
104,293,242.301,016,598.06105,309,840.36
(154,230.35)(3,898,559.48)(4,052,789.83)
20236301,087,588,781.29330,772,640.821,418,361,422.11
202211(577,567,857.84)(313,523,730.50)(891,091,588.34)
(133,324,944.25)(789,976.40)(134,114,920.65)61,844.869,303.0071,147.86
20221231(710,830,957.23)(314,304,403.90)(1,025,135,361.13)
(81,335,342.99)(654,804.93)(81,990,147.92)140,129.121,093,564.711,233,693.83
2023630(792,026,171.10)(313,865,644.12)(1,105,891,815.22)
202211(675,579.92)(675,579.92)
20221231(675,579.92)(675,579.92)
2023630(675,579.92)(675,579.92)
2023630295,562,610.1916,231,416.78311,794,026.97
20221231272,618,812.1118,674,618.42291,293,430.53
202363020221231
申万宏源集团股份有限公司
(1)
2023630
4,276,634,120.181,069,158,530.044,023,835,389.37965,815,527.513,078,624,246.90769,106,578.081,854,339,690.16463,584,922.541,222,613,356.07285,551,365.01895,379,622.40223,844,905.61342,957,453.3485,739,363.33274,303,848.2468,575,962.07
43,456,182.4410,864,045.61
1,387,333.84346,833.46144,863,360.4636,193,446.73
16,158,394,603.403,978,781,479.99
20221231
4,375,607,148.141,093,901,787.044,129,944,851.95990,432,533.523,029,365,842.60756,745,357.771,854,339,690.16463,584,922.543,310,255,667.43821,916,950.42804,113,577.51201,028,394.38837,893,205.26207,879,070.21815,076,979.13203,769,244.78
1,387,333.84346,833.46161,312,212.4340,328,053.11
19,319,296,508.454,779,933,147.23
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(2)
2023630
3,182,227,502.36795,556,875.59
970,249,259.89242,562,314.98871,252,330.42217,813,082.62234,033,474.2538,615,523.25
4,740,189.161,185,047.2911,679,787.422,838,946.88
5,274,182,543.501,298,571,790.61
20221231
3,865,335,200.25966,333,800.06636,794,976.96159,176,339.72765,568,610.63191,392,152.6614,879,161.593,719,790.4014,312,606.183,273,361.98
5,296,890,555.611,323,895,444.82
(3)
202363020221231
2,712,136,767.253,461,424,460.9431,927,077.875,386,758.53
(4)
202363020221231
2,384,783,946.502,163,383,158.29
申万宏源集团股份有限公司
202363020221231
886,895,877.66719,454,204.12(1)662,428,797.40436,552,301.68
288,930,736.94–
191,284,620.82131,880,708.50148,566,629.67151,339,058.06(2)85,866,577.8185,920,513.1513,435,758.6311,648,877.523,561,110.83478,706.203,460,129.003,460,129.00(3)309,143,866.49254,338,555.28
2,593,574,105.251,795,073,053.51
(1)
(a)
202363020221231
973,855,063.03742,451,040.19
(311,426,265.63)(305,898,738.51)
662,428,797.40436,552,301.68
(b)
2023630
(%)(%)
526,047,274.2054.02(17,307,568.72)3.29
1 - 2123,999,655.0512.73(5,641,059.53)4.552 - 326,602,157.632.73(12,942,207.69)48.65
297,205,976.1530.52(275,535,429.69)92.71
973,855,063.03100.00(311,426,265.63)31.98
20221231
(%)(%)
1392,105,837.5052.81(11,586,944.38)2.961 - 242,958,409.185.79(9,159,985.85)21.322 - 324,907,322.743.35(17,159,530.77)68.893282,479,470.7738.05(267,992,277.51)94.87
742,451,040.19100.00(305,898,738.51)41.20
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)(c)
2023630
(%)
63,415,529.0036.5130,252,423.8733.1124,974,865.1532.5623,810,491.7432.4418,186,967.1431.87
160,640,276.9016.49
20221231
(%)
63,415,529.0038.5430,252,423.8734.0724,974,865.1533.3623,810,491.7433.2118,186,967.1432.45
160,640,276.9021.63
(2)
2023
2023
74,448,403.862,169,800.9716,684,308.10(18,451,776.56)(1,713,642.13)73,137,094.2411,472,109.292,782,953.21(1,525,578.93)12,729,483.57
85,920,513.154,952,754.1816,684,308.10(19,977,355.49)(1,713,642.13)85,866,577.81
2022
2022
1231
75,716,313.667,555,247.8828,977,829.59(37,800,987.27)74,448,403.8611,329,878.141,197,083.77(1,054,852.62)11,472,109.29
87,046,191.808,752,331.6528,977,829.59(38,855,839.89)85,920,513.15
(3) 202363019,654,538.89
申万宏源集团股份有限公司
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
2023112023630
5,201,315.61(807,307.49)113,984.884,507,993.00
(1)3378,024,126.8432,317,647.31(41,878,472.43)368,463,301.72
(2)6858,529,252.49133,504,536.14(30,516,941.85)(7,614,030.62)953,902,816.16
(3)71,829,276,430.6376,846,337.99(203,013,850.02)(2,608,529.90)1,700,500,388.70
(4)9590,034,511.1150,410,065.24(132,702.93)(211,839,554.73)428,472,318.69
(5)10745,479,080.9061,505,531.08(55,249,018.03)7,808,565.59759,544,159.54(6)325,308,198.5415,988,919.15(13,325,585.63)327,971,532.06
4,731,852,916.12370,573,036.91(344,923,878.38)(214,139,564.78)4,543,362,509.87
178,284,744.12178,284,744.12
18,070,306.5618,070,306.56
675,579.92675,579.92150,666,124.7257,181,434.97(3,467,772.38)204,379,787.31
347,696,755.3257,181,434.97(3,467,772.38)401,410,417.91
5,079,549,671.44427,754,471.88(348,391,650.76)(214,139,564.78)4,944,772,927.78
20221120221231
11,268,290.183,847,691.37(64,922.00)150,256.065,201,315.61
(1)3378,786,450.6065,246,804.24(64,725,185.35)(1,283,942.65)378,024,126.84
(2)6620,653,818.06591,050,838.35(149,005,540.72)(1,500,000.00)(202,669,863.20)858,529,252.49
(3)71,132,232,686.05737,699,629.40(40,663,727.94)7,843.121,829,276,430.63
(4)9577,117,923.7414,706,833.33(5,013,386.41)3,223,140.45590,034,511.11
(5)10499,213,998.97306,799,143.02(74,083,266.93)13,549,205.84745,479,080.90
(6)287,873,413.1348,361,788.05(10,013,016.64)(913,986.00)325,308,198.54
3,497,146,580.731,767,712,727.76(343,569,045.99)(1,500,000.00)(187,937,346.38)4,731,852,916.12
13178,284,744.12178,284,744.121517,387,902.52682,404.0418,070,306.5618675,579.92675,579.92136,691,352.97132,420,644.09(118,445,872.34)150,666,124.72
333,039,579.53132,420,644.09(118,445,872.34)682,404.04347,696,755.32
3,830,186,160.261,900,133,371.85(462,014,918.33)(1,500,000.00)(187,254,942.34)5,079,549,671.44
申万宏源集团股份有限公司
(1)
202311104,071,573.4823,372,093.12250,580,460.24378,024,126.8430,882,625.051,435,022.2632,317,647.31(41,509,441.93)(287,757.64)(81,272.86)(41,878,472.43)(1,768.57)1,768.57–22,845,566.36(22,845,566.36)–
(238,769.12)238,769.12–
2023630116,288,554.39252,174,747.33368,463,301.72
202211114,598,650.348,721,031.30255,466,768.96378,786,450.60
51,722,027.5713,502,425.2622,351.4165,246,804.24(59,584,209.18)(1,943,225.61)(3,197,750.56)(64,725,185.35)(8,750,546.55)8,750,546.55–5,553,168.59(5,553,168.59)–
(105,515.79)105,515.79–532,482.71(532,482.71)–
(1,283,942.65)(1,283,942.65)
20221231104,071,573.4823,372,093.12250,580,460.24378,024,126.84
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(2)
20231140,966,539.16817,562,713.33858,529,252.4928,657,000.958,974,587.7295,872,947.47133,504,536.14
(13,213,615.01)(17,303,326.84)(30,516,941.85)
(5,042,435.76)5,042,435.76
(7,614,030.62)(7,614,030.62)
202363028,657,000.9531,685,076.11893,560,739.10953,902,816.16
20221150,251,180.47570,402,637.59620,653,818.06
17,720,356.61573,330,481.74591,050,838.35(27,004,997.92)(122,000,542.80)(149,005,540.72)
(1,500,000.00)(1,500,000.00)(202,669,863.20)(202,669,863.20)
2022123140,966,539.16817,562,713.33858,529,252.49
申万宏源集团股份有限公司
(3)
202311203,900.491,829,072,530.141,829,276,430.63
60,082.5076,786,255.4976,846,337.99
(203,013,850.02)(203,013,850.02)6,553.43(2,615,083.33)(2,608,529.90)
2023630270,536.421,700,229,852.281,700,500,388.70
2022115,632,855.922,264,850.001,124,334,980.131,132,232,686.05
196,057.37737,503,572.03737,699,629.40(4,963,855.92)(2,264,850.00)(33,435,022.02)(40,663,727.94)(669,000.00)669,000.00–7,843.127,843.12
20221231203,900.491,829,072,530.141,829,276,430.63
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(4)
2023112,462,880.77587,571,630.34590,034,511.113,543,908.9546,866,156.2950,410,065.24
(132,702.93)(132,702.93)142,160.93(211,981,715.66)(211,839,554.73)
20236306,016,247.72422,456,070.97428,472,318.69
2022116,561,161.65570,556,762.09577,117,923.74
831,844.3513,874,988.9814,706,833.33(5,013,386.41)(5,013,386.41)(172,800.00)172,800.00–256,061.182,967,079.273,223,140.45
202212312,462,880.77587,571,630.34590,034,511.11
申万宏源集团股份有限公司
(5)
20231166,944,881.685,572,760.81672,961,438.41745,479,080.9034,443,562.06604,080.6826,457,888.3461,505,531.08(35,293,510.69)(2,754,110.05)(17,201,397.29)(55,249,018.03)
(306,491.87)306,491.87–2,400,420.71(2,400,420.71)–
513,343.427,295,222.177,808,565.59
202363068,702,205.311,328,802.60689,513,151.63759,544,159.54
20221171,727,224.2184,862,942.40342,623,832.36499,213,998.97
40,774,998.384,587,426.89261,436,717.75306,799,143.02(39,616,185.69)(34,359,391.03)(107,690.21)(74,083,266.93)
