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海通证券面向合格投资者公开发行2019年公司债券（第二期）募集说明书（摘要） （下载公告）
公告日期:2019-11-13

义 600837

义

HAITONG Securities Co., Ltd【689

两

2019





【664

〕

【268

   



义两两义23两2015两义两以两二义http://www.sse.com.cn丽

企

企“”?

两【

AAA【些2019630主1,371.28【20162017201880.4386.1852.11些í主72.912016201720181.5两【两

【

两两义【【íí



乏义AAAAAA两

义í两乏义两两

乏义http://www.ccxr.com.cn义



亚两以【【

【

两）义【【【仅两义两【）í》义两义两义仅╱

义两些）【」两两í两【【

í

íí〕í〕íí丽两临í



丽两义í两交两两两也一付「义í主付

【

两以」201963－【1905两H1,235,300,000两15%］两1.8823.22两SBI Hong Kong Holdings Co.,Limited丽241,552,000179,356,00041,748,000两2.93%2.18%0.51%

两A企

20194252019618íí2018íí两A

╱伍两1,618,426,2361,618,426,236A主200200丽100A丽3030A伍丽881010A丽1010A两【A］1.00交两两两A义í两2018ííí两【两A两20A90%两些主］两主200200两亚也

20197义í义【两两两丽两义í两(191960)2019-056

两A〈

两」义2019

两2019103120196,354.44也4,961.43主1,240.39251.4718.59义http://www.sse.com.cn

 ................................................................................................................................................... 2

企 ................................................................................................................................... 3

 ............................................................................................................................................... 8

 ............................................................................................................................................. 10?

两 ......................................................................................................................... 12 ................................................................................................. 12（ ......................................................................................................... 12两【 ............................................................................................. 12两 ............................................................................................. 16丽 ..................................................................................................................... 18两两 ..................................................... 18?

两 ..................................................................................... 20 ......................................................... 20企 ............................................................................................. 20两 ......................................................................................................... 22?

两 ............................................................................................................. 29两 ..................................................................................................................... 29两【 ............................................................................. 30两 ................................................................. 33以 ..................................................................................................... 34两 ............................................................................. 34两 ..................................................................... 39两 ............................................................................................. 54两两 ......................................................................... 73亚两 ......................................................................................... 83两 ............................................................................................................. 87两 ................................................................................................. 90亚两 ........................................................................... 101?

两 ................................................................................................... 106些 ........................................................................................... 107：： ................................................................................... 119举久 ....................................................................................................... 122）： ....................................................................... 138两也 ................................................................... 140 ............................................................................................... 141两些 ............................................................................... 142企企企 ....................................................................... 142?

亚 ............................................................................................................... 149

 ........................................................................................... 149亚主 ....................................................................................... 149亚 ............................................................... 150两 ....................................................................... 150亚企 ........................................................................... 151

?

 ............................................................................................................... 152 ............................................................................................................... 152乐 ............................................................... 152也 ....................................................................... 153



两义义
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H【：两丽
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í义í
í义í
í义í
两【仓
主í主╱
乏义乏义
些20162017201820191-6
〈从两?
义
?/?/╱两他╱两?/
╱

╱2一企

?

两



2019327íí两〈2018í

20196182018í交íí两

íí20193282019619义义义义http://www.sse.com.cn

2019718两两两130130

义í2019912义[2019]1686两130两义í两12两义í两24

（

两义

义两2019

两两两5050

3

两100两乃丽乃乃二两两仪2019111520202022］1115交?〈主

20221115交?〈主

乃乃乃乃【乃乃主乃主主主］企主主两

企两从两企他企企乏义AAAAAA

义

〕义

也两两两两两两

【义

两AAA两（两乃乃两

两【

两

两2019111220191113两20191114主两20191114201911152〈

两

两两

之两（1他义从两两í乃义2交两义从两两í3ííQFIIRQFII4（1些120002些1100032义优5（1丽20500些350

22义优2主〈（企丽义í主6义í丽从两主从两主严

【

两【【两

两

两义

【689
，
世
【689义17
乐021-23219000
ó021-23219100
200001

/义

【664

企也
企
【2BE2
乐010-65608396
ó010-65608445
100010
〕义
【268
亏
企也
企
【36以6
乐021-38565436
ó021-38565900
200135

主í主╱



【优—61
也
优
【优—61
乐021-23281034
ó021-63392558
200002

两【仓

【从5011112
也
中
【从50191112
乐021-20511000
ó021-20511999
200120

乏义

【〈〈731C113

今—
【—7608
乐021-51019090
ó021-51019030
200011

【义义

世仑
【—528
乐021-68808888
ó021-68807813
200120

乃义乃


【1663
乐021-68873878
ó021-68870064
200120

丽

【个临企两他两

两两【

两两

2019630企两两也

20196义义80,700PR095,000PR11A16,00013A3400PR15A16,00015A33,000PR165,00016A33,00020196义义25,60018042001802100

?

两



两乏义两两乏义义两2019[2019]G391-F1两AAAAAAwww.ccxr.com.cn义www.sse.com.cn

企

久：之

乏义两AAAAAA仅



1

乏义“乏义”“义两2019”AAA

乏义义“义”“”AAA义乏义两】－

乏义两【2两义í】2018义í企：两－些）两亚以【－【【－【

A【从两〈

3

L”［两义【2018）【A两价万【企义两

两义两）【）从两

【2018义两两15.79%41.57%2019义【

62.08%75.41%）义【两

仅



义í两乏义乏义两两

乏义两】乏义两两乏义乏义丽企两】

乏义乏义www.ccxr.com.cn

两乏义两丽

两

从两

从两

2019630些从两主5,000」2,0003,000

些）

些）些两〈

两些两〈/2-1些两〈

两两


1302义5-AAA2013/11/25
1303义1023.90AAA2013/11/25
1305义5-AAA2014/7/14
1306义108.00AAA2014/7/14
1601义43+1-AAA2016/5/18
1602义550.00AAA2016/5/18
1701义350.00AAA2017/8/11
1702义510.00AAA2017/8/11
1703义1055.00AAA2017/9/22
1704义35.00AAA2017/10/25
1501514.00AA2015/12/3
15023-AA2015/12/3
1701以315.00AAA2017/6/21
1702以310.00AAA2017/7/21

1801以38.00AAA2018/9/21
1803以34.00AAA2018/10/26
1801义330.00AAA2018/3/8
1802义330.00AAA2018/3/22
1803义330.00AAA2018/5/10
1804义330.00AAA2018/8/6
1805义330.00AAA2018/11/22
1901以35.00AAA2019/2/28
1901义350.00AAA2019/4/11
1902以35.00AAA2019/7/24
19义01义370.00AAA2019/8/29
主--532.90---

15C1义53+2-AAA2015/4/8
15C2义32+1-AAA2015/6/12
15C3义53+2-AAA2015/6/12
16C1义340.00AAA2016/11/17
16C2义520.00AAA2016/11/17
17C1义345.00AAA2017/3/16
19C1义333.00AAA2019/2/28
15义53+210.00AAA2015/11/9
1563+3-AA+2015/12/15
1801义53+210.00AAA2018/4/4
1802义53+210.00AAA2018/10/31
主--168.00---

16MTN001以3-AA+2016/1/21
16MTN002以55+N12.00AA+2016/3/14
16MTN003以53+21.85AA+2016/6/7
16MTN004以53+22.90AA+2016/7/15
18MTN001以310.00AAA2018/3/23
18MTN002以38.00AAA2018/4/27
主--34.75---
PPN
15PPN0013-AA+2015/5/15
17PPN001以38.00AAA2017/11/14
18PPN001以36.00AAA2018/2/12
18PPN002以35.00AAA2018/6/19

18PPN003以38.00AAA2018/11/30
18PPN004以36.00AAA2018/12/12
19PPN001以33.00AAA2019/4/23
19PPN002以310.00AAA2019/5/31
主--46.00---

16义CP001义0.25-AAA2016/3/9
17CP001以1-AAA2017/3/7
17SCP001以270-AAA2017/8/3
17SCP002以270-AAA2017/10/18
17SCP003以270-AAA2017/10/25
17SCP004以270-AAA2017/11/20
17SCP005以150-AAA2017/12/21
18SCP001以270-AAA2018/3/6
18SCP002以270-AAA2018/5/30
18CP001以1-AAA2018/3/27
18SCP003以140-AAA2018/7/9
18CP002以110.00AAA2018/10/31
18SCP004以270-AAA2018/11/22
18 SCP005以270-AAA2018/12/18
19SCP001以210-AAA2019/1/24
19SCP002以27010.00AAA2019/2/21
19SCP003以27010.00AAA2019/3/8
19义CP001义8450.00AAA2019/7/5
19SCP004以0.745.00AAA2019/8/13
19SCP005以0.7410.00AAA2019/9/11
19义CP002义8450.00AAA2019/9/23
19义CP003义0.2450.00AAA2019/10/21
19SCP006以0.7510.00AAA2019/10/24
主--205.00---

两主两些

50义í两主487.901602

两501901两52019630也35.58%40%

两些：

/3-2两：

：20196201820172016
1.992.042.051.67
1.992.042.051.67
EBITDA2.311.642.201.96
也%74.2574.1071.2473.30
%100100100100
%100100100100

1=++++主仅主++严++企+-义-义+++/++主仅主也+也+严也++〈东亿++++企

2=++++主仅主++严++企+-义-义+++)/(++主仅主也+也+严也++〈东亿++++企

3=+-/-

4也=也-义/-义

5=以/

6=以/

?