(808,147.40)808,147.40–(13,077,899.54)13,077,899.54–5,711,440.39(5,711,440.39)–
(45,866,116.28)45,866,116.28–2,233,451.331,251,191.8210,064,562.6913,549,205.84
2022123166,944,881.685,572,760.81672,961,438.41745,479,080.90
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(6)
20231133,728,103.28291,580,095.26325,308,198.5415,007,750.00981,169.1515,988,919.15(11,902,528.32)(1,423,057.31)(13,325,585.63)
202363036,833,324.96291,138,207.10327,971,532.06
20221129,345,280.81258,528,132.32287,873,413.13
11,008,131.4037,353,656.6548,361,788.05(5,711,322.93)(4,301,693.71)(10,013,016.64)
(913,986.00)(913,986.00)
2022123133,728,103.28291,580,095.26325,308,198.54
202363020221231
1,780,974,064.701,719,394,758.60
20236302022123120236302.50% - 5.91%202212311.30% - 3.90%
申万宏源集团股份有限公司
202311 2023
%
22CP002
20.002022/2/171220.002.492,043,387,397.234,229,589.04(2,047,616,986.27)–
22CP003
20.002022/3/281220.002.662,040,665,205.468,599,452.05(2,049,264,657.51)–22CP005
30.002022/8/181030.001.893,021,126,575.3423,456,712.33(3,044,583,287.67)–
(1)1,411,947,737.71(1,411,947,737.71)–(2)13,534,873,732.5225,957,887,724.94(22,577,924,438.67)16,914,837,018.79
1,012,230,901.751,012,230,901.75
22,052,000,648.2627,006,404,380.11(31,131,337,107.83)17,927,067,920.54
202211 20221231%
21D252.002021/10/27652.002.745,220,838,978.5640,056,583.09(5,260,895,561.65)–21D328.002021/10/27928.002.782,810,920,606.2441,754,681.42(2,852,675,287.66)–21D433.002021/12/8833.002.643,300,376,507.8955,953,135.97(3,356,329,643.86)–21D547.002021/12/81247.002.684,700,380,646.54123,163,682.18(4,823,544,328.72)–21CP00720.002021/10/181220.002.822,011,589,041.1042,184,109.61(2,053,773,150.71)–21CP00830.002021/10/291230.002.853,014,991,780.8363,949,315.09(3,078,941,095.92)–22CP00120.002022/1/26520.002.372,016,362,739.71(2,016,362,739.71)–22CP00220.002022/2/171220.002.492,043,387,397.232,043,387,397.2322CP00320.002022/3/281220.002.662,040,665,205.462,040,665,205.4622CP00430.002022/4/22730.002.343,037,119,452.04(3,037,119,452.04)–22CP00530.002022/8/181030.001.893,021,126,575.343,021,126,575.34
(1)1,411,947,737.711,411,947,737.71
(2)8,527,745,637.6541,738,380,201.92(36,731,252,107.05)13,534,873,732.52
29,586,843,198.8155,676,050,816.77(63,210,893,367.32)22,052,000,648.26
202363020221231
(1) 202212721
1.50%
2023126
(2) 202363061,1932022630
68552023630
2.15% - 6.80%202212312.00% - 6.80%
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
202363020221231
405,000,000.003,000,000,000.00633,682,357.89462,411,111.91
1,038,682,357.893,462,411,111.91
202363020221231
10,065,635,654.443,735,582,628.392,565,249,400.061,711,924,693.30121,470,111.7419,695,736.54
21,537,327.1833,795,638.73
12,773,892,493.425,500,998,696.96
(1)
202363020221231
130,607,475,029.06126,817,608,783.0419,295,616,047.6314,678,578,417.439,574,796,700.0911,024,023,511.66973,923,256.58
159,477,887,776.78153,494,133,968.71
(2)
202363020221231
130,607,475,029.06127,791,532,039.6219,295,616,047.6314,678,578,417.439,574,796,700.0911,024,023,511.66
159,477,887,776.78153,494,133,968.71
(3)
202363020221231
154,407,881,696.64155,633,097,521.84
27,914,532,417.1921,676,087,119.22
10,314,810,000.0011,350,048,500.00
192,637,224,113.83188,659,233,141.06
申万宏源集团股份有限公司
202363020221231
50,898,911,690.8849,088,415,370.55
41,278,965,165.1541,545,823,292.52
92,177,876,856.0390,634,238,663.07
8,595,395,823.228,328,167,733.28
1,644,599,431.401,327,425,484.22
10,239,995,254.629,655,593,217.50
11,616,064.6820,938,522.08
102,429,488,175.33100,310,770,402.65
2023112023630
(1)1,772,092,320.853,416,649,682.61(3,413,905,549.13)1,774,836,454.33
(2)249,827,591.18404,036,163.63(319,369,790.16)334,493,964.658,569,588.077,252,052.99(7,410,975.99)8,410,665.073,953,295,352.6339,772,786.26(126,095,908.48)3,866,972,230.41
5,983,784,852.733,867,710,685.49(3,866,782,223.76)5,984,713,314.46
20221120221231
(1)2,177,379,727.826,387,934,454.67(6,793,221,861.64)1,772,092,320.85
(2)202,367,534.08879,343,789.91(831,883,732.81)249,827,591.18
8,297,074.355,126,769.99(4,854,256.27)8,569,588.073,838,905,133.22448,225,063.47(333,834,844.06)3,953,295,352.63
6,226,949,469.477,720,630,078.04(7,963,794,694.78)5,983,784,852.73
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)
2023112023630
1,590,394,842.962,871,051,357.65(2,861,586,267.04)1,599,859,933.57
374,448.50109,264,334.18(109,465,472.68)173,310.001,885,360.89156,197,181.28(156,737,451.02)1,345,091.151,407,939.34147,781,658.68(148,051,443.23)1,138,154.7917,822.955,496,688.66(5,492,868.53)21,643.08459,598.602,918,833.94(3,193,139.26)185,293.284,386,124.17191,626,275.69(191,153,461.02)4,858,938.84172,368,004.9465,165,574.48(72,333,099.30)165,200,480.12
2,683,539.3923,344,959.33(22,629,798.07)3,398,700.65
1,772,092,320.853,416,649,682.61(3,413,905,549.13)1,774,836,454.33
20221120221231
2,001,647,647.435,466,581,807.02(5,877,834,611.49)1,590,394,842.96
176,660.00132,773,458.62(132,575,670.12)374,448.50
976,755.94268,126,046.65(267,217,441.70)1,885,360.89
851,526.37254,350,465.26(253,794,052.29)1,407,939.3415,476.679,691,167.29(9,688,821.01)17,822.95
109,752.904,084,414.10(3,734,568.40)459,598.603,307,265.91347,424,419.39(346,345,561.13)4,386,124.17170,187,028.20120,491,182.41(118,310,205.67)172,368,004.941,084,370.3452,537,540.58(50,938,371.53)2,683,539.39
2,177,379,727.826,387,934,454.67(6,793,221,861.64)1,772,092,320.85
申万宏源集团股份有限公司
(2)
2023112023630
3,208,519.26234,020,785.53(233,355,940.69)3,873,364.10
240,538.477,512,303.66(7,485,631.65)267,210.48246,378,533.45162,503,074.44(78,528,217.82)330,353,390.07
249,827,591.18404,036,163.63(319,369,790.16)334,493,964.65
20221120221231
2,655,963.76425,326,572.44(424,774,016.94)3,208,519.268,223,995.2013,359,877.34(21,343,334.07)240,538.47191,487,575.12440,657,340.13(385,766,381.80)246,378,533.45
202,367,534.08879,343,789.91(831,883,732.81)249,827,591.18
202363065,417,004.98202263065,752,046.21
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
202363020221231
656,711,036.72533,592,434.10116,011,071.63111,462,154.6785,687,624.59132,484,316.608,407,567.138,989,493.806,093,266.726,017,070.359,356,536.6313,321,862.20
882,267,103.42805,867,331.72
202363020221231
40,458,840,094.2831,866,275,702.84
2,278,353,599.68607,088,496.26191,082,573.11144,560,769.57(1)167,000,000.00259,500,000.0061,975,702.99113,174,774.59
48,109,266.3524,984,223.915,435,210.076,392,379.48
43,210,796,446.4833,021,976,346.65
(1) 兌
(2) 2023630120221231
申万宏源集团股份有限公司
2023
2023
%
1702
5.002017/2/17845.004.50519,602,739.7110,171,232.87(21,513,698.61)508,260,273.971801
5.002018/7/17605.003.2032,976,572.09517,050.5233,493,622.611802
65.002018/7/176065.004.806,644,447,133.21154,730,549.236,799,177,682.44
1803
15.002018/12/106015.004.081,503,688,767.1230,348,493.161,534,037,260.282002
20.002020/1/163620.003.552,068,069,380.82(2,068,069,380.82)–2004
30.002020/2/213630.003.203,082,586,301.398,153,424.66(3,090,739,726.05)–2006
41.002020/7/273641.003.494,161,940,328.7970,956,958.924,232,897,287.712008
32.002020/9/103632.003.763,234,123,364.1661,911,075.723,296,034,439.882010
57.002020/10/263657.003.685,731,918,467.88108,017,843.405,839,936,311.2820C2
60.002020/4/233660.003.186,131,384,709.1847,744,430.09(6,179,129,139.27)–20C3
60.002020/5/253660.003.256,117,510,209.3964,574,825.55(6,182,085,034.94)–2101
15.002021/3/86015.003.681,545,067,397.2727,373,150.69(55,200,000.00)1,517,240,547.962102
5.002021/3/8845.003.95516,124,657.529,793,835.61(19,750,000.00)506,168,493.132104
30.002021/7/158430.003.653,050,400,000.0054,300,000.003,104,700,000.002105
5.002021/8/4365.002.99506,102,876.727,413,561.65513,516,438.372106
25.002021/8/46025.003.382,534,494,520.5641,902,739.732,576,397,260.292101
25.002021/4/293625.003.452,555,684,874.8737,140,830.93(79,633,561.69)2,513,192,144.112102
20.002021/4/2912020.004.052,050,824,499.9734,190,324.22(74,786,301.35)2,010,228,522.842103
26.002021/5/246026.003.632,653,285,429.4341,452,452.08(88,432,767.13)2,606,305,114.382104
20.002021/5/283620.003.272,036,789,096.2428,382,801.69(60,562,191.81)2,004,609,706.122105
25.002021/5/2812025.004.002,554,692,083.6942,487,905.27(92,602,739.69)2,504,577,249.27
2106
20.002021/7/213620.003.132,025,394,028.6431,915,209.082,057,309,237.72
2107
30.002021/7/2112030.003.773,044,040,890.7456,477,960.003,100,518,850.742108
28.002021/7/283628.003.042,834,545,552.6942,844,290.042,877,389,842.73
2109
42.002021/7/286042.003.384,251,077,911.2971,782,465.234,322,860,376.522110
30.002021/8/263630.003.023,025,647,381.9346,766,088.823,072,413,470.75
2111
30.002021/8/2612030.003.753,029,822,748.5656,339,397.873,086,162,146.432112
48.002021/9/93648.003.054,838,437,633.7974,736,120.984,913,173,754.772113
10.002021/9/96010.003.401,008,629,799.2417,127,592.131,025,757,391.372114
23.002021/9/222423.002.952,315,243,786.5636,067,138.822,351,310,925.382115
23.002021/9/223623.003.102,314,116,984.0336,969,496.632,351,086,480.66
C1
30.002021/1/213630.003.933,106,961,824.7254,110,400.61(111,439,726.04)3,049,632,499.2921C2
38.002021/3/113638.003.943,915,013,981.7672,806,942.03(145,618,082.20)3,842,202,841.5921C3
18.002021/12/272418.003.081,796,991,036.4629,386,840.021,826,377,876.4821C4
12.002021/12/273612.003.201,197,151,492.1819,883,501.481,217,034,993.662201
18.002022/3/83618.003.111,845,704,219.1927,759,945.19(55,980,000.00)1,817,484,164.38
2202
12.002022/3/86012.003.501,234,290,410.9520,827,397.26(42,000,000.00)1,213,117,808.21
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
2023
2023
%
2203
30.002022/4/263630.003.063,062,625,205.4945,522,739.73(91,800,000.00)3,016,347,945.222204
10.002022/4/266010.003.451,023,535,616.4617,108,219.19(34,500,000.00)1,006,143,835.65
2206
25.502022/8/3012025.503.562,580,591,616.4345,016,931.502,625,608,547.932201
50.002022/1/213650.002.805,124,117,320.9463,732,481.60(132,328,767.15)5,055,521,035.39
2202
24.002022/1/2112024.003.602,476,456,986.4338,395,773.19(81,665,753.41)2,433,187,006.212203
22.002022/2/233622.002.952,250,761,235.0629,334,188.58(60,988,219.17)2,219,107,204.472205
35.002022/3/243635.003.183,578,795,596.4149,803,997.18(104,286,575.34)3,524,313,018.252206
21.002022/3/246021.003.532,152,343,608.1632,652,111.62(69,458,794.49)2,115,536,925.292207
18.002022/5/233618.002.781,826,394,946.6222,641,909.83(47,023,890.38)1,802,012,966.072208
22.002022/5/236022.003.202,237,377,682.3731,264,316.05(66,156,712.32)2,202,485,286.1022C1
30.002022/4/273630.003.193,055,335,153.9342,704,481.67(88,883,013.71)3,009,156,621.8923C1
14.002023/3/62414.003.351,415,548,465.99(3,307,169.81)1,412,241,296.1823C2
13.002023/3/63613.003.551,315,105,636.69(3,070,188.68)1,312,035,448.0123C3
23.002023/3/273623.003.382,320,954,448.36(6,075,471.70)2,314,878,976.662301
8.002023/4/14248.002.85805,058,806.51(1,792,075.47)803,266,731.042302
20.002023/4/143620.002.992,013,084,353.89(4,472,075.47)2,008,612,278.42
2302
50.002023/6/1412050.003.495,008,138,423.43(2,830,188.68)5,005,308,234.75
(1)3,496,834,683.67164,955,170.37(31,015,062.54)3,630,774,791.50
(2)2,099,434,832.03107,638,412.43(27,321,258.89)2,179,751,985.57
(3)15,085,172,601.483,940,455,797.28(1,321,722,597.75)17,703,905,801.01
151,064,560,178.2219,086,480,937.27(20,546,240,164.56)149,604,800,950.93
申万宏源集团股份有限公司
2022
2022
1231
%
170175.002017/2/176075.004.407,787,506,849.3228,027,397.24(7,815,534,246.56)–17025.002017/2/17845.004.50519,602,739.7121,513,698.61(21,513,698.61)519,602,739.7118015.002018/7/17605.003.2032,976,572.121,040,063.97(1,040,064.00)32,976,572.09180265.002018/7/176065.004.806,644,437,754.40312,009,378.81(312,000,000.00)6,644,447,133.21180315.002018/12/106015.004.081,503,688,767.1259,690,958.92(59,690,958.92)1,503,688,767.12190110.002019/3/83610.004.181,034,226,375.777,573,624.23(1,041,800,000.00)–190232.002019/4/123632.004.273,298,830,027.4937,809,972.51(3,336,640,000.00)–190458.002019/10/256058.003.945,842,573,589.08185,946,410.92(6,028,520,000.00)–190122.002019/1/163622.003.552,274,890,410.92(2,274,890,410.92)–190362.002019/3/113662.003.686,385,028,383.5436,880,657.53(6,421,909,041.07)–190581.002019/5/93681.003.888,304,066,739.73103,324,931.50(8,407,391,671.23)–190160.002019/9/183660.003.436,058,194,304.27138,020,490.24(6,196,214,794.51)–200140.002020/1/162440.003.404,130,372,434.6738,524.22(4,130,410,958.89)–200220.002020/1/163620.003.552,067,755,202.3368,396,370.30(68,082,191.81)2,068,069,380.82200310.002020/2/212410.003.031,026,066,301.392,573,424.66(1,028,639,726.05)–200430.002020/2/213630.003.203,082,586,301.3990,739,726.05(90,739,726.05)3,082,586,301.39200641.002020/7/273641.003.494,161,940,328.79132,897,287.71(132,897,287.71)4,161,940,328.79200832.002020/9/103632.003.763,229,595,062.28121,881,507.34(117,353,205.46)3,234,123,364.16201057.002020/10/263657.003.685,723,852,430.12203,458,914.51(195,392,876.75)5,731,918,467.88201217.002020/11/162417.003.551,704,452,031.5453,417,831.48(1,757,869,863.02)–20C260.002020/4/233660.003.186,128,554,520.52182,129,914.71(179,299,726.05)6,131,384,709.1820C360.002020/5/253660.003.256,116,095,115.04183,593,176.57(182,178,082.22)6,117,510,209.39210115.002021/3/86015.003.681,545,067,397.2655,200,000.01(55,200,000.00)1,545,067,397.2721025.002021/3/8845.003.95516,124,657.5319,749,999.99(19,750,000.00)516,124,657.52210430.002021/7/158430.003.653,050,400,000.00109,500,000.00(109,500,000.00)3,050,400,000.0021055.002021/8/4365.002.99506,102,876.7114,950,000.01(14,950,000.00)506,102,876.72210625.002021/8/46025.003.382,534,494,520.5584,500,000.01(84,500,000.00)2,534,494,520.56210125.002021/4/293625.003.452,553,695,077.7381,623,358.83(79,633,561.69)2,555,684,874.87210220.002021/4/2912020.004.052,050,346,774.3275,264,027.00(74,786,301.35)2,050,824,499.97210326.002021/5/246026.003.632,652,080,429.3889,637,767.18(88,432,767.13)2,653,285,429.43210420.002021/5/283620.003.272,035,197,258.6062,154,029.45(60,562,191.81)2,036,789,096.24
0525.002021/5/2812025.004.002,554,094,926.6393,199,896.75(92,602,739.69)2,554,692,083.69210620.002021/7/213620.003.132,023,634,629.1360,929,262.53(59,169,863.02)2,025,394,028.64210730.002021/7/2112030.003.773,043,248,871.92107,694,758.51(106,902,739.69)3,044,040,890.74210828.002021/7/283628.003.042,833,266,846.2180,102,158.50(78,823,452.02)2,834,545,552.69210942.002021/7/286042.003.384,248,283,216.22134,253,544.39(131,458,849.32)4,251,077,911.29211030.002021/8/263630.003.023,021,940,075.7488,101,826.73(84,394,520.54)3,025,647,381.93211130.002021/8/2612030.003.753,028,710,150.64105,907,118.46(104,794,520.54)3,029,822,748.56211248.002021/9/93648.003.054,834,126,671.56147,502,195.08(143,191,232.85)4,838,437,633.79
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
2022
2022
1231
%
211310.002021/9/96010.003.401,008,090,732.2433,793,861.51(33,254,794.51)1,008,629,799.24211423.002021/9/222423.002.952,310,361,711.0568,828,376.89(63,946,301.38)2,315,243,786.56211523.002021/9/223623.003.102,310,865,236.6870,449,555.57(67,197,808.22)2,314,116,984.0321C130.002021/1/213630.003.933,102,716,541.73115,685,009.03(111,439,726.04)3,106,961,824.7221C238.002021/3/113638.003.943,909,641,529.59150,990,534.37(145,618,082.20)3,915,013,981.7621C318.002021/12/272418.003.081,793,170,281.7355,311,604.05(51,490,849.32)1,796,991,036.4621C412.002021/12/273612.003.201,195,454,928.3837,361,221.30(35,664,657.50)1,197,151,492.18220118.002022/3/83618.003.111,845,704,219.191,845,704,219.19220212.002022/3/86012.003.501,234,290,410.951,234,290,410.95220330.002022/4/263630.003.063,062,625,205.493,062,625,205.49220410.002022/4/266010.003.451,023,535,616.461,023,535,616.46220625.502022/8/3012025.503.562,580,591,616.432,580,591,616.43220150.002022/1/213650.002.805,124,117,320.945,124,117,320.94220224.002022/1/2112024.003.602,476,456,986.432,476,456,986.43220322.002022/2/233622.002.952,250,761,235.062,250,761,235.06220535.002022/3/243635.003.183,578,795,596.413,578,795,596.41220621.002022/3/246021.003.532,152,343,608.162,152,343,608.16220718.002022/5/233618.002.781,826,394,946.621,826,394,946.62220822.002022/5/236022.003.202,237,377,682.372,237,377,682.3722C130.002022/4/273630.003.193,055,335,153.933,055,335,153.93
(1)3,198,233,307.37384,738,585.25(86,137,208.95)3,496,834,683.67
(2)2,147,816,453.50(48,381,621.47)2,099,434,832.03
(3)11,570,083,119.845,723,427,040.01(2,208,337,558.37)15,085,172,601.48
160,486,724,010.2844,617,966,045.38(54,040,129,877.44)151,064,560,178.22
(1) Shenwan Hongyuan International Finance Limited202171455