两

两

义【689，1988830

1,150,170.001,150,170.00í9131000013220921X6两J67【【689义200001以http://www.htsec.comhaitong@htsec.com也乏乐021-23219000ó021-23219100义义义义义义付义【

2007【【【义义两199322【

义í企他

两【

两【

义义19881,000从两两两义义义义从两

从两义付从[1994]51994927义义100,000义两义义义义义乃义从两

义í义从两介付义[2000]74义义义[2000]29620001229义374,692.80义两义义义义义义义乃义义

【200198义2001024义í义义[2001]2782002128义义义义

4,006,093,000【份20021113义2002049义í义义[2002]32920021111义8,734,438,870义【义义义乃义义【义付义í

义í【【义义[2007]90200767【也伍义义义义〈也2007629义乃乃〈200776【〈两〈乃3,389,272,9102007731义【义6008372012427【6837

两

义í义两义两[2007]368两【A］1两仅10╱丽两两35.88/两仅724,637,680两825,999,999,958.40

20071121〈3,389,272,910乃4,113,910,5902008552007í2007两200712314,113,910,590］101.00产3］107产4,113,910,5908,227,821,1802008528

2012427两1,229,400,000【H2012519两H127,500,000H522【主两1,356,900,000H25两以两H仅10%Aíí【H主135,690,000A8,092,131,180H1,492,590,000A+H9,584,721,180义í义【义[2015]8111,916,978,820【］1201558H【2015529H两两1,916,978,8201,048,141,220H2015515868,837,600H2015529H两11,501,700,000A8,092,131,180H3,409,568,820201963011,501,700,000（

两



两



201963011,501,700,000

/3-1

仅%
（
1--
2--
3--
--
--
4--
--
--
（主--
（
18,092,131,18070.36
2【--
3【3,409,568,82029.64
4--
（主11,501,700,000100.00
11,501,700,000100.00

两

201963010

/3-2



仅(%)（仅仅
3,408,819,09629.64-
伍402,150,0003.500
400,709,6233.480
义343,901,2592.990
)322,162,0862.800
265,135,5932.310
238,382,0082.070
235,247,2802.050
214,471,6521.860
149,737,9531.300

1H乃 2【HA3A义乃乃

4：义仅义义仅主两

2019630

以

20196305%H乃以

两



2019630他

/3-3



20196

/3-4两/


两
以HK$ 1,117,973100%
RMB 1,065,000100%
义RMB 410,000100%
义RMB 220,000义100%
RMB 1,000100%
两
RMB 130,15066.67%
RMB 30,00051%
RMB 10,00067%
两
RMB 52,00027.78%

两

1以以111.80201888.50以义20181231以2,877.75121.712018以148.5416.662019630以3,067.26152.7120191-6以51.8317.07

2106.50两付付义í丽20181231

165.97133.522018

2.941.882019630173.78139.1920191-68.146.03

3义义41.00义20181231义50.8751.002018义-5.24-4.182019630义52.5552.6320191-6义2.181.63

4义义22.00义2018123170.6536.5420188.264.72201963077.0139.5820191-67.924.55

51,000201812311.360.1020180.467.7320196301.420.1120191-60.2354.63

两

1

13.01520181231207.3028.01201863.153.30201836义义8725952019630209.1126.4720191-640.490.78

2

3.00义í2018123117.8712.4320186.631.72201963018.37

12.4320191-63.200.96



3

1201812312.341.8920181.270.5520196302.311.6920191-60.620.29

两

1

5.20义27.775%义

╱2018123147.0233.93201823.81

7.04201963048.0335.35

20191-612.753.83

两



/3-5

/ 
，两乃2016-10
两乃2014-12
两2019-06
2019-06
上2015-06
2014-12
2016-10
2016-06
2016-09
2014-12
2014-12
í〕乃乃2019-06
2019-06
2019-06
2019-06
2019-06
人2014-12
2019-06
2014-12
中2014-12
〕两2019-02
2014-12
2014-12
2014-12
2014-12
2014-12
乏2017-03
〕2017-03
2017-03
2018-03

〈

两



1，两1967〈2016102820167乃1992219966义从两〈1996620011220011220034三2002120167【0363两两两两2004820167两两乃2010320125三【601607【0260720126201362016520167三乃20091以【00981两2016义东亿í2016义íí2017í2016íí2017íí2017【

2两1961í主2014625两乃19809198312从两【—【í主乃1984119929〈从两【—【19929199511〈从两【两—【两两199511199612〈从两【两í主199512199612〈从两【两

〈19961219993〈从两【两两乃19993199912〈从两【两í主19991220006〈从两【两两2000620052〈从两【两两2002920039付2005220089〈从两两两20089200811从两乃200811201012从两两乃20101220128义í〈2012820144义í【201610个仪í20174义201712【20176义íí20186【í201810【íí20182以í〕以义【0665í〕两íí〕东亿í

3两1962〈19963199711也从两2019618两1982619882〈从两1988319963从两两义19963199711义20081020118201132014620175以201462014720183亚以2014112018820175以

两

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1, 两197320191亚〈201732018520078义1993719973从两1997320013从两【两20013200410200410200992009920121020126201912014720157【2上两1962〈í主201568两20108伍1996820064事〈事〈í主2006820088伍20088201082015320175伍í〕2013920189〈【í〕20143事〈20149伍í〕3两198120141230两201722003720101201012016102014420172 2014

10义【600958【03958两

4两1964í主í主20161018两2013419847200112主〈2002120043〈2004420059〈20059200882006320088〈200882009122009122013420166201712【600619201342015320165【0234520166201611义【600958【03958两201712【600619

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1两19582016612两í主仪1983í主仪仪20116〈【 600639两20155【 600327

两20165从两【 600000两

2两1959仪()íííí主ííí主íí仪仪201746两20155众()两〕〕付30付从两【两两从以从两〕〕亚休两众—〕付497393优31839122322771682以21220404 以(846(8148两18893182280412三455两交【 China Real Estate Grp LimitedAsia-Pacific Strategic InvestmentsLimited 5RATop Global LimitedBHO China Medical(International) Group Limited5IB两 SingaporeeDevelopment Limited40V两交义【义【Sunwah

International LimitedTSX SWH义【AustChina Holdings LimitedASX AUH两义【Adamas Finance Asia LimitedADAM两

3, 两195919866【以二í以í以íííí仪仪【仪╱【1983719866【19942010íí【íí【í,【í201312义【300168(SHE)20156义【JP(NYSE)20173义【LEJU(NYSE)20187义【2048HK20184义【0976HK20102201712以义【600500.SH201311201712义【601616.SH201310201611义【600521.SH2012920186三义【600833.SH4, 两1959

仪╱í200810í仪以í仪以20151í仪以〈〕也1982819923仪19904199231992420003【20004200011【200012200810í仪20011200212í仪久〈

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1í〕〈1966〈2017121320171215í〕20179乃乃1990720016801〈1990719971主〈主〈19958199711997119973“19973200010“20001020016乃乃2001320016〈í〕2001620044乃2004420151【í〈í〈2004420061〈200612011620116201512015120154【í【乃2015420179【í【【

2〈1972í主2018319997〈19997 200711〈企200711 2009620096 2011320113201432014320141120141120183201611201612五

3〈19662018319857 19879í1991719959—仪ó乃1995919987仪1998820004从两两20011〈2001120029从两企20029 20077付2007720081200812008112008112010320103201132011320143201432015820158 2017520175〈

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119728〈í主201671994719971219981200910

【600642〈〈20091020167219762018420013200322003220037【6006622003720077200782008112008112009620096201242012420136201362015520155201510201510201842018420181020195

3人1962í主í主201592120156【60082720158í20176人1982919997í主1999720023【20023200212200212200310200310200572005720108201082014720147201562014320147

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4197320186亚1995719968—〈仪1996820008—〈20027201310ó20131020186亚20166，ó201711ó20191两51971〈付2014123019991201212201492004720124—201412014520141220141220152201512ShanghaiInternational Shanghai Growth Investment Limited以【0770两201512201810201151620141230

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1中196520138中1993719967义19968200210从义

20021020138中2014820193201411义201592016320163

2〕1971〈20169〕í201921993820019〈从两【两〈20019201111〈从两〈2001920041220041220111120111120164〈从两两

31960199482010720173也他义íí【义íí1984819908从两两1990819925从两两1992519933义义19933199471994819963199631998919989200482001620112200532006620081020113也亚2011

520173〕4196319971020123也íITí以í20172义íí【义í义í19971019981也1998120003以200032000122000122006520065201322007112009320151义

519631998200819921998—义19981999义199952008820081020108以20108以20101以义【0665.HK两20103以义í〕

61965〈1996520141220133PEí也19831219884【19884199112临19911219965从两两1996520024〈200242006520065200810

200810201211í201262015820111120157201582016320137201652015720165201211í201632016620183义íííí

7196919961220141220077以19961220037从两〈2001120037(〈)20037200452004520077从两〈200912以义【0665两2010320113以义两〕两20114以义两í〕两20166从两两201710 从两8乏í19682017329í201745〕〕20174从两1993719947他1994720008他义í

2000820077从两2007720094从两〈2010320112从两í2011220143以í2009420174从两20112从两í9〕1963〈〈20175〕2017319848199012【主〈19901219928〈1992819968争〈1996820023义〈2002320035200352005520055200652006520113〈他20113201312013120142【2014220173义201151620141230〈101971〈〈2017520133 1994719987从义1998720027从义义义〈 20028200362003720048〈20048200682006820133义〈〈201511从两两

111975í主2001720183272001720076主〈20077以2007720092也200932010320183以义【0665〕20183以义两íí20181从两两20192

两

两

义丰从两

两企

1义付

2从两【【付－从两－从两

3

企QDIIQDII╱PE

4【严〈两【企í5〈〈两亚两【些）╱【2019630企

/3-6两企


1义义20013
2从两【【从2001819
3从两2001306
4义义2002090
5义义2002076
6义义[2005]079
7从[2005]173

8义[2006]3
9义义(义í[2007]86)
10从两【í2007.08
11义义[2008]146
12义乃[2008]22
13义[2010]122
14[2008]421
15义[2009]302
16(义[2009]1)
17义[2010]315
18(义[2010]372)
19í2011.08
20义[2010]070
21义[2011]237
22义[2011]512义[2011]37
23两【义[2011]1821H
24[2011]585
25[2012]686
26【义[2012]825
27义[2012]113
28(义[2012]561)
29义SC201307
30两义[2014]1551
31义[2013]180
32义[2013]741
332013[2013]204
34优优[2013]959
35义义[2013]1643
36义乃2014.02
37义义[2014]358
38优í义:T004
39两义义[2014]4
40【两([2014]321)
41【义[2015]153
42义50ETF【义[2015]214
43[2015]20
44í义义NO.G02008
45([2015]1204)
46临[2015]461
47从两优[2015]120
48〈(2016.08)