1.80%
(2) Shenwan Hongyuan International Finance Limited202231633
2.63%
(3) 2023630611020226306
1132023630
2.90% - 3.15%202212312.55% - 3.15%
申万宏源集团股份有限公司
202363020221231
558,977,276.45370,362,956.38438,114,015.09555,643,390.61
997,091,291.54926,006,346.99
202363020221231
30,089,231.3311,879,107.749,940,053.8415,835,584.00
9,221,795.1210,070,647.88
49,251,080.2937,785,339.62
202363020221231
(1)11,928,066,423.5211,852,319,793.32(2)1,220,899,289.57866,070,363.10(3)885,586,052.55116,411,912.01(4)300,658,265.70284,092,632.51159,294,217.8771,878,317.02
68,976,491.2670,576,094.56
14,563,480,740.4713,261,349,112.52
(1)
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(2)
202363020221231
405,871,737.72397,758,095.82178,697,558.97178,916,231.84153,005,916.06152,899,733.79(a)24,318,113.3151,822,114.37兌6,538,591.876,578,455.87452,467,371.6478,095,731.41
1,220,899,289.57866,070,363.10
2023630120221231
(a)(3)
202363020221231
134,387,715.75116,411,912.01
(4)
5%
2023
2023
25,039,944,560.0025,039,944,560.00
2022
2022
1231
25,039,944,560.0025,039,944,560.00
20236305%
“”26.34%
20.05%
申万宏源集团股份有限公司
2023112023630
19,367,146,136.4619,367,146,136.46
20221120221231
19,367,146,136.4619,367,146,136.46
(1)
2023
2023
(884,625,609.09)404,003,258.67(480,622,350.42)519,356,140.934,120,447.60523,476,588.53(618,880,203.08)372,197,123.0936,174,600.18(210,508,479.81)
3,919,351.962,986,155.206,905,507.16139,597,738.22117,454,816.15257,052,554.37
(840,632,581.06)900,761,800.7136,174,600.1896,303,819.83
2022
2022
1231
(265,749,049.13)(618,876,559.96)(884,625,609.09)357,083,590.27162,272,550.66519,356,140.93(529,718,788.21)(350,971,724.29)261,810,309.42(618,880,203.08)
(4,416,624.33)8,335,976.293,919,351.96(197,504,834.58)337,102,572.80139,597,738.22
(640,305,705.98)(462,137,184.50)261,810,309.42(840,632,581.06)
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(2)
20236306
563,119,731.37(32,420,910.05)(121,756,644.11)(4,938,918.54)404,003,258.67
7,257,145.52(1,099,778.95)(2,036,918.97)4,120,447.602,986,155.202,986,155.20145,766,336.30(28,311,520.15)117,454,816.15495,767,082.60(123,569,959.51)372,197,123.09
1,214,896,450.99(32,420,910.05)(246,426,382.57)(35,287,357.66)900,761,800.71
20226306
(246,112,899.99)49,956,184.2237,844,750.3118,659,408.00(139,652,557.46)
48,746,046.76(9,477,235.32)(8,883,036.96)30,385,774.48
4,365,114.584,365,114.58197,929,609.65(24,960,580.21)172,969,029.44(281,605,054.13)66,829,464.76(214,775,589.37)
(276,677,183.13)49,956,184.2295,196,979.75(15,184,209.17)(146,708,228.33)
2023112023630
4,025,316,265.054,025,316,265.05
106,156,577.78106,156,577.78
4,131,472,842.834,131,472,842.83
20221120221231
3,754,182,290.54271,133,974.514,025,316,265.05106,156,577.78106,156,577.78
3,860,338,868.32271,133,974.514,131,472,842.83
申万宏源集团股份有限公司
2023112023630
9,083,075,071.0416,497,198.349,099,572,269.388,114,639,995.969,846,026.138,124,486,022.09
17,197,715,067.0026,343,224.4717,224,058,291.47
20221120221231
8,569,144,070.68513,931,000.369,083,075,071.047,667,598,680.23447,041,315.738,114,639,995.96
16,236,742,750.91960,972,316.0917,197,715,067.00
6306
20232022
30,149,298,269.0531,358,141,449.76
3,747,733,668.183,361,795,635.20(1)(16,497,198.34)(26,151,741.30)(1)(9,846,026.13)(7,761,225.65)(2)(751,198,336.80)(2,503,994,456.00)(5,432.39)–
(36,174,600.18)(26,405,605.81)
(3)33,083,310,343.3932,155,624,056.20
(1)
20236306(2)
20236202022123125,039,944,560
100.30751,198,336.80
20226102021123125,039,944,560
101.002,503,994,456.00
(3)
2023630
4,740,092,648.77202212314,740,092,648.77
2,184,620,646.10202212312,184,620,646.10
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
2023112023630
(1)198,000,000.0020,018,753,039.0018,000,000.002,256,489,463.91(82,000,000.00)216,000,000.0022,193,242,502.91
(1) [2020]3544
“”2021624202181920211115
20227272022825202368“”21Y121Y221Y322Y122Y223Y11004.10%3.70%3.88%3.45%3.28%3.44%21,600,000,000.00(a)
(b)
(c)(d)
申万宏源集团股份有限公司
(1)
630620232022
2,047,133,876.572,465,888,246.862,509,263,541.663,046,905,481.81
1,978,344,210.692,387,616,890.34406,195,556.10526,527,283.36124,723,774.87132,761,308.11(462,129,665.09)(581,017,234.95)(462,129,665.09)(581,017,234.95)311,179,652.91321,758,444.43438,995,553.42788,787,925.34
(127,815,900.51)(467,029,480.91)
836,145,158.32813,411,847.55848,720,128.06821,224,402.54733,448,413.70692,237,476.01
29,327,356.2752,147,576.69(a)85,944,358.0976,839,349.84(12,574,969.74)(7,812,554.99)
(12,446,016.68)(7,750,541.23)(56,144.59)–(a)(72,808.47)(62,013.76)275,033,303.78353,356,731.00275,978,871.22353,887,536.66(945,567.44)(530,805.66)246,578,896.67309,566,493.03246,578,896.67309,566,493.0391,453,077.7067,017,038.9693,882,019.0075,174,430.61(2,428,941.30)(8,157,391.65)3,807,523,965.954,330,998,801.83
4,413,419,010.035,395,546,269.99(605,895,044.08)(1,064,547,468.16)
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)
(a)
630620232022
82,481,089.2269,876,392.673,390,460.406,900,943.41
85,871,549.6276,777,336.08
(2)2023630620226306
20236306
2,948,259,095.08–
820,276,731.7928,443,396.27
93,882,019.00–
–522,557,767.89
3,862,417,845.87551,001,164.16
20226306
3,835,693,407.15–
769,076,825.8552,147,576.6975,174,430.61–
–663,454,029.69
4,679,944,663.61715,601,606.38
申万宏源集团股份有限公司
630620232022
1,471,047,401.921,492,834,034.802,005,087,562.762,365,590,474.46
155,123,936.00159,619,449.05
51,474,302.0452,593,746.3978,691,040.33134,021,611.951,079,530,557.14813,170,787.25
11,098,408.28–
4,800,578,906.434,965,236,357.51
(55,892,396.42)(24,957,597.53)
(227,537,304.16)(404,676,137.35)
(79,796,202.68)(144,426,622.15)
(25,458,247.20)(76,110,850.87)(1,765,066,379.55)(1,457,155,598.76)
(258,967,269.60)(238,270,188.09)(216,520,025.11)(238,784,563.57)(2,321,888,148.41)(2,617,968,785.60)
(424,784,976.32)(398,868,717.25)
(101,929,523.63)(59,621,657.66)
(16,555,754.88)(19,151,276.71)
(106,834,068.79)(33,251,880.05)
(4,892,019,803.63)(4,999,994,119.38)
(91,440,897.20)(34,757,761.87)
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)
6306
20232022
316,739,466.88371,721,706.17
3,761,116,256.99(84,435,405.67)3,295,958,483.423,254,360,249.57(a)2,793,556,609.593,222,080,385.89
502,401,873.8332,279,863.68465,157,773.57(3,338,795,655.24)(a)1,792,956,750.99(4,200,922,281.33)
93,925,745.256,321,405.18(1,646,247,823.24)875,146,393.12
(4,155,667.29)(19,341,172.21)
228,678,767.86–
4,077,855,723.87287,286,300.50
(a)
630620232022
2,926,516,165.243,242,019,514.34
1,945,000,520.47(4,214,448,717.31)
(132,959,555.65)(19,939,128.45)
(152,043,769.48)13,526,435.98
(2)
13(1)(2)(3)
申万宏源集团股份有限公司
630620232022
304,880,217.72245,950,181.61
6306
20232022
3,110,086,514.161,460,913,583.46(267,246,137.09)2,279,877,157.35(591,525,658.01)724,887,522.11
2,251,314,719.064,465,678,262.92
6306
20232022
1,884,516,198.503,487,315,773.18
10,527,418.2511,196,600.2421,752,357.6646,044,242.13
1,916,795,974.413,544,556,615.55
6306
20236306
20232022
192,238.79812,939.37192,238.79
6306
20232022
34,911,841.4936,327,757.6124,988,858.6026,006,433.0112,298,770.4814,976,351.99
72,199,470.5777,310,542.61
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
630620232022
3,867,710,685.493,350,053,671.60
192,901,106.18191,132,383.45115,611,023.3887,811,231.1284,594,604.4169,921,821.52
81,990,147.9262,456,948.19
72,543,955.0034,459,274.58
47,091,175.5237,329,717.24
45,229,565.6934,903,555.8119,977,355.4916,932,119.81569,182,678.21433,682,112.18
5,096,832,297.294,318,682,835.50
6306
20232022
102,987,594.2910,442,116.3750,277,362.3124,656,292.136,256,513.0548,746,046.76
2,663,333.523,075,214.16(807,307.49)112,836.73(9,560,825.12)(11,530,271.48)
(126,167,512.03)608,859,264.33
25,649,158.53684,361,499.00
6306
20232022
53,713,662.59(24,267,341.62)
申万宏源集团股份有限公司
6306
20232022
1,974,749,187.283,623,129,875.902,242,825.832,242,825.83
137,946.28157,101.59
1,977,129,959.393,625,529,803.32
6306
2023630620232022
2,297,891.373,297,084.892,297,891.37
6306
2023630620232022
32,307,211.9835,406,000.0032,307,211.98
6,980,589.8613,594,776.396,980,589.862,820,609.062,505,627.802,820,609.06154,390.53141,504.17154,390.53
42,262,801.4351,647,908.3642,262,801.43
(1)
6306
20232022
539,568,219.3574,058,316.65197,909,421.29393,332,771.82(33,489,080.03)(11,048,775.14)
703,988,560.61456,342,313.33
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(2)
630620232022
4,974,027,183.674,088,916,479.06
25%1,243,506,795.921,022,229,119.775,444,931.959,706,839.96(568,783,110.85)(622,477,115.66)3,124,483.387,701,888.10
(17,569,763.42)–
65,383,398.4463,347,944.51(33,489,080.03)(11,048,775.14)6,370,905.22(13,117,588.21)
703,988,560.61456,342,313.33
202363025,039,944,5602022123125,039,944,560
630620232022
3,747,733,668.183,361,795,635.2025,039,944,560.0025,039,944,560.00
0.15
0.13
申万宏源集团股份有限公司
(1)
6306
20232022
1,943,216,468.783,905,793,665.96
1,559,819,269.76–
304,880,217.72246,050,181.6111,053,789.1611,785,894.99479,463,953.73
102,188,067.02100,732,618.48
3,921,157,812.444,743,826,314.77
(2)
630620232022
2,211,620,517.083,401,758,700.021,495,133,111.422,034,743,347.96621,376,161.72451,944,189.48261,222,422.541,714,876,162.9484,594,604.4169,921,821.5265,580,037.1851,100,753.0923,966,133.0822,755,230.30
26,182,893.43–66,647,419.5760,721,279.31
4,856,323,300.437,807,821,484.62
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(3)
(a)
630620232022
4,270,038,623.063,632,574,165.73
79,362,821.12660,094,157.38
115,611,023.3887,811,231.122,242,825.832,242,825.83
81,990,147.9262,456,948.1919,977,355.4916,932,119.81
192,901,106.18191,132,383.45
2,480,208.711,613,788.56(2,251,314,719.06)(4,465,678,262.92)1,463,652,006.402,120,884,119.78兌27,605,300.5021,640,698.57
(1,141,745,853.82)(390,981,802.82)749,287,693.69(104,460,591.23)
26,540,319.34(22,566,111.11)29,111,872,478.315,582,110,813.90
(766,735,857.02)4,695,802,348.6516,260,965,480.5813,425,912,965.38
48,244,730,960.6125,517,521,798.27
(b)
20236306(c)
630620232022
135,128,904,702.61145,845,270,771.84(133,740,393,632.38)(128,019,732,142.01)
6,410,802,885.2823,931,298,321.48
(13,517,486,067.46)(18,041,701,073.74)
(5,718,172,111.95)23,715,135,877.57
申万宏源集团股份有限公司
(4)
20236302022630
117,816,801,837.88129,640,199,832.04
46,491.0071,619.77108,665,951,022.27121,407,989,887.284,212,423.76550,086,519.837,954,040,240.006,965,241,000.001,192,551,660.85716,810,805.1626,458,694,765.5823,887,122,744.96
6,410,802,885.2823,931,298,321.48150,686,299,488.74177,458,620,898.48(7,954,040,240.00)(6,965,241,000.00)(1,192,551,660.85)(716,810,805.16)
141,539,707,587.89169,776,569,093.32
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
2023630
498,855,812.737.225803,604,632,331.634,158,402,981.610.921983,833,964,380.98
647,844,841.71
8,086,441,554.32
57,589,403.337.22580416,129,510.61
372,102,405.510.92198343,070,975.83
19,030.82
759,219,517.26
1,195,269,576.230.921981,102,014,643.89
2,427,288,789.500.921982,237,911,718.14
6,910,748.017.2258049,935,682.9791,678,660.710.9219884,525,891.60
134,461,574.57
105,118,286.340.9219896,916,957.64
211,841,285.277.225801,530,722,759.14
314,328,181.757.225802,271,272,575.696,307,358,237.230.921985,815,258,147.56
8,086,530,723.25
804,136,120.167.225805,810,526,777.07
140,085,651.667.225801,012,230,901.75
332,484.227.225802,402,464.47
702,814,163.090.92198647,980,602.09
650,383,066.56
190,392.267.225801,375,736.39
303,521,304.830.92198279,840,572.63
281,216,309.02
申万宏源集团股份有限公司
20221231
657,753,664.666.964604,580,991,172.934,609,024,874.110.893274,117,103,649.29
356,484,638.55
9,054,579,460.77
51,755,418.936.96460360,455,790.66
354,150,065.000.89327316,351,628.56
17,990.14
676,825,409.36
1,308,880,280.610.893271,169,183,488.26
3,302,238,469.260.893272,949,790,557.44
4,966,181.666.9646034,587,468.8277,968,185.090.8932769,646,640.70
104,234,109.52
168,439,821.670.89327150,462,239.50
192,986,471.206.964601,344,073,577.33
351,055,031.486.964602,444,957,872.276,577,784,789.110.893275,875,737,818.57
8,320,695,690.84
803,530,642.926.964605,596,269,515.70
202,732,064.696.964601,411,947,737.71
460,219,722.690.89327411,100,471.69
702,058,446.190.89327627,127,748.23
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)
(2)
2023630
(a)
35.10%(21,508,435.38)810,519,048.51
33.00%17,596,632.01427,717,344.88
20221231
(a)
35.10%(265,277,487.42)825,132,726.54
33.00%44,119,006.14410,120,712.87
(a) 202363020221231
(3)
202363020221231202363020221231
14,018,085,490.6514,699,961,469.331,625,962,418.181,604,568,506.0011,436,403,059.2812,074,979,076.69331,289,330.99361,778,467.00
申万宏源集团股份有限公司
(3)
63066306
2023202220232022
176,976,614.33141,367,518.64283,714,486.48315,455,082.36(61,277,593.66)(102,245,183.57)53,323,127.3077,962,836.38
(41,634,410.35)(130,082,504.41)53,323,127.3077,962,836.38(1,008,987,086.85)6,411,954.3816,743,525.35109,193,575.51
(1)13(3)13(4)(2)
202363020221231(3)
13(5)(4)13(6)
202363020221231
202363020221231
74,696,628,600.4686,966,624,773.28
3,368,636,565.493,825,556,992.05
78,065,265,165.9590,792,181,765.33
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
20236306521,612,200.4520226306662,923,224.03
202363020221231
202363020221231
5,773,392,499.732,799,084,443.99
申万宏源集团股份有限公司
20236306
1,107,628,527.761,106,483,143.854,075,409,730.725,343,176,985.37606,818,254.4012,239,516,642.10
836,145,158.3219,455,000.011,714,448,356.43709,890,419.11527,585,032.083,807,523,965.9512,120,414.19(394,607,563.74)1,880,488,176.52(1,573,686,598.55)(15,755,325.62)(91,440,897.20)208,186,994.31830,990,536.34248,514,248.012,796,244,465.06(6,080,519.85)4,077,855,723.8748,296,776.97488,638,615.23103,309,000.171,508,061,818.44103,008,508.252,251,314,719.06
2,879,183.97162,006,556.01128,649,949.591,902,666,881.31(1,939,440.46)2,194,263,130.42
803,255,191.86209,302,633.792,379,566,663.773,300,870,111.05532,529,947.907,225,524,548.37
304,373,335.90897,180,510.061,695,843,066.952,042,306,874.3274,288,306.505,013,992,093.73
304,375,341.32863,591,854.541,689,744,961.992,042,064,170.2374,250,855.594,974,027,183.67
2023630
2,216,358,124.4449,967,049,757.44158,647,150,260.92405,338,165,266.7019,895,972,563.76636,064,695,973.26
2,712,136,767.25
638,776,832,740.51
770,069,397.3841,919,297,425.76117,853,768,635.33340,008,372,913.4115,365,149,470.07515,916,657,841.95
31,927,077.87
515,948,584,919.82
31,020,734.4711,438,665.30239,241,738.07109,404,151.3921,617,169.57412,722,458.803,367,682.95172,329,955.36109,400,047.7326,126,149.758,461,960.73319,685,796.5247,300.2348,545,232.63(141,015,582.98)49,433,512.1768,638,696.4825,649,158.53
53,713,662.5953,713,662.59
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
20226306
840,288,100.28416,569,162.384,409,664,822.366,367,147,411.31785,215,145.0112,818,884,641.34813,411,847.5510,442,758.232,163,351,687.41678,868,408.22664,924,100.424,330,998,801.83
6,584,345.04(351,583,391.45)2,203,377,532.50(1,860,474,730.80)(32,661,517.16)(34,757,761.87)41,678,801.53654,032,533.3169,423,765.09(469,956,170.99)(7,892,628.44)287,286,300.50(23,840,367.20)(51,240,879.06)(129,861,896.90)4,500,807,187.23169,814,218.854,465,678,262.922,453,473.36154,918,141.35103,373,734.263,517,902,717.65(8,969,028.66)3,769,679,037.96
489,237,196.37157,222,230.293,114,407,249.924,535,352,852.79385,397,809.448,681,617,338.81
351,050,903.91259,346,932.091,295,257,572.441,831,794,558.52399,817,335.574,137,267,302.53
351,198,780.69223,966,165.881,282,435,477.961,831,616,238.16399,699,816.374,088,916,479.06
20221231
11,439,757,702.9634,152,698,967.97158,212,396,161.66388,398,767,870.4817,451,979,353.42609,655,600,056.49
3,461,424,460.94
613,117,024,517.43
618,894,727.5327,981,800,080.78116,210,039,607.00334,954,010,624.8316,667,199,853.68496,431,944,893.82
5,386,758.53
496,437,331,652.35
21,937,298.8713,003,973.13230,643,398.4481,822,905.8813,167,932.08360,575,508.40
2,440,062.4851,772,038.4939,946,308.138,654,762.173,922,988.84106,736,160.11
3,753,713.48(943,345.85)597,328,992.8575,499,383.018,722,755.51684,361,499.00
(24,267,341.62)(24,267,341.62)
申万宏源集团股份有限公司
(1)
8,282.09
(2)
202363020221231
20.05%20.05%
20.05%20.05%
29.65%31.12%
29.65%31.12%
49.70%51.17%
49.70%51.17%
13(3)13(4)
(1) 5%
2023630202212315%
5%911100007109328650(2)
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(3)
(1)
6306
20232022
118,859,485.81122,856,525.4757,051,437.9579,837,931.881,075,972.697,330,391.55
176,986,896.45210,024,848.90
申万宏源集团股份有限公司
(2)
630620232022
35,605,002.1737,398,945.84
36,087.532,389,260.47
964.63