49从[2016]224
50〈2017.01
51义[2018]160
52以丁义丁 义20181474
53严 2019469
54从两【两20191624

í义乃义令他

两

1

两

/3-7义2016-2017（



20172016

义669,787.1223.73%851,444.5730.40%
从两204,973.657.26%217,138.987.75%
657,087.4623.28%832,535.0829.72%
241,625.068.56%101,360.523.62%
231,020.318.19%180,031.946.43%
258,924.519.17%198,612.627.09%
487,283.8417.27%395,322.5114.11%
他241,868.598.57%53,016.951.89%
-170,403.83-6.04%-28,296.65-1.01%
主2,822,166.72100.00%2,801,166.54100.00%

/3-8义些（



20191-62018

487,407.6927.48%909,273.9738.26%
从两166,390.819.38%329,342.9713.86%
140,478.017.92%222,897.479.38%
425,654.0624.00%82,599.883.48%
183,434.1110.34%287,241.0112.09%
370,113.3420.87%545,146.1622.94%
主1,773,478.01100.00%2,376,501.46100.00%

义【企2018两7企5企2企些）义两［［ó两两企1201620171义义义企义义2016【4.47%两仅196仅习【20161,406两〈【丽两O2O专件（2016【8.43%2.53%【11.9%【8%两2016两两－两

2016义51.7746.38%2017【4.68%20160.21【1331,0671.66201613.4%两201711.62017【9.36%两2017e1,900AppAnnie】e两两两企2017企1,617两两2017〈从两21两两2017【9.17%0.74【11.2%两人【义201737.9129.41%2从两义从两付2016两企í企【：企企”个仪“企”A+BA【“〉”企两【【3002523两

443.9两2016从两12.0710.81%

2017ó两予份í2017IPO企31【IPO9.75【20付两介乃2017269.85【578.02【2017从两11.649.03%

3

义义严义义两义严亚他义

2016【【【优〈FICC201621.5519.31%

2017【í6.22

4.53ETF【优201719.8515.40%42008【亚“+”乏乃╱两两两两两两［两í2016企90主40企亦“2016”20168.35

7.48%

2017习亦企16亦企8亦企8两【－企5IPO【201720171010七201721.7816.90%5义义ó

——1.4857%PE1858以2820169.238.27%20171231主9,7832017：两20173,27324%2017】《仅ó丰20174,2852017PE仅3417612IPO【201713.8110.71%

6

两2014享【

两以?”伍〈两人—

20164852%》亚PPP

以以201611.1710.01%2017企份+IDC【TMTPPP两2017AAA仅丰201715.6212.12%

7义2007以以20101以——义00665.HK以义义以20141以企义两【

义仲以企义以以义2010主2012RQFIIQFII义以」以

义2016以义：两IPO两仅些IPO企——从两【〕560从两从两〔）从两20166.796.09%

些14】以义享以以义两两两仅两24之660以””【些）IPO企丁」】从两些享了享201711.568.97%2些两12018义［2018【4.74%些1,4000义〈,e7.0PC】í

í╱í2018eAPP2,300APP丰80%两义.2018义APPAPP企两义件不［2018不主两148%【2018义【两【7.77%两【9.46%两仍【两－【AA2018义企企【【两举主2018义1,209407

20191-6义仅【9.03%201961,1046.36%1.733,59757,907仅30.33%e2,800350两42今义两50［

20191-6义两买亚】215义、丰义e》〈20191-6义eAPP2,800APP丰80%两两）APP Annie两义PC Level2两20191-6义两20196885.20488.3546.14396.149.12企245.22%49.91í－

20196义」他主：

456.20150.50以

45.11主24.16主

主20.95主【11【

20191-6义660

200%8232%仅不8主两23主31仅271120191-610%0.9%主40.6151%义两些170仅31042%

2从两2018企【两两他－）－企2018三á－【2018两ó【代企A亚〈企【A【24471.36【企IPO企主以【以20182IPO企IPO【

2018企4152,550）两〈两两【企15【企

2018以主180两企101；以【G3两【以仅两两【以9两【3两144A/RegS（两

20187【付企663两7企义í100%主457.46两企九企240【两企【【企127个两【《20191-6义－〔）他－企－企〈企仅－企6722义í34企IPO两IPOí企两两企10í企8－企2企5128企5820191-6以24IPO企27企仅两IPO企）IPO20191-6企5741,843两ó〈两两

两ABS：书：企以125两企两【以仅G3两【以仅从两两8且与【些）且与【两企且与2两企

20191-6【【付【从两20191-66【以主5企【【╱企5以企2从两以两：企〔【两【丽

3

8

2018【10%25%1,083201720%22%仅932017270%

20182,1252017240主747ETF两604,340

1,969仅

2018PE亦PE

2018以义些）专丽义七企企300ETF个í-个-72018464

201961.13,0792,1585,198217以480

201961,37327%86426%两531402,073%两ABS企主12两145215%

20191-6企：20196780代义企32%2,63033%】－1,000

义亦PE

PE亚20196仅企325í企20【企6í企9亦企11主【í企75PE主亦6

以480A20%【42018【ETF 【50ETF【AFTU以优优以－【义íFT企以严两两两【【2018【】些5,9001,200乐í429í【仅90846%【仅77%20181,3639%

20191-6严20196」74NAFMII两210.4

【ETF【ETF【【严50ETF【A优以－20191-6以【【他丰：仅两」些以两FICC150%严【20191-6两予义1,397仅3,800【义(Inline Warrant)两【20191-6义】2,600í乐í2307,500仅【4.55%0.14〕两201965001,500主仅6,500【企仅504309PB105167【义ETF」ETFWOFE5主亚以╱(Exotics)丰【5

201880032%10%」」【】26 」两】企仅2AAA

201963【23.2220191-6

273.4835.3944.2%7.29

0.96%丰334.66%

两两

两两

义两

1义两

主【义两2080两义1990义义义两义仅

义í义2019主131义1,789.41义〕444.00义148.02

付49.6216.94127.33义620.60229.32666.62119义í主2019630131义

7.101.961.62

1.3713.592义两义两义í义两他╱义）义í仪义义义（义【义企【义两从两他从íí义两义【两他义义义（义【两义乃义义义乃义义í义（义义义【－两

两义两

】义义（义（义义两义义义：义两义义义义两义两义两【两】（：两义】义义义义两义两3义义两义义（义义义两

义两

些）义仅2019630义仅131些）义两义）义义）义些）义两义从两【义任仲企义》企

【主义两30%义－ó）义）两í享

义两

1义两义丽ó义享义－从两丽－－义义【义）丽亚（他享义）义享〔）交丽义）义2享）义两》义两丽义义í：义

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两

享╱

仲

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

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以

以从两以2019以IPO

企仅两IPO企）IPOG3两【仅义í丽【他」以以两【〈从两以—【之20—以从两」了）从两从两FTU义FT企企20165优A以í201811í2019份【享

以í件以



31【份两义亚个个义丰【主企亚



买

：两〈〈企〈》亚两）

两

件仅【〉－AIP【份两两义两份两主）两【【以以两【两》ó享两╱〉【主丰专企





从两/以IT两义义义义义以：

两

主

2019【－【份（】份亚享两两（－企专企（亦以（以《ó买从两了【（〈〈

两）

两

件仅【〉－AIP【份两两义两份两主）两【【以以两【两》ó享两╱〉【主丰专企



从两/以IT两义义义义义以：

两

主

2019【－【份（】份亚享两两（－企专企（亦以（以《ó买从两了【（〈〈

亚两

【【亚【义义í【ííí丧也亚íííí乃

乃〈〈义í】【义í[2016]23以í两í

í

íí两í╱两「í他í

í两í〈两íí也

í他íí

1í

í两í两í亚两两久义企两企两í

2í

íí两两两ííí〈」

】3东亿í东亿í：两 举í之í两主í东亿：主í主两两东亿份两两（东亿两两东亿í东亿í东亿í〈」】

【íí义í主仅：丽í【4主í主í主主东亿（义主件两两举久」两举í主í买主íí主í〈」】



主í主〈í企〈主í丽两í主í〈主〈í主两主企主主〈主í主主仅主í〈主〈仅í

íí也í也两两



也两企íí〈〈两【（两付】丧

也íí亚两企两举久í两也亚í两

两

些两

两个他两企

120161125义HOMS交争两争丽义义í两[2016]127义（（义í义为28,653,00085,959,000

义」义」2015主

220161226义伙。╱－【╱两义í义伙。为两201669

交付义从两他í交两从两〈1í2〈久3付4企仅企〈两

32017118义—义义—义义义20179

交义—也义í—举20172义í—京义义义临义〈300义义义义

4201827义义义í义义[2018]2

交义临企付〈两之

5两之20181229从两【两两从2018820交付

6两之产2019128从两两两从20197403主4交付

交义企」〈两

两

íí他亚



义í」义件亚【亚两



他〈些íí义两〈〈í〈〈

义件╱：



ííí他í亚两义亚两义í



他他他两í从两

两

2019630两

5%

20196305%



/5-92019

两

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0100
Haitong International Strategic Investment Limited丁丁0100
Haitong International Strategic Investment Europe Limited丁丁0100
Haitong International0100
Global Strategic Investment Limited
66.6670
066.667
066.667
以义063.56
以1063.56
以1063.56
以1063.56
以义1063.56
以义1063.56
以1063.56
以1FICC严063.56
以1FICC严063.56
以1063.56
以1063.56
以1063.56
Haitong International Japaninvest K.K. 1063.56
Haitong International Securities UK Limited1丁丁063.56
Haitong International Securities USA Inc. 1063.56
Haitong International063.56
Securities Group Singapore Pte Ltd.
Haitong Securities India Private Limited1””义063.56
Haitong International SecuritiesAustralia Pty Ltd. 1063.56
0100
以2085
亚以088.75
085
Unican limited丁丁两0100
088.75
Haitong Unitrust No.1 Limited085
Haitong Unitrust No.2 Limited085
Haitong Unitrust No.3 Limited085
Haitong Unitrust No.4 Limited085
Haitong Unitrust No.5 Limited085
Haitong Unitrust No.6 Limited085
085
0100
Haitong UT Leasing Irish Holding Corporation Limited085
Haitong UT Leasing Irish Finance Limited085
业下【080.75
【【
会PPP企085
〈企PPP企076.50
〈企PPP企076.50
Haitong UT HK1 Limited085
Haitong UT HK2 Limited085
Haitong UT HK3 Limited085
Haitong UT HK4 Limited085
Haitong UT HK5 Limited085
Haitong UT HK6 Limited085
Haitong UT HK7 Limited085
Haitong UT HK8 Limited085
Haitong UT HK9 Limited085
Haitong UT HK10 Limited085
Haitong Bank,SA.且与且与0100
Haitong Capital - SCR, S.A.且与且与0100
SES Iberia-050
Haitong Banco de Investimento do Brasil S.A.从两080
FI Multimercado Treasury080
Haitong do Brasil Participa??es Ltda080
Haitong Negcios, SA080
Haitong Securities do Brasil Corretora de C?mbio e Valores Mobili rios S.A.义080
Haitong do Brasil Distribuidora de Ttulose Valores Mobili rios S.A.080