424,655.60248,267.5436,792.46–1,000.00–
36,103,537.7640,037,438.48
6306
20232022
7,924,528.31
(3)
630620232022
434,315,523.32181,092,616.2845,481,066.3518,666,191.58
23,548,150.031,301,834.81
1,141,932.79–
539,509.6416,016.17
505,026,182.13201,076,658.84
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(3)
630620232022
1,730,599.70216,116.58
541.39
2,298.7055,951,367.4674,310,581.82
15,603,877.0118,190,953.826,582,243.516,582,243.51
381,500.631,100,398.027,463,168.82
80,250,129.70107,865,761.27
(4)
630620232022
40,667,044.9281,870,557.193,696,800.024,653,152.1818,242,333.33227,500.001,805,641.711,721,736.9313,361.713,328.60
328,798.08408,700.74
64,753,979.7788,884,975.64
6306
20232022
2,849,788.353,594,691.70
申万宏源集团股份有限公司
(5)
630620232022
291,130,512.34313,067,613.3821,391,643.6842,698,527.941,497,117.1710,271,677.51584,000.001,415,414.8338,118,226.8114,716,552.3011,447,567.42438,377.81
364,169,067.42382,608,163.77
6306
20232022
2,074,986.4313,679,312.99–760,000,000.003,000,000,000.0080,000,000.00100,000,000.008,000,000.00
853,679,312.993,110,074,986.43
(6)
6306
20232022
6,037,487.345,397,981.66
123,821.43–48,129.77
6,161,308.775,446,111.43
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(6)
630620232022
14,749,139.2314,304,617.875,572,110.095,397,981.66
3,207,044.043,207,044.04
1,079,027.041,000,468.32
608,113.12
136,304.84
48,129.7742,490.0939,860.76
22,507.13
8,203.54
24,607,320.4024,815,721.14
(7)
630620232022
1,019,223.316,618,113.2018,867.92–
6,111,180.845,328,487.59183,394.92–877,358.49–
2,624,757.40–
118,949.24–
10,953,732.1211,946,600.79
申万宏源集团股份有限公司
(8)
(1)
202363020221231
32,714,746.4931,609,678.5311,178,061.9542,097,235.03
2,200,430.464,080,324.29
46,093,238.9077,787,237.85
8,891,462.368,492,885.201,085,257.09–1,218,454.11–1,542,060.40
11,195,173.5610,034,945.60
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)
202363020221231
2,203,138,224.542,746,487,757.11
800,966,493.19500,736,438.40
300,424,027.42300,462,575.362,276,724.00–50,068,850.42
1,774,068.60
760,000,000.00–
4,066,805,469.153,599,529,689.89
54,845,748,377.8137,137,440,269.383,552,859,305.578,259,199,683.85
58,398,607,683.3845,396,639,953.23
881,083,539.12140,607,441.91
432,922.37432,585.98
881,516,461.49141,040,027.89
98,508,041.46233,184,906.351,922,679.0313,132,568.92
100,430,720.49246,317,475.27
申万宏源集团股份有限公司
(1)
202363020221231
6,007,968,037.064,778,513,677.37
165,176,253.25468,966,743.49
44,794,988.881,072,590,145.71
6,217,939,279.196,320,070,566.57
2,985,698,542.332,861,990,803.161,043,159,232.881,004,156,131.65
678,282,163.29788,540,326.14
275,721,897.31–186,315,342.54270,586,110.3992,328,272.5993,722,402.0259,221,157.92–41,515,372.5455,138,000.00
5,320,726,608.865,115,649,145.90
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)
202363020221231
2,764,658,100.82198,847,272.82
11,917,315.7217,122,558.66
126,809,072.37
6,049,717,779.501,322,100,222.87
申万宏源集团股份有限公司
(2)
202363020221231
192,662,797.60158,429,658.86
17,718,054.06
192,662,797.60176,147,712.92
100,245,142.50120,172,622.04
39,136,969,511.4425,529,804,987.66
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(2)
202363020221231
4,739,972.9016,669,048.57989,706.03989,706.03
5,729,678.9317,658,754.60
7,141,998.52167,890,136.05
10,997,346.99464,927,294.13
18,139,345.51632,817,430.18
17,657,956.0720,104,984.32
申万宏源集团股份有限公司
(2)
202363020221231
301,474,109.491,811,348.742,550,000.00–
6,500,795.10–
310,524,904.591,811,348.74
12,317,544.47–6,500,795.10928,685.04
3,207,044.02–1,079,027.08–7,546,800.00
23,104,410.678,475,485.04
16,649,448.9016,669,048.57
2023630
2023630
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
20238112022AH
202371
2.20%6.80%138.98
202371
2.15%6.80%122.76
“”“15MTN004”“”“”600084
2023119((2022)0126
6306
20232022
32,307,211.9835,406,000.00
202363020221231
202363020221231
58,193,078,341.8258,097,861,772.76
1,423,764,731.761,045,900,624.55
59,616,843,073.5859,143,762,397.31
申万宏源集团股份有限公司
202363020221231
202363020221231
30,150,305,310.0020,282,646,575.00
9,095,544,370.005,672,360,880.007,014,112,350.004,009,314,840.00
46,259,962,030.0029,964,322,295.00
202363026,260,600,620.002022123111,840,059,660.40
(1)
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(1)2023630202212
3110%
202363020221231
6,699,848.32(92,260,872.43)(202,068,010.22)(440,790,448.66)(24,892,037.93)(52,726,994.24)
(220,260,199.83)(585,778,315.33)
202363020221231
6,699,848.32(92,260,872.43)157,047,004.21(127,770,635.51)(24,892,037.93)(52,726,994.24)
138,854,814.60(272,758,502.18)
20236302022123110%
(2)
申万宏源集团股份有限公司
(2)
2023630331155
113,004,038,027.494,806,616,840.00325,693,478.63118,136,348,346.1226,458,694,765.588,165.6026,458,702,931.1819,401,087,881.1239,286,331,246.152,518,974,625.2561,206,393,752.5215,279,399,514.4134,111,697,378.2772,757,073,682.689,046,154,783.95127,924,309,368.27259,118,634,727.58
8,094,616,876.578,094,616,876.576,489,893,746.1719,939,917.502,373,181,908.768,883,015,572.43
6,777,224,473.166,777,224,473.1628,012,374,420.2728,012,374,420.27
126,453,383.023,536,460,008.373,662,913,391.39608,319,353.3312,262,275,246.8141,571,682,539.685,961,193,258.861,124,919,983.1361,528,390,381.81
44,973,098,793.6844,973,098,793.68
50,000,000.001,053,487,274.841,103,487,274.84
209,253,807,708.3790,486,860,628.73114,505,209,605.3815,007,348,042.81198,701,974,956.26627,955,200,941.55
(604,703,579.30)(1,146,259,432.85)(30,011,052.55)(1,780,974,064.70)(7,365,311,379.94)(10,449,269,162.28)(112,487,378.32)(17,927,067,920.54)(465,536,000.00)(565,365,270.00)(7,781,087.89)(1,038,682,357.89)(12,580,418,129.16)(39,120,000.00)(154,354,364.26)(12,773,892,493.42)
(5,153,144,125.70)(5,153,144,125.70)(146,875,919,318.85)(12,300,783,300.00)(301,185,157.93)(159,477,887,776.78)(102,417,872,110.65)(11,616,064.68)(102,429,488,175.33)
(43,120,000.00)(43,120,000.00)
(43,210,796,446.48)(43,210,796,446.48)(16,710,589,474.83)(23,298,201,673.35)(83,253,037,002.35)(23,864,449,629.42)(2,478,523,170.98)(149,604,800,950.93)(57,918,792.78)(380,195,222.31)(476,531,088.58)(82,446,187.87)(997,091,291.54)(113,899,711.10)(14,310,086,175.73)(14,423,985,886.83)
(287,192,168,496.61)(48,179,194,060.79)(83,729,568,090.93)(23,946,895,817.29)(65,813,105,024.52)(508,860,931,490.14)
(77,938,360,788.24)42,307,666,567.9430,775,641,514.45(8,939,547,774.48)132,888,869,931.74119,094,269,451.41
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(2)
20221231331155
105,047,549,949.777,745,857,067.80100,000,000.00325,377,384.18113,218,784,401.7529,469,862,856.6141,829,505.3529,511,692,361.9622,263,654,701.6436,618,282,679.182,417,680,005.7361,299,617,386.558,274,551,292.6054,196,024,848.5480,489,337,507.282,755,999,466.43133,303,127,126.52279,019,040,241.37
8,197,281,520.048,197,281,520.0413,517,486,067.463,922,877,412.7317,440,363,480.19
5,248,559,271.495,248,559,271.4920,386,077,216.396,131,301,044.7326,517,378,261.12
124,605,401.363,992,763,501.474,117,368,902.83358,471,635.473,630,799,301.6245,276,066,000.464,128,924,398.711,116,586,154.7954,510,847,491.05
2,029,729,506.752,029,729,506.7550,000,000.00551,855,722.67601,855,722.67
199,317,653,719.94102,240,963,897.14125,990,008,909.106,884,923,865.14167,278,968,156.45601,712,518,547.77
(1,310,660,977.07)(394,702,395.22)(14,031,386.31)(1,719,394,758.60)(11,939,610,838.00)(9,945,709,581.56)(166,680,228.70)(22,052,000,648.26)(3,389,151,840.00)(60,536,000.00)(12,723,271.91)(3,462,411,111.91)(5,380,040,557.63)(19,687,936.72)(101,270,202.61)(5,500,998,696.96)
(4,749,684,105.28)(4,749,684,105.28)(141,798,147,236.84)(11,344,741,700.00)(351,245,031.87)(153,494,133,968.71)(100,289,831,880.57)(20,938,522.08)(100,310,770,402.65)
(41,100,000.00)(41,100,000.00)
(33,021,976,346.65)(33,021,976,346.65)(5,154,923,189.07)(38,581,677,000.67)(87,746,764,685.61)(16,996,454,960.82)(2,584,740,342.05)(151,064,560,178.22)
(116,752,358.35)(253,610,598.03)(532,204,612.74)(23,438,777.87)(926,006,346.99)(134,958,466.47)(12,985,399,463.49)(13,120,357,929.96)
(269,514,077,344.00)(60,600,665,212.20)(88,278,969,298.35)(17,019,893,738.69)(54,049,788,900.95)(489,463,394,494.19)
(70,196,423,624.06)41,640,298,684.9437,711,039,610.75(10,134,969,873.55)113,229,179,255.50112,249,124,053.58
申万宏源集团股份有限公司
(2)
202363020221231
(793,297,179.41)(587,612,887.67)(574,756,088.85)(395,775,194.13)
801,653,344.63593,783,268.97579,338,784.84398,929,928.55
(3)
10%
202363020221231
10%6,084,871,275.075,955,872,220.716,790,664,148.586,664,981,881.2810%(6,084,871,275.07)(5,955,872,220.71)(6,790,664,148.58)(6,664,981,881.28)
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
“”
“”
“” “”
申万宏源集团股份有限公司
(PD)(EAD)(LGD)(EAD)(LR)
“”
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
130%20236302022123190%AAAAAA202363020221231
申万宏源集团股份有限公司
202363020221231
202363020221231
10%10%10%10%
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
202363020221231
140%130% 150%“” 100%150%
90“” 100%90
“”
0.00% - 0.58%
0.60%
申万宏源集团股份有限公司
202363020221231202363020221231
(a)
202363020221231
118,136,301,855.12113,218,717,441.53
26,458,702,931.1829,511,692,361.9661,206,393,752.5261,299,617,386.55
133,066,226,185.29148,586,733,747.558,094,616,876.578,197,281,520.048,883,015,572.4317,440,363,480.196,777,224,473.165,248,559,271.4928,012,374,420.2726,517,378,261.123,662,913,391.394,117,368,902.8361,528,390,381.8154,510,847,491.051,103,487,274.84601,855,722.67
456,929,647,114.58469,250,415,586.98
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(b)
2023630
61,206,393,752.5261,206,393,752.52
5,599,022,890.08821,841,406.41356,360,176.676,777,224,473.166,514,715,684.092,368,299,888.348,883,015,572.432,768,952,667.60893,960,723.793,662,913,391.3960,684,867,258.06565,857,174.53277,665,949.2261,528,390,381.81
1,103,487,274.841,103,487,274.84
20221231
58,230,278,528.653,069,338,857.9061,299,617,386.55
3,847,008,754.79733,482,201.30668,068,315.405,248,559,271.4913,523,678,691.753,916,684,788.4417,440,363,480.192,851,044,904.2812,451,404.221,253,872,594.334,117,368,902.8352,687,329,955.901,539,924,184.99283,593,350.1654,510,847,491.05
580,609,483.43580,609,483.43
申万宏源集团股份有限公司
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
202363011331155
480,292,723.31135,459,873.271,182,542,790.391,798,295,386.971,780,974,064.702,369,491,393.455,061,547,508.7210,644,294,507.9218,075,333,410.0917,927,067,920.54
467,356,329.56641,511,080.711,108,867,410.271,038,682,357.891,748,050.00916,064,174.36822,940,802.181,862,084,276.301,549,379,693.68927,129.185,153,144,125.705,153,144,125.70
142,171,675,088.184,920,159,256.0812,656,468,135.44159,748,302,479.70159,477,887,776.7845,502,311.699,386,759,912.49352,466,188.77766,110,680.431,993,447,090.34230,368,264.2212,774,654,447.9412,773,892,493.42102,429,488,175.33102,429,488,175.33102,429,488,175.33
43,120,000.0043,120,000.0043,120,000.0043,115,034,862.7248,109,266.3547,652,317.4143,210,796,446.4843,210,796,446.48
11,814,556,143.086,780,961,008.3725,884,512,960.9394,915,361,336.0227,020,296,436.84166,415,687,885.24149,604,800,950.9334,991,396.0642,141,246.05412,738,411.81568,926,374.4987,966,334.761,146,763,763.17997,091,291.5413,893,007,329.83530,978,557.0014,423,985,886.8314,423,985,886.83
159,527,900,729.57167,689,296,426.8418,163,328,200.8554,050,262,843.9399,558,093,051.5327,339,558,165.00526,328,439,417.72508,860,931,490.14
1,748,050.00916,064,174.36822,940,802.181,862,084,276.301,549,379,693.68927,129.185,153,144,125.705,153,144,125.70
––
2022123111331155
100,547,750.171,356,753,773.19435,458,250.671,892,759,774.031,719,394,758.604,337,542,351.517,752,641,959.5810,039,068,368.7422,129,252,679.8322,052,000,648.263,115,652,776.77286,394,491.8762,109,936.003,464,157,204.643,462,411,111.911,201,427,174.84929,625,620.371,659,482,176.43951,922,179.167,226,954.494,749,684,105.294,749,684,105.28134,662,776,182.087,461,844,601.6111,639,069,669.24153,763,690,452.93153,494,133,968.716,289,047.911,284,742,842.722,044,135,034.601,183,286,989.79671,105,472.93329,006,696.025,518,566,083.975,500,998,696.96100,310,770,402.65100,310,770,402.65100,310,770,402.65
41,100,000.0041,100,000.0041,100,000.0032,747,476,476.2521,259,552.8061,240,317.60192,000,000.0033,021,976,346.6533,021,976,346.65
2,204,100,002.813,101,583,149.7539,480,026,474.3988,983,822,492.5817,313,567,888.41151,083,100,007.94151,064,560,178.2240,349,689.1989,100,024.51272,302,143.79569,913,970.3224,441,630.09996,107,457.90926,006,346.9912,137,196,981.861,019,108.745,360,461.88450,167,201.70526,614,175.7813,120,357,929.9613,120,357,929.96
145,242,832,908.67146,969,417,431.6323,088,679,434.9665,412,971,210.7591,703,378,290.7717,674,243,169.01490,091,522,445.79489,463,394,494.19
1,201,427,174.84929,625,620.371,659,482,176.43951,922,179.167,226,954.494,749,684,105.294,749,684,105.28
––
申万宏源集团股份有限公司
2020123(2020)2020612020320202020203
100%8%30100%
100%
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
2023630
472,133,561.0035,737,662.00507,871,223.00
–
472,133,561.0035,737,662.00507,871,223.00
20221231
438,825,678.0050,114,773.021,032,268,649.001,521,209,100.02
(973,923,256.58)(973,923,256.58)
438,825,678.0050,114,773.0258,345,392.42547,285,843.44
2023630
118,136,348,346.12–
26,458,702,931.18–61,206,393,752.52–
259,118,634,727.58–
8,094,616,876.57–8,883,015,572.43–6,777,224,473.16–28,012,374,420.27–3,662,913,391.39–
61,528,390,381.81–
44,973,098,793.68–1,103,487,274.84–
254,240,460,161.9161,528,390,381.8144,973,098,793.68267,213,251,604.15–
申万宏源集团股份有限公司
20221231
113,218,784,401.75–
29,511,692,361.96–61,299,617,386.55–
279,019,040,241.37–8,197,281,520.04–17,440,363,480.19–
5,248,559,271.49–26,517,378,261.12–4,117,368,902.83–
54,510,847,491.05–
2,029,729,506.75–601,855,722.67–
257,955,619,788.5654,510,847,491.052,029,729,506.75287,216,321,761.41–
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
2023630
1,780,974,064.70–17,927,067,920.54–
1,038,682,357.89–
12,752,355,166.2421,537,327.18–5,153,144,125.70–159,477,887,776.78–102,429,488,175.33–43,120,000.00–43,210,796,446.48–149,604,800,950.93–997,091,291.54–14,423,985,886.83–
490,933,894,871.0217,905,499,291.9421,537,327.18–
20221231
1,719,394,758.60–22,052,000,648.26–
3,462,411,111.91–
5,467,203,058.2333,795,638.73–4,749,684,105.28–153,494,133,968.71–100,310,770,402.65–
41,100,000.00–33,021,976,346.65–151,064,560,178.22–926,006,346.99–13,120,357,929.96–
479,212,711,691.9510,216,887,163.5133,795,638.73–
申万宏源集团股份有限公司
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
2023630
49,476,419,971.5176,629,285,837.00791,485,048.47126,897,190,856.9869,892,907,605.375,753,895,803.855,658,374,410.8881,305,177,820.101,249,601,443.8250,283,640.501,463,404,438.582,763,289,522.90
2,686,042,612.752,686,042,612.75723,098,401.2136,169,199,591.468,574,635,922.1845,466,933,914.85
121,342,027,421.91121,288,707,485.5616,487,899,820.11259,118,634,727.58
9,208,442,687.0952,088,001,272.07231,946,422.6561,528,390,381.811,719,987,391.5342,989,311,402.15263,800,000.0044,973,098,793.68
489,119,355.282,101,608,049.245,503,889,472.058,094,616,876.57
132,759,576,855.81218,467,628,209.0222,487,535,714.81373,714,740,779.64
1,579,604,338.999,650,282,467.181,544,005,687.2512,773,892,493.42
322,857,997.941,313,539,536.473,516,746,591.295,153,144,125.70
1,902,462,336.9310,963,822,003.655,060,752,278.5417,927,036,619.12
申万宏源集团股份有限公司
20221231
37,243,424,532.64104,868,102,540.601,119,695,046.15143,231,222,119.3976,317,699,198.476,718,707,946.376,920,633,783.8989,957,040,928.73761,765,356.2546,911,478.041,783,041,582.352,591,718,416.64
3,644,575,780.633,644,575,780.63416,377,232.9631,331,458,586.437,846,647,176.5939,594,482,995.98
114,739,266,320.32146,609,756,332.0717,670,017,588.98279,019,040,241.37
7,665,346,226.8746,464,530,348.84380,970,915.3454,510,847,491.051,675,763,563.9592,965,942.80261,000,000.002,029,729,506.75
296,985,137.591,286,149,538.696,614,146,843.768,197,281,520.04
124,377,361,248.73194,453,402,162.4024,926,135,348.08343,756,898,759.21
19,695,736.545,474,409,182.256,893,778.175,500,998,696.96300,106,799.611,021,933,773.793,427,643,531.884,749,684,105.28
319,802,536.156,496,342,956.043,434,537,310.0510,250,682,802.24
20236
20221231
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
202311630
20231117,670,017,588.98380,970,915.34261,000,000.006,614,146,843.766,893,778.173,427,643,531.88