1交以义2201963【【82.352019630交〈

/3-10



个2017201820196

HT HYB Multi-Tranche Fund S.P4,582,739,529.24135,320,779.650.00
101,897,133.6067,961,442.5367,961,442.53
()598,940,150.97651,841,477.71660,609,152.62
主5,283,576,813.81855,123,699.89728,570,595.15

790,026,915.98942,399,960.45979,301,825.45
424,456,164.37344,066,760.15240,514,433.44
443,796,607.36371,903,864.26368,745,404.50
627,649,141.80580,786,238.51602,692,324.38
1,071,362,135.46963,387,262.51943,880,556.43
94,884,055.08102,267,266.98101,602,333.59
261,770,988.95250,760,133.66254,218,266.29
235,432,942.90210,544,171.56209,766,232.49
—295,839,480.46289,968,886.93285,344,289.40
33,334,966.9833,262,506.6132,933,026.91
“151,544,234.05152,664,509.11152,664,509.11
-62,357,988.1262,874,461.67
-149,563,312.77150,170,385.00
五--176,400,000.00
Trinitus Asset Management Limited1,156,294.04--
HTI Investment Fund SPC - Fund I SP325,291,917.14--
Fundo Esprito Santo IBERIA I21,794,921.113,824,252.693,404,509.00
MCO2 - Sociedade gestora de Fundos de Investimento Mobili rio, S.A.430,911.26-
主4,778,771,676.944,457,757,114.314,564,512,557.66
主10,062,348,490.755,312,880,814.205,293,083,152.81



/3-11


伙BE10%
伙从两10%
伙10%
伙10%
伙从两10%
伙10%
伙从两10%
伙10%
伙亚í10%
伙ASIA10%
五()10%
10%
-



1【两2」」3

/3-12



20191-6
伙从两1,265,057.39
20,396,042.93
2,773,584.90
亿9,396,226.21
30,151,706.46
12,968,143.80
9,457,234.01
-32,216,806.99
6,989,919.26
()1,132,075.49
—3,943,919.39
“2,014,150.90
12,044.25

4

/3-13



20191-6

伙从两62,034.90

5

/3-14



20191-6
伙从两10,540,051.81
1,660.49

6

/3-15



20191-6
38,196,488.82
147,621.28

7

/3-16



20191-6
1,213,400.02

8两

/3-17两



20191-6
伙从两-

9仔东亿

/3-18仔东亿



企20191-62018
仔东亿3,081.358,218.16

10企1企

/3-19企



企201963020181231
企伙从两508,622.76529,370.98
企-13,821,404.43-
企-5,427.63
31,560,099.96-

2企

/3-20企



企201963020181231
企伙从两30,544.1032,308.77
伙从两47,258,337.1639,276,441.35
2,391,271.50-
7,390,000.00-
义伙从两255,397,274.71-
义55,443.4038,243,656.27
义123,163.46122,945.85
义1,406,679.39489,471.93
义2,431,945.8410,000,000.36
义4,092,506.8119,502.04
义60,645.3960,518.41
义五58,044,000.194,971,469.94
义3,615,752.131,446,683.97
义464.295,573.88
义—329.04328.46
义10,178.3310,178.84

11企

/3-21企



企201963020181231
从两伙从两176,287,904.69133,819,332.06
伙从两514,151,512.83443,958,151.21
 ()936,961,444.44984,323,192.01



两【义【义【义

1

1

2323000些主5%íí些主0.5%5%í些主0.5%í

久íí3两义义：主丽í付í主í企两ííí主í付í企两í〕两íí〕íííí企企企〕í企╱企〕í

亚两



两）义义【】两两」í主义专1í主义í主从íí】义í】义义】义【í主í主í主〈两╱以两两两义两》于两 í主í主í主í主í主í主主í主仅í主两主

亚两仅任22011义í【乃义í[2011]30两íí乃乃〈乃ó京?乃两3：企义í义：义”云义两义í义：：〈他：：：义T+1义主主丰主主主：交企：企：些为：企举

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以企20062】í主——】í主】í主—í主

?í主20162017201820191-6仅

╱?20162017201820191-6）两20162017201820191-6í主主：主í主╱2016í[2017]ZA11273：主2017í[2018]ZA10893：主2018í[2019]ZA10930：主

两20191-6主

些

些

20161231201712312018123120190630也20162017201820191-6仅

/4-1也

30/06/201931/12/201831/12/201731/12/2016

125,216,144,136.30100,842,455,792.90103,795,726,857.30121,024,751,374.94
75,996,539,261.5162,319,468,186.6870,213,568,864.1487,496,620,324.19
8,217,967,945.107,646,561,080.067,982,728,644.4712,191,899,273.79
6,935,882,418.016,114,673,132.917,607,858,552.059,325,892,434.58
110,378,216.9031,144,090.39679,091,978.14705,848,143.60
52,096,466,068.9548,861,008,664.2761,560,952,642.7163,212,919,802.15
主仅主--99,856,694,835.9192,347,493,554.98
196,731,366,116.04177,205,414,005.44--
严1,367,101,959.151,780,757,436.392,610,612,302.283,935,071,348.81
65,830,789,106.0582,678,791,854.6196,549,868,542.1784,523,225,559.75
企13,167,368,274.748,257,214,480.907,441,999,625.346,929,537,183.19
-3,703,898,935.747,422,060,199.20
义9,265,193,079.046,982,889,366.738,528,675,180.938,952,031,305.02
19,798,870.9619,875,609.4719,761,633.2426,304,465.56
-41,228,756,005.5158,028,837,828.19
1,918,350,331.31683,296,436.17--
14,012,688,457.0315,131,229,732.29--
--78,718,210.7983,508,859.69
5,293,083,152.815,312,880,814.2010,062,370,298.568,749,591,871.35
〈15,932,967,416.4715,228,290,724.33--
56,369,516,772.91---
177,283,365.46213,428,921.5316,864,072.3318,059,212.45
6,263,055,682.265,851,633,396.992,657,276,109.001,420,756,931.36
〈104,009,919.3547,669,724.9148,574,453.8047,561,274.04
955,905,480.02---
1,299,245,314.711,316,862,649.041,316,011,591.12468,009,610.75
4,061,540,550.524,046,190,104.433,863,520,199.484,118,734,158.06
京3,313,900,428.433,241,202,298.442,851,450,468.052,773,812,116.72
40,815,845,296.4089,244,836,910.9179,852,780,202.9483,885,832,076.72
30/06/201931/12/201831/12/201731/12/2016
主622,907,268,902.40574,623,634,094.40534,706,332,789.81560,865,846,150.32
也
40,603,729,493.8236,916,638,377.3930,712,830,026.1738,564,767,181.01
35,381,593,557.5626,537,967,713.1529,426,762,416.9519,864,117,000.00
9,323,924,133.0314,724,096,061.4611,811,638,917.408,809,461,725.51
主仅主也--20,743,499,166.7038,639,631,004.32
也24,442,166,657.9026,200,954,422.12--
严也2,002,562,167.042,218,774,485.863,495,454,278.202,594,009,281.96
也352,166,564.38284,004,520.59--
65,712,895,433.6156,372,903,426.2833,045,726,729.8543,731,726,557.56
义90,371,198,878.9271,893,534,715.4283,774,388,361.26104,059,286,700.58
义--1,054,351,430.62
〈东亿4,438,688,134.614,588,199,396.724,890,341,286.014,722,530,711.03
1,718,610,058.772,073,013,827.642,611,046,351.792,391,638,347.18
企4,642,872,233.775,129,235,940.426,441,954,661.188,907,935,117.35
--3,376,692,174.123,568,230,275.32
也----
主也152,929,198.26145,107,393.51167,342,904.85124,621,521.35
46,111,556,612.1143,286,681,942.3830,609,159,576.4122,583,788,217.83
141,439,731,942.49140,146,857,168.90130,158,268,817.49128,295,192,262.28
也949,182,157.06---
---
---
京也811,765,086.20206,710,219.48867,319,662.68557,471,978.61
京---
也17,324,150,271.6913,713,035,387.7312,879,603,571.4310,438,685,465.90
也主485,779,722,581.22444,437,714,999.05405,012,028,902.49438,907,444,778.41

11,501,700,000.0011,501,700,000.0011,501,700,000.0011,501,700,000.00
〈----
----
----
56,301,332,441.1756,405,921,156.4056,357,979,615.6756,338,469,573.57
----
-367,993,284.28-1,204,019,049.681,626,529,293.67108,737,230.40
6,261,218,135.946,261,218,135.945,703,912,997.865,085,156,596.54
13,650,233,353.0713,558,125,068.7012,267,811,125.6510,764,424,543.26
35,048,843,771.2431,335,629,353.6030,297,545,652.2426,331,639,342.89
主122,395,334,417.14117,858,574,664.96117,755,478,685.09110,130,127,286.66
14,732,211,904.0412,327,344,430.3911,938,825,202.2311,828,274,085.25
主137,127,546,321.18130,185,919,095.35129,694,303,887.32121,958,401,371.91
30/06/201931/12/201831/12/201731/12/2016
也主622,907,268,902.40574,623,634,094.40534,706,332,789.81560,865,846,150.32

/4-2

企20191-6201820172016
17,734,780,093.7023,765,014,627.2628,221,667,163.3528,011,665,306.32
4,862,587,519.668,514,365,122.559,556,198,727.0810,965,008,854.57
1,895,541,099.853,005,766,137.003,941,275,252.465,314,409,804.29
从两1,646,815,026.583,217,480,952.563,329,892,535.993,356,019,560.06
1,143,817,520.791,924,744,951.452,097,888,819.40589,726,513.36
2,253,056,210.584,820,274,195.473,665,925,531.963,839,610,355.40
4,696,290,784.655,535,166,276.5611,365,519,110.206,539,692,047.35
151,426,221.8832,708,903.61708,486,590.83200,434,890.72
-24,335,469.76-7,895,132.27-6,782,409.58-
1,301,650,499.06-2,018,937,551.02-1,329,410,866.60-231,333,741.19
-23,436,582.65219,126,706.61-225,471,617.3358,149,350.76
24,622,567.1928,158,448.35--
4,644,344,564.976,674,756,561.015,195,688,687.626,840,538,439.43
10,084,916,181.8116,655,200,066.5415,934,582,721.5017,362,648,883.48
令93,235,010.13172,034,411.34165,972,927.57490,685,726.69
5,083,376,090.539,382,866,155.819,755,117,004.739,563,542,327.78
-883.12-1,686,658,289.931,419,492,720.73
1,059,233,085.301,622,166,681.66--
25,060,492.87--
3,857,903,202.475,453,072,324.864,326,834,499.275,888,928,108.28
7,649,863,911.897,109,814,560.7212,287,084,441.8510,649,016,422.84
381,405,082.65472,586,016.27684,045,736.26593,804,125.43
27,511,448.3712,033,690.7081,733,174.4681,093,553.97
8,003,757,546.177,570,366,886.2912,889,397,003.6511,161,726,994.30
1,935,608,369.041,799,658,397.813,013,794,133.392,231,208,739.89
6,068,149,177.135,770,708,488.489,875,602,870.268,930,518,254.41
5,526,505,264.795,211,093,198.878,618,423,293.068,043,334,519.30
541,643,912.34559,615,289.611,257,179,577.20887,183,735.11
916,826,848.77-1,586,714,347.42793,728,726.62281,583,321.87
6,984,976,025.904,183,994,141.0610,669,331,596.889,212,101,576.28
6,389,629,248.703,092,586,734.2310,136,215,356.337,648,626,781.43
595,346,777.201,091,407,406.83533,116,240.551,563,474,794.85

/4-3仅

企20191-6201820172016
仅
主仅主---28,197,672,745.36
12,330,760,645.9025,133,619,216.8925,136,593,410.3521,967,126,130.20
-3,555,976,774.013,021,537,853.081,024,176,694.59
25,908,347,120.5439,969,459,902.09--
18,476,224,649.6312,355,176,295.091,527,042,334.5813,048,809,309.29
义----
5,912,219,471.0114,131,067,760.589,269,334,626.9715,445,664,611.37
主62,627,551,887.0895,145,299,948.6638,954,508,224.9879,683,449,490.81
14,954,038,260.5547,884,020,629.81--
----
主仅主--14,329,856,026.30-
5,478,138,679.85---
--26,067,077,126.6163,485,544,819.23
3,457,362,355.49---
义-11,885,556,013.0220,284,898,339.3224,967,049,674.21
2,736,845,502.224,058,905,335.964,893,774,963.915,952,166,489.32
〈〈3,630,139,320.786,650,065,674.496,212,890,009.586,606,320,362.04
企2,855,614,600.664,319,588,735.884,167,174,833.386,125,099,254.41
16,752,243,375.3225,362,721,093.5721,815,438,471.7822,724,950,360.10
主49,864,382,094.87100,160,857,482.7397,771,109,770.88129,861,130,959.31
仅12,763,169,792.21-5,015,557,534.07-58,816,601,545.90-50,177,681,468.50
仅
8,961,601,553.7429,887,646,640.1486,350,562,286.2959,258,316,495.96
842,236,782.482,155,208,768.881,474,961,179.722,212,874,665.29
----
2,118,828.1711,014,934.286,383,049.12-
---31,535,973.88
主9,805,957,164.3932,053,870,343.3087,831,906,515.1361,502,727,135.13
9,670,518,845.4534,866,650,276.7950,364,101,919.1392,628,094,351.03
907,261,066.343,958,445,971.651,825,444,151.22452,430,691.50
--746,965,847.51-
--1,442,008.42-
主10,577,779,911.7938,825,096,248.4452,937,953,926.2893,080,525,042.53
仅-771,822,747.40-6,771,225,905.1434,893,952,588.85-31,577,797,907.40
仅
2,047,900,133.8516,143,140.7328,311,221.761,278,725,615.87
1,981,523,437.0116,143,140.7328,311,221.7678,725,615.87
12,611,794,029.1959,126,985,777.6442,535,411,703.1033,801,217,009.11
两73,988,268,926.68111,865,436,445.46102,211,552,801.79103,973,048,006.07
---
主88,647,963,089.72171,008,565,363.83144,775,275,726.65139,052,990,631.05
69,901,552,992.68149,301,670,814.04129,450,084,497.9291,760,790,933.36
5,212,293,677.7113,861,713,663.8811,241,205,417.2513,619,167,374.46
213,249,093.63534,314,186.51363,981,171.23280,891,919.36
473,290,134.27232,327,032.35110,763,312.31318,156,191.66
主75,587,136,804.66163,395,711,510.27140,802,053,227.48105,698,114,499.48
仅13,060,826,285.067,612,853,853.563,973,222,499.1733,354,876,131.57
71,089,782.741,076,462,351.09-1,561,443,060.121,530,590,010.25
25,123,263,112.61-3,097,467,234.56-21,510,869,518.00-46,870,013,234.08
106,544,822,601.70109,642,289,836.26131,153,159,354.26178,023,172,588.34
131,668,085,714.31106,544,822,601.70109,642,289,836.26131,153,159,354.26

些

/4-4也

30/06/201931/12/201831/12/201731/12/2016

79,919,527,230.4159,179,467,138.6959,147,193,318.2576,058,406,010.83
52,458,902,841.0337,080,930,368.2543,369,926,725.2056,273,341,353.64
9,272,432,835.689,398,504,193.789,649,410,234.0313,863,883,065.10
6,691,708,281.595,866,736,540.927,844,781,938.449,309,212,392.67
----
39,297,922,189.9434,754,975,460.3247,877,760,395.9844,591,605,611.47
主仅主--48,977,872,139.6345,896,579,362.00
严19,627,969.77---
90,894,325,413.6276,222,843,217.18--
56,199,868,324.4267,179,279,353.8788,857,913,847.4566,452,306,595.87
企834,093,038.26664,307,712.33685,159,660.56169,280,724.98
--1,295,363,872.361,450,358,913.15
义1,282,701,912.69839,883,396.251,062,287,471.94729,817,647.69
----
--20,737,083,721.4024,600,315,041.79
154,596,886.39150,960,685.91--
10,457,788,510.0611,198,366,505.15--
----
29,608,524,166.8127,564,622,301.8126,812,249,257.3425,947,897,592.75
〈15,916,925,537.5215,213,290,724.33--
15,071,362.1515,668,932.2116,864,072.3318,059,212.45
1,376,207,472.381,418,320,810.141,079,219,694.45988,333,333.75
360,480,503.43---
〈68,442,587.2814,222,187.2919,945,291.7132,932,351.33
252,188,366.37240,250,700.27238,942,153.26215,520,077.25
京1,100,656,359.611,132,291,730.531,036,786,619.781,173,163,549.60
1,273,305,862.25922,659,663.66783,408,365.1415,045,310,734.90
主338,304,686,529.04306,109,914,713.72308,277,460,115.61317,233,769,824.91
也
----
21,436,312,754.0811,587,336,423.1221,897,221,000.0018,434,617,000.00
3,101,419,551.278,486,044,346.895,450,000,000.001,900,000,000.00
主仅主也--2,276,176,292.184,722,901,220.00
也5,607,693,697.995,464,016,190.97--
严也63,277,317.97210,262,550.17625,529,666.41225,340,234.48
38,907,316,039.4832,089,239,073.6521,454,363,748.7128,230,549,493.15
义59,011,775,300.9142,991,977,553.9751,325,229,036.4265,268,025,603.79
义69,000,000.00--1,054,351,430.62
〈东亿3,397,166,432.173,443,753,300.073,670,578,549.093,799,874,623.35
707,955,826.501,040,850,273.621,120,176,414.911,414,338,534.83
企108,742,809.08103,972,291.29208,932,625.61258,112,572.04
--2,398,737,276.952,254,381,657.57
也----
主也----
437,751,334.70546,523,277.471,652,191,890.001,246,099,790.00
91,429,261,215.7891,594,408,386.9188,446,966,516.8886,818,313,569.28
也350,748,164.74---
----
----
京也443,751,004.4740,262,335.14598,832,864.8566,258,353.82
京----
也2,131,141,221.97316,438,998.12293,365,968.75295,623,721.54
也主227,203,312,671.11197,915,085,001.39201,418,301,850.76215,988,787,804.47

11,501,700,000.0011,501,700,000.0011,501,700,000.0011,501,700,000.00
〈---
---
---
56,486,198,528.3656,486,198,528.3656,486,198,528.3656,486,198,528.36
----
522,287,408.66-295,705,148.071,296,283,785.15-660,702,446.08
6,261,218,135.946,261,218,135.945,703,912,997.865,085,156,596.54
12,522,436,271.8812,522,436,271.8811,407,825,995.7210,170,313,193.08
23,807,533,513.0921,718,981,924.2220,463,236,957.7618,662,316,148.54
主111,101,373,857.93108,194,829,712.33106,859,158,264.85101,244,982,020.44
也主338,304,686,529.04306,109,914,713.72308,277,460,115.61317,233,769,824.91