309,831,832.45(4,923,455.47)(778,656,748.81)2,721,729.3792,338,039.29265,478,154.666,911,899.57–6,142,875,771.078,968,060.952,800,000.00315,960.64777,889,450.35(66,275,870.29)(7,815,813,074.60)(159,980,997.74)(331,916,583.54)(3,301,161.22)63,040,890.41
759,801,890.58–(84,490,452.45)–
202363016,487,899,820.11231,946,422.65263,800,000.005,503,889,472.051,544,005,687.253,516,746,591.29
(730,439,231.77)(4,923,455.47)276,654,637.6621,340,593.62(46,174,239.61)1,040,271,064.22(1,055,311,386.47)(24,062,322.99)(46,163,799.68)
2022
20221114,501,097,556.89431,459,293.42261,000,000.001,991,885,179.426,663,967,494.13
1,871,571,313.62(6,452,558.29)4,719,225,057.62(53,700,209.68)(1,628,300,521.96)
(194,861,346.21)–12,667,798,250.68122,430,847.6312,273,988.1044,558,817.29315,825,419.53(8,078,603,062.29)(1,442,820.94)(109,237,381.38)(1,923,848,859.82)1,748,309,750.5729,837,499.7316,035,170.56–(5,040,156,220.49)–
2022123117,670,017,588.98380,970,915.34261,000,000.006,614,146,843.766,893,778.173,427,643,531.88
3,866,286,607.76(6,452,558.29)(97,925,957.22)191,700,222.51
(1,994,715,294.14)4,817,151,014.8453,700,209.681,436,600,299.45
申万宏源集团股份有限公司
2023630620226306
202363020221231
202363020221231
149,604,800,950.93150,899,411,940.81151,064,560,178.22151,466,698,526.48
(1)
2023630
62,700,785,264.3662,700,785,264.36
589,802,159.38(178,284,744.12)411,517,415.26
25,267,344.7925,267,344.79
63,315,854,768.53(178,284,744.12)63,137,570,024.41
20221231
62,700,785,264.3662,700,785,264.36577,446,663.08(178,284,744.12)399,161,918.9625,276,062.5325,276,062.53
63,303,507,989.97(178,284,744.12)63,125,223,245.85
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
(2)
2023112023630
58,478,859,088.2358,478,859,088.23–
2,052,537,521.892,052,537,521.89–1,062,170,686.651,062,170,686.65–693,608,967.59693,608,967.59–
200,000,000.00200,000,000.00–213,609,000.00213,609,000.00–
62,700,785,264.3662,700,785,264.36–
20221120221231
58,478,859,088.2358,478,859,088.23–
2,052,537,521.892,052,537,521.89–1,062,170,686.651,062,170,686.65–
693,608,967.59693,608,967.59–
200,000,000.00200,000,000.00–163,609,000.0050,000,000.00213,609,000.00–
62,650,785,264.3650,000,000.0062,700,785,264.36–
申万宏源集团股份有限公司
(3)
2023
2023
85,913,384.929,216,514.3695,129,899.28(178,284,744.12)214,783,391.908,538,981.94(5,400,000.00)217,922,373.84–
98,465,142.1498,465,142.14–
399,161,918.9617,755,496.30(5,400,000.00)411,517,415.26(178,284,744.12)
25,276,062.53300,000.00(308,717.74)25,267,344.79–
424,437,981.49300,000.0017,446,778.56(5,400,000.00)436,784,760.05(178,284,744.12)
2022
2022
1231
91,900,018.25(5,986,633.33)85,913,384.92(178,284,744.12)197,521,371.5024,462,020.40(7,200,000.00)214,783,391.90–
99,000,000.00(534,857.86)98,465,142.14–
388,421,389.7517,940,529.21(7,200,000.00)399,161,918.96(178,284,744.12)
15,340,370.93300,000.009,635,691.6025,276,062.53–262,118,916.11(268,824,746.23)6,705,830.12–
277,459,287.04300,000.00(268,824,746.23)16,341,521.7225,276,062.53–
665,880,676.79300,000.00(268,824,746.23)34,282,050.93(7,200,000.00)424,437,981.49(178,284,744.12)
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
202363020221231
(1)3,309,310,503.703,602,238,498.99
760,000,000.00–3,448,605.563,556,509.422,460,129.002,460,129.00231,002.86290,535.04
4,075,450,241.123,608,545,672.45
(1)
202363020221231
3,309,310,503.703,602,238,498.99
–
3,309,310,503.703,602,238,498.99
(a)
2023630
(%)(%)
366,976,022.5911.09–
1 - 21,040,081,530.8331.43–2 - 3800,100,120.3224.18–
1,102,152,829.9633.30–
3,309,310,503.70100.00–
20221231
(%)(%)
11,108,301,372.7430.77–1 - 21,041,640,247.4828.92–2 - 31,051,660,299.2429.19–3400,636,579.5311.12–
3,602,238,498.99100.00–
申万宏源集团股份有限公司
(1)(b)
2023630
(%)
2,203,138,224.5411 - 2
2 - 3366.57800,966,493.191324.20300,424,027.421-29.08
2,276,724.001
0.07
1,988,925.35130.06
3,308,794,394.5099.98
20221231
(%)
2,746,487,757.111 - 22 - 376.24 500,736,438.401-2
13.90
300,462,575.362-38.34 50,068,850.4231.39 1,774,068.6010.05
3,599,529,689.8999.92
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
2023
2023
%
1801
5.002018/7/17605.003.2032,977,864.86515,757.7533,493,622.61
1802
65.002018/7/176065.004.806,643,583,133.86155,527,760.336,799,110,894.19
2101
15.002021/3/86015.003.681,543,950,192.8527,538,640.83(55,200,000.00)1,516,288,833.68
2102
5.002021/3/8845.003.95515,690,772.449,831,597.08(19,750,000.00)505,772,369.522104
30.002021/7/158430.003.653,047,642,242.3554,524,698.793,102,166,941.142105
5.002021/8/4365.002.99505,796,149.407,507,537.97513,303,687.372106
25.002021/8/46025.003.382,532,413,395.8742,175,171.012,574,588,566.88
2201
18.002022/3/83618.003.111,844,202,143.5428,092,071.84(55,980,000.00)1,816,314,215.382202
12.002022/3/86012.003.501,233,137,744.8920,955,328.03(42,000,000.00)1,212,093,072.92
2203
30.002022/4/263630.003.063,059,973,804.6346,074,117.27(91,800,000.00)3,014,247,921.902204
10.002022/4/266010.003.451,022,546,676.7917,214,412.91(34,500,000.00)1,005,261,089.702206
25.502022/8/3012025.503.562,577,786,268.4545,138,576.062,622,924,844.512302
50.002023/6/1412050.003.495,008,149,449.60(5,660,377.36)5,002,489,072.24
24,559,700,389.935,463,245,119.47(304,890,377.36)29,718,055,132.04
2022
2022
1231
%
18015.002018/7/17605.003.2032,977,864.891,040,063.97(1,040,064.00)32,977,864.86180265.002018/7/176065.004.806,642,007,500.44313,575,633.42(312,000,000.00)6,643,583,133.86190110.002019/3/83610.004.181,034,169,269.997,630,730.01(1,041,800,000.00)–190232.002019/4/123632.004.273,298,475,923.3938,164,076.61(3,336,640,000.00)–190458.002019/10/256058.003.945,840,714,588.44187,805,411.56(6,028,520,000.00)–210115.002021/3/86015.003.681,543,625,566.3155,524,626.54(55,200,000.00)1,543,950,192.8521025.002021/3/8845.003.95515,616,844.3819,823,928.06(19,750,000.00)515,690,772.44210430.002021/7/158430.003.653,047,201,352.15109,940,890.20(109,500,000.00)3,047,642,242.3521055.002021/8/4365.002.99505,610,876.1915,135,273.21(14,950,000.00)505,796,149.40210625.002021/8/46025.003.382,531,877,798.3185,035,597.56(84,500,000.00)2,532,413,395.87220118.002022/3/83618.003.111,846,239,879.39(2,037,735.85)1,844,202,143.54220212.002022/3/86012.003.501,234,496,235.46(1,358,490.57)1,233,137,744.89220330.002022/4/263630.003.063,063,370,031.05(3,396,226.42)3,059,973,804.63220410.002022/4/266010.003.451,023,678,752.26(1,132,075.47)1,022,546,676.79220625.502022/8/3012025.503.562,580,673,060.90(2,886,792.45)2,577,786,268.45
24,992,277,584.4910,582,134,190.20(11,014,711,384.76)24,559,700,389.93
申万宏源集团股份有限公司
6306
20232022
10,461,567.3824,304,728.3953,712,406.0370,602,881.77
78,518,988.61107,647,345.99
142,692,962.02202,554,956.15
(463,245,119.47)(511,402,114.17)
(320,552,157.45)(308,847,158.02)
(1)
630620232022
840,000,000.003,108,000,000.00
17,446,778.5619,591,856.49
251,835,263.30172,559,703.87193,617,441.63164,563,593.34193,617,441.63164,563,593.3458,217,821.677,996,110.5358,217,821.677,996,110.53
1,109,282,041.863,300,151,560.36
(2)
760,000,000.003,000,000,000.00
80,000,000.00100,000,000.00
8,000,000.00
(3)
财务报表附注（续）
20236306()
申万宏源集团股份有限公司
半年度报告 2023
6306
20232022
224,203,341.35109,513,572.56
630620232022
71,050,143.4458,765,469.58
10,274,538.5710,600,039.34
1,107,496.221,141,110.57
365,897.2924,141.52200,233.04429,918.2278,702.006,100.0059,532.181,204,960.40
3,851,418.466,315,716.64
86,987,961.2078,487,456.27
申万宏源集团股份有限公司
(1)
6306
20232022
885,309,696.613,028,616,124.57
66,715.24139,628.4210,274,538.5710,600,039.343,938,432.733,646,780.44200,233.04429,918.2259,532.181,204,960.40
(224,203,341.35)(109,513,572.56)兌(1.44)(1.89)331,013,724.83333,151,886.41(857,446,778.56)(3,127,591,856.49)40,778,358.1011,413,883.1915,255,798.43–27,938,296.51139,462,801.55(51,023,476.64)(35,976,919.75)27,403,137.3129,039,369.68
209,564,865.56284,623,041.53
(2)
630620232022
7,081,609,896.304,592,775,609.68(1,355,722,156.22)(344,130,171.90)
5,725,887,740.084,248,645,437.78
20236306()
未经审阅补充财务信息
申万宏源集团股份有限公司
半年度报告 2023
1[2008]
6306
20232022
192,238.79812,939.37
304,880,217.72245,950,181.61
(39,964,910.06)(48,350,823.47)
(1)265,107,546.45198,412,297.51
(66,281,521.93)(49,570,545.25)
198,826,024.52148,841,752.26
195,473,246.29148,695,505.413,352,778.23146,246.85
(1)
(%)630663066306
202320222023202220232022
3.85%
3.47%
0.15
0.13
0.15
0.13
3.65%
3.32%
0.14
0.13
0.14
0.13
2023630620226306
2023
2023