/4-5

企20191-6201820172016
7,571,654,249.0711,623,015,955.0412,347,447,610.3012,120,220,630.19
2,722,586,384.404,403,801,739.535,520,637,574.047,445,029,364.93
1,651,515,211.602,430,958,040.573,225,368,968.494,489,758,809.46
从两969,153,417.921,816,113,497.532,093,728,635.022,332,431,031.17
----
1,457,428,344.783,235,384,310.412,512,339,736.692,670,773,581.22
-2,503,827,770.224,292,365,336.984,056,996,004.202,455,750,159.16
104,989,500.00195,531,156.55201,664,118.94208,841,073.22
-921,081,837.32-330,320,952.74141,669,042.93-310,812,964.46
--42,438,262.40-15,359,986.46100,569,184.83-157,326,736.44
2,137,637.3420,092,970.72--
6,817,256.1217,052,536.6015,236,067.6116,807,225.78
2,988,919,234.555,313,391,232.785,314,143,262.505,700,042,628.79
令55,939,821.9794,803,573.3498,389,456.80379,440,582.29
2,609,638,036.494,818,947,626.224,925,505,819.565,306,477,838.41
--289,052,846.0212,929,067.97
322,743,806.03398,444,893.10--
597,570.061,195,140.121,195,140.121,195,140.12
-4,582,735,014.526,309,624,722.267,033,304,347.806,420,178,001.40
298,563,563.90266,899,104.74512,555,229.79415,924,025.81
15,966,338.2214,381,546.9322,775,004.0912,237,664.88
-4,865,332,240.206,562,142,280.077,523,084,573.506,823,864,362.33

1,051,351,728.11994,211,913.521,335,520,560.321,099,188,968.48
-3,813,980,512.095,567,930,366.556,187,564,013.185,724,675,393.85
845,090,775.24-1,504,636,342.081,956,986,231.23-423,608,955.97
4,659,071,287.334,063,294,024.478,144,550,244.415,301,066,437.88

/4-6仅

企20191-6201820172016
仅
主仅主---17,757,807,107.21
7,722,818,886.0415,903,902,661.2116,262,944,262.0119,545,579,700.45
-3,030,000,000.003,550,000,000.00400,000,000.00
17,590,221,301.8332,219,869,521.42--
-13,310,215,225.16-15,938,555,659.72
义16,018,359,464.59---
461,600,597.211,098,422,061.96659,087,096.11927,856,178.72
主41,793,000,249.6765,562,409,469.7520,472,031,358.1254,569,798,646.10
11,782,481,399.2625,846,016,484.00--
----
主仅主--2,700,056,813.68-
5,379,402,777.79---
--29,346,726,906.2150,864,798,085.35
4,601,830,791.82-3,301,969,084.07-
义-8,337,953,849.6313,942,796,567.3727,516,480,070.48
1,348,492,228.942,800,147,248.693,242,800,988.894,577,982,821.18
〈〈1,896,776,738.213,499,988,819.823,526,002,096.413,859,192,503.48
企1,674,708,943.752,073,261,211.282,245,678,127.414,015,840,746.58
1,076,296,292.931,484,761,978.702,909,392,366.991,924,665,548.37
主27,759,989,172.7044,042,129,592.1261,215,422,951.0392,758,959,775.44
仅14,033,011,076.9721,520,279,877.63-40,743,391,592.91-38,189,161,129.34
仅
7,465,860,888.6428,894,751,821.0822,307,433,046.1815,576,570,002.91
459,312,248.602,781,675,580.031,611,002,884.36648,744,166.79
1,402,161.75809,921.264,672,919.79-
---7,049,848.63
主7,926,575,298.9931,677,237,322.3723,923,108,850.3316,232,364,018.33
8,292,836,030.0033,999,129,086.712,174,801,793.7527,614,461,337.67
220,466,812.66611,856,740.46410,111,577.38192,562,473.44
----
主8,513,302,842.6634,610,985,827.172,584,913,371.1327,807,023,811.11
仅-586,727,543.67-2,933,748,504.8021,338,195,479.20-11,574,659,792.78
仅
----
1,000,000,000.0060,200,000.00514,780,000.00113,452,540.00
两56,508,824,800.0077,600,238,300.0087,126,082,000.0090,092,349,000.00
---
主57,508,824,800.0077,660,438,300.0087,640,862,000.0090,205,801,540.00
48,022,824,000.0087,835,770,890.0082,246,546,500.0075,077,307,620.00
2,188,470,059.258,226,807,840.406,987,195,418.749,793,296,850.23
132,947,933.8510,757,270.7022,641,509.43-
主50,344,241,993.1096,073,336,001.1089,256,383,428.1784,870,604,470.23
仅7,164,582,806.90-18,412,897,701.10-1,615,521,428.175,335,197,069.77
-786,861.3165,940,165.79-104,967,981.77130,518,189.18
20,610,079,478.89239,573,837.52-21,125,685,523.65-44,298,105,663.17
68,486,177,389.8068,246,603,552.2889,372,289,075.93133,670,394,739.10

89,096,256,868.6968,486,177,389.8068,246,603,552.2889,372,289,075.93



2016

/4-7 2016


20169
1RMB15,00066.67%
2RMB1,00060%
3RMB1,00051%
4RMB10,000100%
5RMB1,000100%
6RMB2,00055%
7Haitong International Holdings (Australia) Pty LtdAUD10061.78%
8Haitong International Securities (Australia) Pty LtdAUD10061.78%
9Haitong Unitrust No.1 LimitedUSD100100%
20162
1Haitong & Company (UK) Limited丁EUR12,099100%
2RMB1,000100%

主丽19

8

15

2017

112

/4-8 2017


201711
1HTI Financial Services (Singapore) Pte. Ltd.SGD10,000,000100%
21,000100%
3USD100100%
4USD100100%
5Haitong UT Leasing Irish Holding Corporation LimitedUSD1100%
6Western Star Fund LtdEUR85100%
7Haitong Unitrust No.2 LimitedUSD1100%
8Haitong Unitrust No.3 LimitedUSD1100%
9Haitong Unitrust No.4 LimitedUSD1100%
10Haitong Unitrust No.5 LimitedUSD1100%
11Haitong Unitrust No.6 LimitedUSD1100%
20172
1五RMB10051%
2Noble Advisory India Private Ltd”EUR9,363100%

主丽22

2018

2017174

/4-9 20181-12


201817
1RMB1,00051%
2Haitong Xu Yu International Co., Ltd.US$1100%
3Haitong UT Leasing Irish Finance LimitedUSD1100%
4业下【150095%
5会2,000100%
6〈企3,760.8590%
7〈企6,515.18890%
8HaitongUTHK1LimitedUSD1100%
9HaitongUTHK2LimitedUSD1100%
10HaitongUTHK3LimitedUSD1100%
11HaitongUTHK4LimitedUSD1100%
12HaitongUTHK5LimitedUSD1100%
13HaitongUTHK6LimitedUSD1100%
14HaitongUTHK7LimitedUSD1100%
15HaitongUTHK8LimitedUSD1100%
16HaitongUTHK9LimitedUSD1100%
17HaitongUTHK10LimitedUSD1100%
20184
1RMB10,000100%
2RMB2,00028.05%
3Haitong Investment Ireland PLCEUR82.50100%
4WindPart, Lda且与EUR1,00020%

主丽31 123

20191-6

201820191-61

/4-10 20191-6


20191-61
1RMB1,00051%

主丽32

43

：：

：

1：

/4-11：

20196/20191-6201812/2018201712/2017201612/2016
也%74.2574.1071.2473.30
3,498.843,314.752,795.162,738.81
%71.8471.8068.3169.19
1.992.042.051.67
1.992.042.051.67
EBITDA150.19208.36245.51235.36
EBITDA%4.296.298.788.59
EBITDA2.311.642.201.96
2.231.602.151.93
%43.1329.9243.5438.02
亿%1.171.211.98
【］/10.6410.2510.249.58
］仅/1.11-0.42-5.11-4.36
］仅/2.181.17-1.87-4.08

交：主1也=也-义/-义2=+++主仅主也++++-主仅主也3=/+4=(++++主仅主+严++企+-义-义+++)/(++主仅主也+严也++〈东亿++++企)

5=(++++主仅主+严++企+-义-义+++)/(++主仅主也+严也++〈东亿++++企)

6EBITDA=+-+++

7EBITDA =EBITDA/

8EBITDA =EBITDA/-

9=+-/-

10=/

11亿=/[+/2]×100% =-义-义

12【］=【/

13］仅=仅/

14］仅=/

些］

/4-12些］

：20191-62018 2017 2016 
%4.564.427.567.39
］/0.480.450.750.70
］/0.480.450.740.70
%4.564.077.117.05
］/0.450.420.700.67
］/0.450.420.740.67



/4-13



企20191-6201820172016
-1,652,976.38-12,273,218.10-9,111,469.61-1,193,151.89
主：仅338,768,922.00460,864,833.81648,512,045.00568,028,571.86
企669,532.4113,407,226.39-560,541.57-43,992,892.60
两企----
交企24,475,160.0218,816,799.57-43,309,881.60-10,131,955.91
企----
-57,071,530.93-52,610,119.24-72,036,493.26-138,526,035.54
-8,318,216.68-17,361,190.07-877,137.78-4,663,024.80
 主296,870,890.44410,844,332.36522,616,521.18369,521,511.12

：

义：：企：两企：

/4-14企：

企20196201820172016：
715.81713.77752.92786.642
1,111.011,081.951,068.591,012.455
/企236.07%253.27%249.31%258.90%100%
/64.43%65.97%70.46%77.70%40%
/也42.58%46.07%50.16%52.56%8%
/也66.08%69.84%71.20%67.65%20%
义义严/32.06%28.94%30.78%29.66%100%
义严/135.12%117.20%57.72%80.98%500%

举久

╱主201612312017123120181231主20191-6也仅）：两举久

201620172018201963056,086,584.6253,470,633.2857,462,363.4162,290,726.89主仅主些

义201620172018201963045,680,655.9445,093,194.4450,273,009.9453,253,607.00

/4-15

企30/06/201931/12/201831/12/201731/12/2016
 %%%%
12,521,614.4120.1010,084,245.5817.5510,379,572.6919.4112,102,475.1421.58
7,599,653.9312.206,231,946.8210.857,021,356.8913.138,749,662.0315.60
821,796.791.32764,656.111.33798,272.861.491,219,189.932.17
693,588.241.11611,467.311.06760,785.861.42932,589.241.66
11,037.820.023,114.410.0167,909.200.1370,584.810.13
5,209,646.618.364,886,100.878.506,156,095.2611.516,321,291.9811.27
主仅主----9,985,669.4818.689,234,749.3616.47
19,673,136.6131.5817,720,541.4030.84----
严136,710.200.22178,075.740.31261,061.230.49393,507.130.70
6,583,078.9110.578,267,879.1914.399,654,986.8518.068,452,322.5615.07
企1,316,736.832.11825,721.451.44744,199.961.39692,953.721.24
----370,389.890.69742,206.021.32
义926,519.311.49698,288.941.22852,867.521.60895,203.131.60
1,979.890.001,987.560.001,976.160.002,630.450.00
----4,122,875.607.715,802,883.7810.35
191,835.030.3168,329.640.12----
1,401,268.852.251,513,122.972.63----
----7,871.820.018,350.890.01
529,308.320.85531,288.080.921,006,237.031.88874,959.191.56
〈1,593,296.742.561,522,829.072.65----
5,636,951.689.05------
17,728.340.0321,342.890.041,686.410.001,805.920.00
626,305.571.01585,163.341.02265,727.610.50142,075.690.25
〈10,400.990.024,766.970.014,857.450.014,756.130.01
129,924.530.21131,686.260.23131,601.160.2546,800.960.08
406,154.060.65404,619.010.70386,352.020.72411,873.420.73
京331,390.040.53324,120.230.56285,145.050.53277,381.210.49
4,081,584.536.558,924,483.6915.537,985,278.0214.938,388,583.2114.96
主62,290,726.89100.0057,462,363.41100.0053,470,633.28100.0056,086,584.62100.00

12016201720182019612,102,475.1410,379,572.6910,084,245.5812,521,614.41

21.58%19.41%17.55%20.10%20172016

1,722,902.4514.24%2018

2017295,327.112.85%180,329.00213,616.57167,578.25149,212.64义

/6-16

企30/06/201931/12/201831/12/201731/12/2016
 %%(%)(%)
28.240.0033.020.0043.880.0033.630.00
从两12,269,311.0397.999,736,310.2596.559,949,165.4195.8511,982,186.0399.01
7,599,724.0160.696,231,946.8261.807,021,356.8967.658,749,662.0372.30
4,669,587.0337.293,504,363.4434.752,927,808.5228.213,232,524.0026.71
58,671.170.4778,437.530.7885,793.790.8392,825.130.77
从两企193,788.891.55242,623.602.41344,569.613.3227,430.340.23
从两5,166.260.044,167.540.042,978.140.031,410.210.01
从两188,622.631.51238,456.052.36341,591.473.2926,020.130.21
主12,521,799.33100.0010,057,404.4099.7310,379,572.69100.0012,102,475.14100.00
--27,017.060.27----
184.920.00175.890.00----
主12,521,614.4110010,084,245.58100.0010,379,572.69100.0012,102,475.14100.00

2201620172018201961,219,189.93798,272.86764,656.11821,796.792.17%1.49%1.33%1.32%义20162015355,521.6522.58%20172016420,917.0634.52%2018201733,616.754.21%20196307.47%

3主仅主主仅主义义20162017201820196主仅主9,234,749.369,985,669.48000017,720,541.4019,482,285.892017主仅主2016750,920.138.13%

2016（主仅主主3,782,086.50从两2017（主仅主主3,092,978.95从两/4-17主仅主



企20172016
1,585,885.251,453,763.51
1,449,736.761,705,494.33
6,316,676.425,333,288.54
633,371.05742,202.99
主9,985,669.489,234,749.36

2018”2018í201836í36í36也企两主仅主）两í主两主仅主主仅主2018主17,720,541.4020196主19,673,136.61/从两主企

/4-18 20182019



201963020181231

11,323,607.4010,999,090.1810,320,444.3410,214,079.55
1,884,464.741,819,305.311,838,796.021,941,594.23
/2,030,634.472,068,924.051,765,259.571,849,638.35
从两194,423.87194,404.00466,693.49464,804.38
545,765.24517,841.091,091,510.341,076,524.29
主32,821.3236,136.2455,833.0558,666.00
3,661,419.583,405,832.592,182,004.592,131,990.88
主19,673,136.6119,041,533.4717,720,541.4017,737,297.67

4义201620172018201968,452,322.569,654,986.858,267,879.196,583,078.91201720161,202,664.3014.23%201820171,387,107.6614.37%201961,684,800.2720.38%

/4-19

企20196201820172016
5,082,860.555,608,676.717,644,221.005,421,536.49
1,494,494.542,560,660.502,010,175.311,330,392.30
--21.9258.01
105,868.55133,760.0035,000.001,718,346.02
主6,683,223.648,303,097.209,689,418.238,470,332.81
-38,217.22--
100,144.7373,435.2434,431.3818,010.25
6,583,078.918,267,879.199,654,986.858,452,322.56

5201620172018201966,321,291.986,156,095.264,886,100.875,209,646.61

20172016165,196.722.61%201820171,269,994.4020.63%20196323,545.746.62%

/4-20

企20196201820172016
3,929,792.223,469,606.894,800,628.414,470,431.50
1,279,854.391,451,627.561,388,314.491,871,215.63
主5,209,646.614,921,279.446,188,942.906,341,647.14
44,345.46--
102,354.8479,524.0332,847.6420,355.15
5,209,646.614,886,100.876,156,095.266,321,291.98

也

20162017201820196也43,890,744.4840,501,202.8944,443,771.5048,577,972.26也主仅主也义20162017201820196义也33,484,815.8132,123,764.0537,254,418.0339,540,852.37

/4-21也

企30/06/201931/12/201831/12/201731/12/2016
 %(%)(%)(%)
4,060,372.958.363,691,663.848.313,071,283.007.583,856,476.728.79
3,538,159.367.282,653,796.775.972,942,676.247.271,986,411.704.53
932,392.411.921,472,409.613.311,181,163.892.92880,946.172.01
主仅主也---2,074,349.925.123,863,963.108.80
也2,444,216.675.032,620,095.445.90----
严也200,256.220.41221,877.450.50349,545.430.86259,400.930.59
也35,216.660.0728,400.450.06----
6,571,289.5413.535,637,290.3412.683,304,572.678.164,373,172.669.96
义9,037,119.8918.607,189,353.4716.188,377,438.8420.6810,405,928.6723.71
义------105,435.140.24
〈东亿443,868.810.91458,819.941.03489,034.131.21472,253.071.08
171,861.010.35207,301.380.47261,104.640.64239,163.830.54
企464,287.220.96512,923.591.15644,195.471.59890,793.512.03
----337,669.220.83356,823.030.81
主也15,292.920.0314,510.740.0316,734.290.0412,462.150.03
4,611,155.660.494,328,668.199.743,060,915.967.562,258,378.825.15
14,143,973.1929.1214,014,686.7231.5313,015,826.8832.1412,829,519.2329.23
京也81,176.510.2020,671.020.0586,731.970.2155,747.200.13
京--------
也1,732,415.033.571,371,303.543.091,287,960.363.181,043,868.552.38
也主48,577,972.26100.0044,443,771.50100.0040,501,202.89100.0043,890,744.48100.00

1件从两企201620172018201963,856,476.723,071,283.003,691,663.844,060,372.9520172016785,193.7220.36%20182017620,380.8420.20%义20196368,709.119.99%

2从两两义两义义以义以两

义í【义义[2014]285义201655.2738.55%两义201795.6348.14%两201828.899.82%两义2019688.4433.32%两义3从两【义20162017201820196两4,373,172.663,304,572.675,637,290.346,571,289.54201720161,068,599.9824.44%201820172,332,717.6770.59%20193933,999.2016.57%

4义

20162017201820196义10,405,928.678,377,438.847,189,353.479,037,119.892017义20162,028,489.8319.49%2018义20171,188,085.3614.18%20196义

1,847,766.4225.70%

/4-22义

企2019201820172016
8,312,435.976,741,322.707,839,078.199,756,464.78
724,683.92447,560.54538,360.64649,463.89
主9,037,119.897,189,353.478,377,438.8410,405,928.67

5义20162017201820196义105,435.1400020162015义51,339.97些义0义

6义两义以义两【UnicanLimited两以两201713,015,826.88186,307.66201814,014,686.72998,859.847.67%两企主2019614,143,973.19129,287.480.92%

/4-23

企2019630201812312017123120161231

1,150,170.008.39%1,150,170.008.83%1,150,170.008.87%1,150,170.009.43%
5,630,133.2441.06%5,640,592.1243.33%5,635,797.9643.45%5,633,846.9646.19%
-36,799.33-0.27%-120,401.90-0.92%162,652.931.25%10,873.720.09%
626,121.814.57%626,121.814.81%570,391.304.40%508,515.664.17%
1,365,023.349.95%1,355,812.5110.41%1,226,781.119.46%1,076,442.458.83%
3,504,884.3825.36%3,133,562.9424.07%1,226,781.119.46%1,076,442.458.83%
1,473,221.1910.74%1,232,734.449.47%1,193,882.529.21%1,182,827.419.70%
企2019630201812312017123120161231

主13,712,754.63100.00%13,018,591.91100.00%12,969,430.39100.00%12,195,840.14100.00%

12,195,840.1412,969,430.3913,018,591.9113,712,754.63两些）〔）仅企

/4-24仅

企20191-6201820172016
仅
6,262,755.199,514,529.993,895,450.827,968,344.95
4,986,438.2110,016,085.759,777,110.9812,986,113.10
仅1,276,316.98-501,555.75-5,881,660.15-5,017,768.15
仅
980,595.723,205,387.038,783,190.656,150,272.71
1,057,777.993,882,509.625,293,795.399,308,052.50
仅-77,182.27-677,122.593,489,395.26-3,157,779.79
仅
8,864,796.3117,100,856.5414,477,527.5713,905,299.06
7,558,713.6816,339,571.1514,080,205.3210,569,811.45
仅1,306,082.63761,285.39397,322.253,335,487.61
7,108.98107,646.24-156,144.31153,059.00
2,512,326.31-309,746.72-2,151,086.95-4,687,001.32
13,166,808.5710,654,482.2610,964,228.9813,115,315.94

1仅

2017【仅2017仅2016863,892.01主仅主2018仅-501,555.7520175,380,104.4020191-6仅1,276,316.98

2,435,590.24义2仅

2017仅3,489,395.2620166,647,175.052018仅-677,122.5920174,166,517.8520191-6仅-77,182.27122,645.62两3仅2017仅397,322.2520162018仅761,285.392017363,963.14两20191-6仅1,306,082.636,130.71

/4-25仔：

企20191-6201820172016
1,773,478.012,376,501.462,822,166.722,801,166.53
1,008,491.621,665,520.011,593,458.271,736,264.89
800,375.75757,036.691,288,939.701,116,172.70
552,650.53521,109.32861,842.33804,333.45
］0.480.450.750.70
4.56%4.42%7.56%7.39%
0.94%1.61%1.41%
31.16%21.93%30.54%28.71%

1=/主×100%2=/×100%1

/4-26（

20191-62018
487,407.69909,273.97
从两166,390.81329,342.97
140,478.01222,897.47
425,654.0682,599.88
183,434.11287,241.01
370,113.34545,146.16
主1,773,478.012,376,501.46
20172016
义669,787.12851,444.57
657,087.46832,535.08
231,020.31180,031.94
从两204,973.65217,138.98
487,283.84395,322.51
241,625.06101,360.52
他241,868.5953,016.95
258,924.51198,612.62
-170,403.83-28,296.65
主2,822,166.712,801,166.54

/4-27í主

企20191-6201820172016
486,258.75851,436.51955,619.871,096,500.89
189,554.11300,576.61394,127.53531,440.98
从两164,681.50321,748.10332,989.25335,601.96
114,381.75192,474.50209,788.88164,082.24
225,305.62482,027.42366,592.55383,961.04
469,629.08553,516.631,136,551.91653,969.20
-2,433.55-789.51-678.24-
130,165.05-201,893.76-132,941.09-23,133.37
2,462.262,815.84--
-2,343.6621,912.67-22,547.165,814.94
464,434.46667,475.66519,568.87684,053.84
主1,773,478.012,376,501.462,822,166.722,801,166.54

义从两）义）些丧）」í享ó20162,801,166.541,007,460.2426.45%【仅531,440.98727,208.47【仅从两335,601.96103,983.8义58,972.6576,096.52383,961.0491,598.3620172,822,166.7221,065.260.75%【1209,788.88150,816.23255.74%2从两332,989.252,612.710.78%付3394,127.53137,313.4525.84%仅4366,592.5517,368.494.52%1,136,551.91482,582.7173.79%〈

20182,376,501.462,822,166.72445,665.2615.79%1300,576.61394,127.5393,550.9223.74%【仅2从两321,748.10332,989.2511,241.153.38%3192,474.50209,788.8817,314.388.25%4482,027.42366,592.55115,434.8731.49%5主351,622.871,003,610.82651,987.9564.96%〈6667,475.66519,568.87147,906.7928.47%

20191-6177.35109.42

67.9362.08%118.96

16.572.3914.42%2从两16.4715.251.228.00%企两311.448.682.7631.80%422.5326.523.9915.05%5主59.9816.0043.98274.88%【646.4425.11

21.3384.93%

2

/4-28

企20191-6201820172016
令9,323.5017,203.4416,597.2949,068.57
508,337.61938,286.62975,511.70956,354.23
--168,665.83141,949.27
105,923.31162,216.67--
-883.122,506.05--
385,790.32545,307.23432,683.45588,892.81
主1,008,491.621,665,520.011,593,458.271,736,264.89

令20162017201820191-6令49,068.5716,597.2917,203.449,323.502017令201632,471.2866.18%201652018令2017606.153.65%20162017201820191-6956,354.23975,511.70938,286.62508,337.61201720162.00%〈东亿2018201737,225.08〈20191-624.88%〈东亿20162017201820191-6141,949.27168,665.830020162015201718.82%201820191-6〈í主162,216.67105,923.3120162017201820191-6588,892.81432,683.45545,307.23385,790.322017

26.53%两201826.03%20191-690.69%

3

/4-29

企20191-6201820172016
1,773,478.012,376,501.462,822,166.722,801,166.53
1,008,491.621,665,520.011,593,458.271,736,264.89
800,375.75757,036.691,288,939.701,116,172.70
193,560.84179,965.84301,379.41223,120.87
606,814.92577,070.85987,560.29893,051.83
］0.480.450.750.70

20162017201820191-6两893,051.83987,560.29577,070.85606,814.922017201620182017



/4-30：

：20196201820172016
1.992.042.051.67
1.992.042.051.67
2.231.602.151.93
也%60.2258.8758.4159.82
%100.00100.00100.00100.00
%100.00100.00100.00100.00

2016-2018201961.672.052.04

1.991.672.052.041.99两

也59.82%58.41%

58.87%60.22%

两





）：

享╱）：

从两/以IT两义义义义义以



仲

2007-2019【2019两ABS义300：件2019从两两也



义」义两从两

仲从两【习两企两两【（



2019630330义义29040】30云【—14两】以】2019630些1,500

以

以从两以2019以IPO企仅两IPO企）IPOG3两【仅义í丽【他」以以两【〈

从两以—【之20—以从两」了）从两从两

FTU义FT企企20165优A以í201811í2019份【享以í件以



31【份两义亚个个义丰【主企亚



：两〈〈企〈》亚

两也

两也也

120196302两20196303两50两4两50主2019630也也5两50两交两也

/4-31两也



企2019630 2019630 
主62,290,726.8962,790,726.89500,000.00
也主48,577,972.2649,077,972.26500,000.00
也74.2574.49%0.24%
1.992.020.03

交两也

/4-32两也



企2019630 2019630 
主33,830,468.6534,330,468.65500,000.00
也主22,720,331.2723,220,331.27500,000.00
也60.22%60.92%0.70%



2019630

/4-33



企2019630
14.92义
1.04
683.28（
20.64
14.23（
0.33义
3.87
-189.12从两
主927.43-

两些

/4-3420172018



企2018%2017%
3,691,663.8411.613,071,283.0011.56
2,653,796.778.352,942,676.2411.07
1,472,409.614.631,181,163.894.44
5,637,290.3417.733,304,572.6712.43
4,328,668.1913.613,060,915.9611.52
14,014,686.7244.0713,015,826.8848.98
主31,798,515.47100.0026,576,438.65100.00

2017主26,576,438.65也

65.62%主16,076,742.8460.50%

2018主31,798,515.47也

71.55%主18,343,354.9157.69%

企企企

企

1也2019630义【1,000些主10%企

2也2019630主也1.53也企

也企

企

以义主

2002823以义企主2002主-主10」20128222002主以义令〈两两两以义企III5IIIí2018以义2002主两3,246,326201568以义╱í主2015主-主2015主以义令〈两两两以义企I110%II5IIIí

2019以义2015主10,645,000以义2015主两1,977,942〈互

2019630以义」两两

主」两两仅］两两
2015主14,142,3014.6452016128 2021511
12,007,2015.014201867 2022119
18,590,0002.9042019528 20231031
10,645,0002.5620191227 2024530
主55,384,502

仅两两两交2015主两以义2019630」两0.96%一两以义两55,384,502以义以义5,538,000201,593,000(两)

2019








125,216,144,136.30100,842,455,792.90
8,217,967,945.107,646,561,080.06
52,096,466,068.9548,861,008,664.27
196,731,366,116.04177,205,414,005.44
1,367,101,959.151,780,757,436.39
65,830,789,106.0582,678,791,854.61
13,167,368,274.748,257,214,480.90
9,265,193,079.046,982,889,366.73
3,147,951,707.79683,296,436.17
13,150,390,042.0415,131,229,732.29
15,932,967,416.4715,228,290,724.33
()24,759,935,947.5325,189,787,401.89
301,701,816,265.5013,150,390,042.0415,131,229,732.2915,932,967,416.4715,228,290,724.33198,098,468,075.19178,986,171,441.83--

2019

-






40,603,729,493.8236,916,638,377.39
35,381,593,557.5726,537,967,713.15
9,323,924,133.0314,724,096,061.46
1,559,333,087.044,804,747,405.0522,882,833,570.8621,396,207,017.07
2,002,562,167.042,218,774,485.86
65,712,895,433.6156,372,903,426.28
90,371,198,878.9271,893,534,715.42
7,272,480,287.365,129,235,940.42
46,111,556,612.1143,286,681,942.38
141,439,731,942.49140,146,857,168.90
()15,282,024,828.3813,434,081,911.75
451,499,135,167.29408,441,997,257.153,561,895,254.087,023,521,890.9122,882,833,570.8621,396,207,017.07--

2019”







177,205,414,005.441,674,695,484.88196,731,366,116.04
1,780,757,436.39-157,756,746.591,367,101,959.15
15,131,229,732.29-7,975,618.79-4,051,535.3013,150,390,042.04
15,228,290,724.33618,693,772.8415,932,967,416.47
209,345,691,898.451,516,938,738.29610,718,154.05-4,051,535.30227,181,825,533.70

26,200,954,422.12-240,164,603.3224,442,166,657.90
2,218,774,485.8624,876,364.102,002,562,167.04
28,419,728,907.98-215,288,239.2326,444,728,824.94








52,096,466,068.95
-307,226,951.72
-4,456,594.28
11,373,350.00



20191-61,298.47

20191-6”

2019”



 
1,298.47
 1,298.47



2019630

2019”







130

5050



““

”



““/
2016/11/172019/11/1716C141.32
41.32



“““

2019”

12201620182019655.79%48.81%49.04%52.80%





20196301.992.02!

“1301”1302130313041305130615C115C215C3”1701170217031704180118021803180418051901

2019”



1601160216C116C217C119C1”





2019”







2016-201820191-6”http://www.sse.com.cn”

“

“900—11001400—16

”/”



68917



021-23219000

2019”

021-23219100200001/2BE2010-65608396010-65608445100010366021-38565436021-38565900200135

68912021-23219000021-63410627jiangcj@htsec.com689 12 

2019”

021-23212064021-63410627100026

2019”

2019”

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